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ITG (ITG) director LaPerch reports 215,744 indirect LLC equity interests

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
3

Rhea-AI Filing Summary

ITG, Inc. filed an initial ownership report for director William G. LaPerch. The filing shows 215,744 LLC Interests of ITG Parent, LLC and an equal number of non-economic voting shares of Class B common stock held indirectly through ITG Management Holdings, LLC on his behalf. Each LLC Interest, together with cancellation of a corresponding Class B share, may be exchanged for one share of Class A common stock or, at the election of a majority of the issuer’s disinterested directors, a cash payment based on a volume-weighted average market price. LaPerch disclaims beneficial ownership of securities held by ITG Management Holdings, LLC except to the extent of his pecuniary interest.

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Insider LAPERCH WILLIAM G
Role Director
Type Security Shares Price Value
holding LLC Interests -- -- --
holding Class B common stock -- -- --
Holdings After Transaction: LLC Interests — 215,744 shares (Indirect, See footnote); Class B common stock — 215,744 shares (Indirect, See footnote)
Footnotes (1)
  1. The reported securities represent common units of ITG Parent, LLC ("LLC Interests") and an equal number of non-economic voting shares of Class B common stock, each directly held by ITG Management Holdings, LLC ("Management Holdings") on behalf of the Reporting Person. The Reporting Person expressly disclaims beneficial ownership of the securities held by Management Holdings except to the extent of their pecuniary interest therein. Each LLC Interest, upon the cancellation of an equal number of shares of Class B common stock, may be exchanged from time to time, for an equal number of shares of Class A common stock (or, at the election of a majority of the Issuer's disinterested directors, a cash payment equal to a volume-weighted average market price of one share of Class A common stock for each LLC Interest).
Indirect LLC Interests 215,744 interests LLC Interests of ITG Parent, LLC held via ITG Management Holdings, LLC
Indirect Class B common shares 215,744 shares Non-economic voting Class B shares held with LLC Interests
Underlying Class A common stock 215,744 shares Shares obtainable upon exchange of LLC Interests and Class B share cancellation
Exercise price of LLC Interests $0.0000 per interest Conversion or exercise price for LLC Interests into Class A or cash alternative
LLC Interests financial
"The reported securities represent common units of ITG Parent, LLC ("LLC Interests") and an equal number..."
Class B common stock financial
"...and an equal number of non-economic voting shares of Class B common stock, each directly held..."
A class B common stock is one of multiple types of a company’s ordinary shares that carries specific rights—often different voting power or dividend priority—compared with other classes. For investors it matters because those differences affect how much influence you have over company decisions, the income you might receive, and how freely the shares trade; think of it like owning a car with different keys: some keys let you start the engine and open the trunk, others only unlock the door.
pecuniary interest financial
"The Reporting Person expressly disclaims beneficial ownership of the securities... except to the extent of their pecuniary interest therein."
volume-weighted average market price financial
"...a cash payment equal to a volume-weighted average market price of one share of Class A common stock..."
Volume-weighted average market price is the average price at which a security trades over a set period, where each trade’s price is given more influence based on how many shares changed hands. Think of it like calculating the average cost of apples in a market but giving more weight to the prices of the biggest purchases; investors use it to judge whether a trade was made at a typical, bargain, or expensive price and to benchmark trading performance.
disinterested directors financial
"...at the election of a majority of the Issuer's disinterested directors, a cash payment equal to..."
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FAQ

What does ITG (ITG) disclose in William G. LaPerch’s Form 3?

The Form 3 reports William G. LaPerch’s indirect interest in 215,744 LLC Interests and an equal number of Class B common shares held by ITG Management Holdings, LLC on his behalf, establishing his initial ownership position in ITG’s equity structure.

How can ITG (ITG) LLC Interests be converted into Class A common stock?

Each LLC Interest, together with cancellation of a corresponding Class B share, may be exchanged for one share of Class A common stock or, if chosen by a majority of disinterested directors, for a cash amount equal to a volume-weighted average market price.

Who directly holds the ITG securities reported for William G. LaPerch?

The securities are directly held by ITG Management Holdings, LLC on behalf of William G. LaPerch. He expressly disclaims beneficial ownership of these securities except to the extent of his pecuniary interest in Management Holdings’ holdings.

Does this ITG Form 3 show any recent buying or selling by William G. LaPerch?

The Form 3 functions as an initial ownership report and does not show explicit buy or sell transactions. It instead lists LaPerch’s indirect interests in LLC Interests and Class B common shares through ITG Management Holdings, LLC.
SEC Form 3
FORM 3UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0104
Estimated average burden
hours per response:0.5
1. Name and Address of Reporting Person*
LAPERCH WILLIAM G

(Last)(First)(Middle)
2400 E COMMERCIAL BLVD STE 1000

(Street)
FORT LAUDERDALE FLORIDA 33308

(City)(State)(Zip)

UNITED STATES

(Country)
2. Date of Event Requiring Statement (Month/Day/Year)
07/01/2026
3. Issuer Name and Ticker or Trading Symbol
ITG, Inc./DE/ [ ITG ]
3a. Foreign Trading Symbol
5. If Amendment, Date of Original Filed (Month/Day/Year)
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Class B common stock215,744ISee footnote(1)
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year)3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date ExercisableExpiration DateTitleAmount or Number of Shares
LLC Interests (2) (2)Class A common stock215,744(2)ISee footnote(1)
Explanation of Responses:
1. The reported securities represent common units of ITG Parent, LLC ("LLC Interests") and an equal number of non-economic voting shares of Class B common stock, each directly held by ITG Management Holdings, LLC ("Management Holdings") on behalf of the Reporting Person. The Reporting Person expressly disclaims beneficial ownership of the securities held by Management Holdings except to the extent of their pecuniary interest therein.
2. Each LLC Interest, upon the cancellation of an equal number of shares of Class B common stock, may be exchanged from time to time, for an equal number of shares of Class A common stock (or, at the election of a majority of the Issuer's disinterested directors, a cash payment equal to a volume-weighted average market price of one share of Class A common stock for each LLC Interest).
Remarks:
Exhibit List: Exhibit 24.1 - Power of Attorney
/s/ Christopher H. Mecray, as attorney-in-fact for William G. LaPerch07/01/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 3: SEC 1473 (03-26)