IRIDEX (IRIX) CFO Romeo Dizon adds 1,675 shares in open-market stock purchase

Filing Impact

(Neutral)

Filing Sentiment

(Neutral)

Form Type

Rhea-AI Filing Summary

IRIDEX CORP’s Chief Financial Officer, Romeo R. Dizon, reported an open-market purchase of company stock. On June 11, 2026, he bought 1,675 shares of IRIDEX common stock at $1.14 per share. Following this transaction, he directly owns 135,000 common shares, indicating a modest increase to his existing position.

Insider Trade Summary

Net Buyer: 1,675 shares ($1,909)

Net Buy 1 txn

Insider Dizon Romeo R

Role Chief Financial Officer

Bought 1,675 shs ($2K)

Type	Security	Shares	Price	Value
Purchase	Common Stock	1,675	$1.14	$2K

Holdings After Transaction: Common Stock — 135,000 shares (Direct, null)

Footnotes (1)

Key Figures

Shares purchased: 1,675 shares Purchase price: $1.14 per share Post-transaction holdings: 135,000 shares +1 more

4 metrics

Shares purchased 1,675 shares Open-market purchase on June 11, 2026

Purchase price $1.14 per share Price paid for IRIDEX common stock

Post-transaction holdings 135,000 shares CFO’s direct IRIDEX common stock after transaction

Net buy shares 1,675 shares Net buy direction in transaction summary

Key Terms

open-market purchase, Common Stock, transaction code P, Form 4, +1 more

5 terms

open-market purchase financial

"transaction_action: open-market purchase"

An open-market purchase is when an investor or a company buys shares on a public stock exchange at the going market price, rather than through a private deal. It matters to investors because these purchases change how many shares are available, can push the stock price up or signal confidence from large buyers, and often affect per-share metrics like earnings—think of it like someone buying lots of apples off a grocery shelf, reducing supply and potentially raising the price.

Common Stock financial

"security_title: Common Stock"

Common stock represents ownership shares in a company, giving investors a stake in its success and a say in important decisions through voting rights. It is the most common type of stock traded on markets and can provide income through dividends, as well as potential for value growth. For investors, holding common stock means sharing in the company’s profits and risks.

transaction code P regulatory

"transaction_code_description: Purchase in open market or private transaction"

Form 4 regulatory

"INSIDER FILING DATA (Form 4)"

Form 4 is a official document that company insiders, such as executives or major shareholders, file with regulators whenever they buy or sell company shares. It provides transparency about how those with inside knowledge are trading, helping investors see if insiders are confident in the company's prospects or may be selling for personal reasons. This information can influence investor decisions by revealing insiders' perspectives on the company's value.

Chief Financial Officer financial

"officer_title: Chief Financial Officer"

A Chief Financial Officer (CFO) is the person in charge of a company's money and financial planning. They decide how to spend, save, and invest funds to help the company grow and stay stable. Their role is important because good financial decisions keep the company healthy and successful.

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Form 4 Insider Transactions: What Each Field Means →

06/12/2026 - 02:45 PM

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Dizon Romeo R

(Last)

(First)

(Middle)

1212 TERRA BELLA AVENUE

(Street)

MOUNTAIN VIEW

CALIFORNIA

94043

(City)

(State)

(Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
IRIDEX CORP [ IRIX ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director	10% Owner
X	Officer (give title below)	Other (specify below)
	Chief Financial Officer

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
06/11/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	Amount	(A) or (D)	Price		6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
Common Stock	06/11/2026		P		1,675	A	$1.14	135,000	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares	8. Price of Derivative Security (Instr. 5)		10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)

Explanation of Responses:

	/s/ Nilo De Castro, Attorney-in-fact for Romeo R. Dizon	06/12/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

Source: View Original Filing on SEC EDGAR

FAQ

What insider transaction did IRIDEX (IRIX) report for CFO Romeo Dizon?

IRIDEX reported that CFO Romeo R. Dizon made an open-market purchase of company stock. He bought 1,675 shares of IRIDEX common stock on June 11, 2026, increasing his direct ownership stake in the company to 135,000 shares.

How many IRIDEX (IRIX) shares did the CFO buy and at what price?

CFO Romeo R. Dizon bought 1,675 shares of IRIDEX common stock at a price of $1.14 per share. The purchase was reported as an open-market transaction, indicating he bought the shares on the market rather than receiving them as compensation.

What is the CFO’s total IRIDEX (IRIX) shareholding after this Form 4 transaction?

After the reported purchase, CFO Romeo R. Dizon directly owns 135,000 shares of IRIDEX common stock. This total reflects his position immediately following the acquisition of 1,675 shares on June 11, 2026, as disclosed in the Form 4 filing.

Was the IRIDEX (IRIX) CFO transaction a buy or sell according to the Form 4?

The Form 4 classifies the CFO’s transaction as a buy. It is coded as an open-market purchase (transaction code P), meaning Romeo R. Dizon acquired additional IRIDEX common shares rather than selling or disposing of existing holdings.

What does transaction code P mean in the IRIDEX (IRIX) Form 4 filing?

Transaction code P in the Form 4 indicates a purchase transaction. For IRIDEX, this means CFO Romeo R. Dizon bought shares in an open-market or private transaction, specifically acquiring 1,675 common shares at $1.14 per share on June 11, 2026.