STOCK TITAN

[Form 4/A] Iridex Corp Amended Insider Trading Activity

Filing Impact
(Low)
Filing Sentiment
(Neutral)
Form Type
4/A
Rhea-AI Filing Summary

This Form 4/A filing amends a previously filed Form 4 dated June 17, 2025, reporting insider trading activity for Beverly A. Huss, a Director of Iridex Corp (IRIX). The amendment discloses a stock option grant that occurred on June 13, 2025.

Key details of the transaction:

  • Granted 53,000 stock options to purchase common stock
  • Exercise price set at $0.94 per share
  • Options expire on June 13, 2032
  • Vesting occurs at earlier of one-year anniversary or 2026 annual stockholder meeting

The stock options were granted under the company's 2008 Equity Incentive Plan and are exempt under Rule 16b-3. The filing was signed by Nilo De Castro as attorney-in-fact for Beverly Huss on June 24, 2025.

Questa presentazione del Modulo 4/A modifica un Modulo 4 precedentemente depositato il 17 giugno 2025, che riportava l'attività di trading interno di Beverly A. Huss, membro del Consiglio di Amministrazione di Iridex Corp (IRIX). La modifica rende nota una concessione di opzioni su azioni avvenuta il 13 giugno 2025.

Dettagli principali della transazione:

  • Concessione di 53.000 opzioni per l'acquisto di azioni ordinarie
  • Prezzo di esercizio fissato a $0,94 per azione
  • Le opzioni scadono il 13 giugno 2032
  • Il vesting avviene al primo tra il primo anniversario o l'assemblea annuale degli azionisti del 2026

Le opzioni sono state concesse nell'ambito del Piano Incentivi Azionari 2008 della società ed esenti ai sensi della Regola 16b-3. La presentazione è stata firmata da Nilo De Castro in qualità di procuratore di Beverly Huss il 24 giugno 2025.

Esta presentación del Formulario 4/A modifica un Formulario 4 presentado previamente el 17 de junio de 2025, reportando la actividad de operaciones internas de Beverly A. Huss, Directora de Iridex Corp (IRIX). La enmienda revela una concesión de opciones sobre acciones ocurrida el 13 de junio de 2025.

Detalles clave de la transacción:

  • Se otorgaron 53,000 opciones para comprar acciones comunes
  • Precio de ejercicio establecido en $0.94 por acción
  • Las opciones vencen el 13 de junio de 2032
  • La adquisición ocurre al primero entre el aniversario de un año o la reunión anual de accionistas de 2026

Las opciones sobre acciones se otorgaron bajo el Plan de Incentivos de Capital 2008 de la compañía y están exentas bajo la Regla 16b-3. La presentación fue firmada por Nilo De Castro como apoderado de Beverly Huss el 24 de junio de 2025.

이 Form 4/A 제출은 2025년 6월 17일에 제출된 이전 Form 4를 수정한 것으로, Iridex Corp(IRIX) 이사인 Beverly A. Huss의 내부자 거래 활동을 보고합니다. 이번 수정은 2025년 6월 13일에 발생한 주식매수선택권 부여를 공개합니다.

거래 주요 내용:

  • 보통주를 매수할 수 있는 53,000 주식매수선택권 부여
  • 행사가격은 주당 $0.94
  • 옵션 만료일은 2032년 6월 13일
  • 베스팅은 1주년 또는 2026년 연례 주주총회 중 빠른 시점에 발생

이 주식매수선택권은 회사의 2008년 주식 인센티브 계획에 따라 부여되었으며, 규칙 16b-3에 따라 면제됩니다. 제출 서류는 2025년 6월 24일 Beverly Huss의 법정 대리인인 Nilo De Castro가 서명했습니다.

Ce dépôt du Formulaire 4/A modifie un formulaire 4 précédemment déposé en date du 17 juin 2025, rapportant l'activité d'initié de Beverly A. Huss, administratrice d'Iridex Corp (IRIX). L'amendement révèle une attribution d'options d'achat d'actions survenue le 13 juin 2025.

