Itau Unibanco officer sells 60,000 preferred shares

Itau Unibanco Holding S.A. reported that SMEs Officer (retail segment) Orestes Vanzo Carlos executed an open-market sale of 60,000 preferred shares (ITUB4) at $8.24 per share.

Accepted by SEC EDGAR 07/08/2026 - 05:04 PM EDT Learn about SEC filing dates

Rhea-AI Filing Summary

Itau Unibanco Holding S.A. reported that SMEs Officer (retail segment) Orestes Vanzo Carlos executed an open-market sale of 60,000 preferred shares (ITUB4) at $8.24 per share. After this transaction, he directly holds 1,008,014 preferred shares, indicating the sale represents a small portion of his overall position.

Insider Trade Summary

Net Seller: 60,000 shares

Net Sell 1 txn

Insider Orestes Vanzo Carlos

Role SMEs Officer (retail segment)

Sold 60,000 shs ($494K)

Share of Position Sold 5.6%

Type	Security	Shares	Price	Value
Sale	Preferred shares (ITUB4)	60,000	$8.24	$494K

Holdings After Transaction: Preferred shares (ITUB4) — 1,008,014 shares (Direct)

Holdings Before and After: Preferred shares (ITUB4), 1,068,014 to 1,008,014 shares (Direct)

Footnotes (1)

1. F1. The price is denominated in Brazilian reais and has been translated into U.S. dollars at the July 7, 2026 selling rate of R$5.1458 per US$1.00, as reported by the Central Bank of Brazil.

Key Figures

Shares sold: 60,000 shares Sale price per share: $8.24 per share Approximate transaction value: $494,400 +2 more

5 metrics

Shares sold 60,000 shares Open-market sale of preferred shares (ITUB4)

Sale price per share $8.24 per share Transaction price for ITUB4 on July 7, 2026

Approximate transaction value $494,400 60,000 shares sold at $8.24 each

Shares held after transaction 1,008,014 shares Direct holdings of preferred shares following sale

FX selling rate R$5.1458 per US$1.00 Exchange rate used to translate sale price on July 7, 2026

Key Terms

open-market sale, Preferred shares (ITUB4), Brazilian reais, selling rate, +1 more

5 terms

open-market sale financial

"transaction_action: "open-market sale" for the preferred shares"

An open-market sale is when a shareholder sells existing shares directly on a public exchange to any willing buyer, rather than through a private deal. Think of it like putting goods on a busy market stall where price is set by supply and demand; for investors it matters because such sales increase available supply, can put short-term downward pressure on the stock price, and signal changes in liquidity or investor confidence.

Preferred shares (ITUB4) financial

"security_title: "Preferred shares (ITUB4)" in the transaction record"

Brazilian reais financial

"The price is denominated in Brazilian reais and has been translated"

selling rate financial

"translated into U.S. dollars at the July 7, 2026 selling rate"

Central Bank of Brazil financial

"as reported by the Central Bank of Brazil"

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What insider transaction did Itau Unibanco (ITUB) report for Orestes Vanzo Carlos?

Itau Unibanco reported that SMEs Officer Orestes Vanzo Carlos completed an open-market sale of 60,000 preferred shares (ITUB4). The transaction was reported on a Form 4 insider filing and reflects a direct sale of the company’s preferred stock.

At what price were the Itau Unibanco (ITUB) shares sold by Orestes Vanzo Carlos?

The 60,000 preferred shares (ITUB4) were sold at $8.24 per share. The filing notes this price is denominated in Brazilian reais and translated into U.S. dollars using the July 7, 2026 selling exchange rate reported by the Central Bank of Brazil.

How many Itau Unibanco (ITUB) shares does Orestes Vanzo Carlos own after the sale?

Following the transaction, Orestes Vanzo Carlos directly owns 1,008,014 preferred shares of Itau Unibanco. This shows that, despite the sale of 60,000 shares, he continues to hold a substantial remaining position in the company’s preferred stock.

Was the Itau Unibanco (ITUB) insider transaction an open-market sale?

Yes. The Form 4 identifies the transaction as an open-market sale, coded “S” and described as a sale in open market or private transaction. This indicates the shares were sold into the market rather than granted or transferred as compensation or a gift.

How is currency handled in the Itau Unibanco (ITUB) insider sale price disclosure?

The filing explains the share price is originally in Brazilian reais, translated into U.S. dollars using the July 7, 2026 selling rate of R$5.1458 per US$1.00, as reported by the Central Bank of Brazil, to standardize the reported transaction value.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Orestes Vanzo Carlos

(Last) (First) (Middle)

BRIGADEIRO FARIA LIMA AVENUE, 3500

(Street)

SAO PAULO SAO PAULO 04538-132

(City) (State) (Zip)

BRAZIL

(Country)

2. Issuer Name and Ticker or Trading Symbol
Itau Unibanco Holding S.A. [ ITUB ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	SMEs Officer (retail segment)

2a. Foreign Trading Symbol
[ITUB4]

3. Date of Earliest Transaction (Month/Day/Year)
07/07/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Preferred shares (ITUB4)	07/07/2026		S		60,000	D	$8.24(1)	1,008,014	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. The price is denominated in Brazilian reais and has been translated into U.S. dollars at the July 7, 2026 selling rate of R$5.1458 per US$1.00, as reported by the Central Bank of Brazil.

	/s/Carlos Orestes Vanzo	07/07/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)