IRIDEX CFO buys 2,521 shares in open market

IRIDEX Corp's Chief Financial Officer, Romeo R. Dizon, bought additional company stock in the open market.

Rhea-AI Filing Summary

IRIDEX Corp's Chief Financial Officer, Romeo R. Dizon, bought additional company stock in the open market. He purchased 2,521 shares of Common Stock at a price of $1.15 per share. Following this transaction, he directly holds 130,925 shares, increasing his personal stake in the company.

Insights

Equity market & insider-transactions analyst

IRIDEX’s CFO made a modest open-market share purchase, slightly increasing his direct holdings.

IRIDEX Corp Chief Financial Officer Romeo R. Dizon executed an open-market purchase of 2,521 shares of Common Stock at $1.15 per share. The transaction is coded as a standard purchase, not an option exercise or derivative conversion.

After the trade, his direct ownership stands at 130,925 shares, indicating a small incremental increase in exposure rather than a transformative change in position. No derivative positions are listed, suggesting no additional option-related context in this filing.

Because the filing does not reference any Rule 10b5-1 trading plan or related entity holdings, this appears as a straightforward discretionary buy in his own name. Subsequent company filings may provide further context on how his ownership evolves over time.

Insider Trade Summary

Net Buyer: 2,521 shares

Net Buy 1 txn

Insider Dizon Romeo R

Role Chief Financial Officer

Bought 2,521 shs ($3K)

Type	Security	Shares	Price	Value
Purchase	Common Stock	2,521	$1.15	$3K

Holdings After Transaction: Common Stock — 130,925 shares (Direct)

Key Figures

Shares purchased: 2,521 shares Purchase price: $1.15 per share Total holdings after transaction: 130,925 shares

3 metrics

Shares purchased 2,521 shares Open-market purchase of Common Stock

Purchase price $1.15 per share Price paid for the 2,521 purchased shares

Total holdings after transaction 130,925 shares Direct Common Stock owned by CFO after purchase

Key Terms

Common Stock, open-market purchase, Form 4

3 terms

Common Stock financial

"security_title: "Common Stock""

Common stock represents ownership shares in a company, giving investors a stake in its success and a say in important decisions through voting rights. It is the most common type of stock traded on markets and can provide income through dividends, as well as potential for value growth. For investors, holding common stock means sharing in the company’s profits and risks.

open-market purchase financial

"transaction_action: "open-market purchase""

An open-market purchase is when an investor or a company buys shares on a public stock exchange at the going market price, rather than through a private deal. It matters to investors because these purchases change how many shares are available, can push the stock price up or signal confidence from large buyers, and often affect per-share metrics like earnings—think of it like someone buying lots of apples off a grocery shelf, reducing supply and potentially raising the price.

Form 4 regulatory

"INSIDER FILING DATA (Form 4)"

Form 4 is a official document that company insiders, such as executives or major shareholders, file with regulators whenever they buy or sell company shares. It provides transparency about how those with inside knowledge are trading, helping investors see if insiders are confident in the company's prospects or may be selling for personal reasons. This information can influence investor decisions by revealing insiders' perspectives on the company's value.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What insider transaction did IRIDEX Corp (IRIX) report for its CFO?

IRIDEX Corp reported that Chief Financial Officer Romeo R. Dizon made an open-market purchase of 2,521 shares of Common Stock. The shares were bought at $1.15 per share, indicating a direct increase in his personal equity stake in the company.

How many IRIDEX Corp (IRIX) shares does the CFO own after this Form 4?

After the reported transaction, CFO Romeo R. Dizon directly owns 130,925 shares of IRIDEX Corp Common Stock. This reflects his holdings immediately following the 2,521-share open-market purchase disclosed in the Form 4 insider trading report.

At what price did the IRIDEX Corp (IRIX) CFO buy shares in the latest Form 4?

CFO Romeo R. Dizon purchased IRIDEX Corp Common Stock at $1.15 per share. The Form 4 identifies this as an open-market transaction, covering 2,521 shares, and records his total direct holdings after the trade at 130,925 shares.

Was the IRIDEX Corp (IRIX) CFO’s Form 4 transaction a buy or a sell?

The transaction was a buy. The Form 4 classifies it as an open-market purchase of 2,521 shares of Common Stock, increasing CFO Romeo R. Dizon’s direct holdings to 130,925 shares after the trade, with no reported share sales in this filing.

Does the IRIDEX Corp (IRIX) CFO hold any derivative securities in this Form 4?

This Form 4 does not list any derivative securities for CFO Romeo R. Dizon. The filing shows only a non-derivative Common Stock purchase of 2,521 shares and reports his resulting direct ownership as 130,925 shares, with no options or other derivatives summarized.

AI-generated analysis. How Rhea-AI works. Not financial advice.

Form 4 Insider Transactions: What Each Field Means →

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Accepted by SEC EDGAR 06/08/2026 - 09:54 AM Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Dizon Romeo R

(Last) (First) (Middle)

1212 TERRA BELLA AVENUE

(Street)

MOUNTAIN VIEW CALIFORNIA 94043

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
IRIDEX CORP [ IRIX ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	Chief Financial Officer

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
06/05/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	06/05/2026		P		2,521	A	$1.15	130,925	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

	/s/ Nilo De Castro, Attorney-in-fact for Romeo R. Dizon	06/08/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)