Détails clés de la transaction :

  • Attribution de 53 000 options d'achat d'actions ordinaires
  • Prix d'exercice fixé à 0,94 $ par action
  • Expiration des options le 13 juin 2032
  • Vesting à la date la plus proche entre le premier anniversaire ou l'assemblée annuelle des actionnaires de 2026

Les options ont été attribuées dans le cadre du Plan d'incitation en actions de 2008 de la société et sont exemptées en vertu de la Règle 16b-3. Le dépôt a été signé par Nilo De Castro en tant que mandataire de Beverly Huss le 24 juin 2025.

Diese Form 4/A Einreichung ändert ein zuvor eingereichtes Form 4 vom 17. Juni 2025, das Insider-Handelsaktivitäten von Beverly A. Huss, Direktorin von Iridex Corp (IRIX), meldete. Die Änderung offenbart eine Gewährung von Aktienoptionen, die am 13. Juni 2025 erfolgte.

Wichtige Details der Transaktion:

  • Gewährung von 53.000 Aktienoptionen zum Kauf von Stammaktien
  • Ausübungspreis beträgt $0,94 pro Aktie
  • Optionen laufen am 13. Juni 2032 ab
  • Vesting erfolgt am frühesten Zeitpunkt zwischen dem Einjahres-Jubiläum oder der Hauptversammlung 2026

Die Aktienoptionen wurden im Rahmen des Aktienanreizplans 2008 des Unternehmens gewährt und sind gemäß Regel 16b-3 ausgenommen. Die Einreichung wurde am 24. Juni 2025 von Nilo De Castro als Bevollmächtigter für Beverly Huss unterzeichnet.

Positive
  • Director Beverly Huss granted 53,000 stock options at $0.94 per share, aligning long-term interests with shareholders through significant equity compensation
Negative
  • None.

Questa presentazione del Modulo 4/A modifica un Modulo 4 precedentemente depositato il 17 giugno 2025, che riportava l'attività di trading interno di Beverly A. Huss, membro del Consiglio di Amministrazione di Iridex Corp (IRIX). La modifica rende nota una concessione di opzioni su azioni avvenuta il 13 giugno 2025.

Dettagli principali della transazione:

  • Concessione di 53.000 opzioni per l'acquisto di azioni ordinarie
  • Prezzo di esercizio fissato a $0,94 per azione
  • Le opzioni scadono il 13 giugno 2032
  • Il vesting avviene al primo tra il primo anniversario o l'assemblea annuale degli azionisti del 2026

Le opzioni sono state concesse nell'ambito del Piano Incentivi Azionari 2008 della società ed esenti ai sensi della Regola 16b-3. La presentazione è stata firmata da Nilo De Castro in qualità di procuratore di Beverly Huss il 24 giugno 2025.

Esta presentación del Formulario 4/A modifica un Formulario 4 presentado previamente el 17 de junio de 2025, reportando la actividad de operaciones internas de Beverly A. Huss, Directora de Iridex Corp (IRIX). La enmienda revela una concesión de opciones sobre acciones ocurrida el 13 de junio de 2025.

Detalles clave de la transacción:

  • Se otorgaron 53,000 opciones para comprar acciones comunes
  • Precio de ejercicio establecido en $0.94 por acción
  • Las opciones vencen el 13 de junio de 2032
  • La adquisición ocurre al primero entre el aniversario de un año o la reunión anual de accionistas de 2026

Las opciones sobre acciones se otorgaron bajo el Plan de Incentivos de Capital 2008 de la compañía y están exentas bajo la Regla 16b-3. La presentación fue firmada por Nilo De Castro como apoderado de Beverly Huss el 24 de junio de 2025.

이 Form 4/A 제출은 2025년 6월 17일에 제출된 이전 Form 4를 수정한 것으로, Iridex Corp(IRIX) 이사인 Beverly A. Huss의 내부자 거래 활동을 보고합니다. 이번 수정은 2025년 6월 13일에 발생한 주식매수선택권 부여를 공개합니다.

거래 주요 내용:

  • 보통주를 매수할 수 있는 53,000 주식매수선택권 부여
  • 행사가격은 주당 $0.94
  • 옵션 만료일은 2032년 6월 13일
  • 베스팅은 1주년 또는 2026년 연례 주주총회 중 빠른 시점에 발생

이 주식매수선택권은 회사의 2008년 주식 인센티브 계획에 따라 부여되었으며, 규칙 16b-3에 따라 면제됩니다. 제출 서류는 2025년 6월 24일 Beverly Huss의 법정 대리인인 Nilo De Castro가 서명했습니다.

Ce dépôt du Formulaire 4/A modifie un formulaire 4 précédemment déposé en date du 17 juin 2025, rapportant l'activité d'initié de Beverly A. Huss, administratrice d'Iridex Corp (IRIX). L'amendement révèle une attribution d'options d'achat d'actions survenue le 13 juin 2025.

Détails clés de la transaction :

  • Attribution de 53 000 options d'achat d'actions ordinaires
  • Prix d'exercice fixé à 0,94 $ par action
  • Expiration des options le 13 juin 2032
  • Vesting à la date la plus proche entre le premier anniversaire ou l'assemblée annuelle des actionnaires de 2026

Les options ont été attribuées dans le cadre du Plan d'incitation en actions de 2008 de la société et sont exemptées en vertu de la Règle 16b-3. Le dépôt a été signé par Nilo De Castro en tant que mandataire de Beverly Huss le 24 juin 2025.

Diese Form 4/A Einreichung ändert ein zuvor eingereichtes Form 4 vom 17. Juni 2025, das Insider-Handelsaktivitäten von Beverly A. Huss, Direktorin von Iridex Corp (IRIX), meldete. Die Änderung offenbart eine Gewährung von Aktienoptionen, die am 13. Juni 2025 erfolgte.

Wichtige Details der Transaktion:

  • Gewährung von 53.000 Aktienoptionen zum Kauf von Stammaktien
  • Ausübungspreis beträgt $0,94 pro Aktie
  • Optionen laufen am 13. Juni 2032 ab
  • Vesting erfolgt am frühesten Zeitpunkt zwischen dem Einjahres-Jubiläum oder der Hauptversammlung 2026

Die Aktienoptionen wurden im Rahmen des Aktienanreizplans 2008 des Unternehmens gewährt und sind gemäß Regel 16b-3 ausgenommen. Die Einreichung wurde am 24. Juni 2025 von Nilo De Castro als Bevollmächtigter für Beverly Huss unterzeichnet.

SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
HUSS BEVERLY A

(Last) (First) (Middle)
1212 TERRA BELLA AVENUE

(Street)
MOUNTAIN VIEW CA 94043

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
IRIDEX CORP [ IRIX ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
Officer (give title below) Other (specify below)
3. Date of Earliest Transaction (Month/Day/Year)
06/13/2025
4. If Amendment, Date of Original Filed (Month/Day/Year)
06/17/2025
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Common Stock (right to buy)(1) $0.94 06/13/2025 A 53,000 (2) 06/13/2032 Common Stock 53,000 $0 53,000 D
Explanation of Responses:
1. This option was granted pursuant to the Company's 2008 Equity Incentive Plan, as amended, and is exempt pursuant to Rule16b-3.
2. All shares underlying this option shall vest and become exercisable upon the earlier of (i) the one-year anniversary of the grant date or (ii) the Company's 2026 annual meeting of stockholders.
/s/ Nilo De Castro, Attorney-in-fact for Beverly Huss 06/24/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What stock options did Beverly Huss receive from IRIX on June 13, 2025?

Beverly Huss received 53,000 stock options to buy IRIX common stock at an exercise price of $0.94 per share. These options were granted under the Company's 2008 Equity Incentive Plan and will expire on June 13, 2032.

When do Beverly Huss's IRIX stock options vest?

The stock options will vest and become exercisable upon the earlier of: (1) the one-year anniversary of the grant date (June 13, 2026) or (2) IRIX's 2026 annual meeting of stockholders.

Why did IRIX file an amended Form 4 (Form 4/A) for Beverly Huss?

The Form 4/A was filed as an amendment to the original Form 4 that was filed on June 17, 2025. This amended filing was made to correct or update information from the original filing regarding Beverly Huss's stock option grant.

What is Beverly Huss's role at IRIX?

According to the filing, Beverly Huss serves as a Director on IRIX's Board of Directors. This is indicated by the 'X' marked in the Director box under the Relationship of Reporting Person(s) to Issuer section.
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Medical Devices
Electromedical & Electrotherapeutic Apparatus
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MOUNTAIN VIEW