STOCK TITAN

Itau Unibanco (ITUB) SMEs Officer executes open-market sale of 60,000 preferred shares

Filing Impact
(Moderate)
Filing Sentiment
(Negative)
Form Type
4

Rhea-AI Filing Summary

Itau Unibanco Holding S.A. reported that SMEs Officer (retail segment) Orestes Vanzo Carlos executed an open-market sale of 60,000 preferred shares (ITUB4) at $8.24 per share. After this transaction, he directly holds 1,008,014 preferred shares, indicating the sale represents a small portion of his overall position.

Positive

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Negative

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Insider Orestes Vanzo Carlos
Role SMEs Officer (retail segment)
Sold 60,000 shs ($494K)
Type Security Shares Price Value
Sale Preferred shares (ITUB4) 60,000 $8.24 $494K
Holdings After Transaction: Preferred shares (ITUB4) — 1,008,014 shares (Direct)
Footnotes (1)
  1. [object Object]
Shares sold 60,000 shares Open-market sale of preferred shares (ITUB4)
Sale price per share $8.24 per share Transaction price for ITUB4 on July 7, 2026
Approximate transaction value $494,400 60,000 shares sold at $8.24 each
Shares held after transaction 1,008,014 shares Direct holdings of preferred shares following sale
FX selling rate R$5.1458 per US$1.00 Exchange rate used to translate sale price on July 7, 2026
open-market sale financial
"transaction_action: "open-market sale" for the preferred shares"
An open-market sale is when a shareholder sells existing shares directly on a public exchange to any willing buyer, rather than through a private deal. Think of it like putting goods on a busy market stall where price is set by supply and demand; for investors it matters because such sales increase available supply, can put short-term downward pressure on the stock price, and signal changes in liquidity or investor confidence.
Preferred shares (ITUB4) financial
"security_title: "Preferred shares (ITUB4)" in the transaction record"
Brazilian reais financial
"The price is denominated in Brazilian reais and has been translated"
selling rate financial
"translated into U.S. dollars at the July 7, 2026 selling rate"
Central Bank of Brazil financial
"as reported by the Central Bank of Brazil"
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FAQ

What insider transaction did Itau Unibanco (ITUB) report for Orestes Vanzo Carlos?

Itau Unibanco reported that SMEs Officer Orestes Vanzo Carlos completed an open-market sale of 60,000 preferred shares (ITUB4). The transaction was reported on a Form 4 insider filing and reflects a direct sale of the company’s preferred stock.

At what price were the Itau Unibanco (ITUB) shares sold by Orestes Vanzo Carlos?

The 60,000 preferred shares (ITUB4) were sold at $8.24 per share. The filing notes this price is denominated in Brazilian reais and translated into U.S. dollars using the July 7, 2026 selling exchange rate reported by the Central Bank of Brazil.

How many Itau Unibanco (ITUB) shares does Orestes Vanzo Carlos own after the sale?

Following the transaction, Orestes Vanzo Carlos directly owns 1,008,014 preferred shares of Itau Unibanco. This shows that, despite the sale of 60,000 shares, he continues to hold a substantial remaining position in the company’s preferred stock.

Was the Itau Unibanco (ITUB) insider transaction an open-market sale?

Yes. The Form 4 identifies the transaction as an open-market sale, coded “S” and described as a sale in open market or private transaction. This indicates the shares were sold into the market rather than granted or transferred as compensation or a gift.

How is currency handled in the Itau Unibanco (ITUB) insider sale price disclosure?

The filing explains the share price is originally in Brazilian reais, translated into U.S. dollars using the July 7, 2026 selling rate of R$5.1458 per US$1.00, as reported by the Central Bank of Brazil, to standardize the reported transaction value.
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Orestes Vanzo Carlos

(Last)(First)(Middle)
BRIGADEIRO FARIA LIMA AVENUE, 3500

(Street)
SAO PAULOSAO PAULO04538-132

(City)(State)(Zip)

BRAZIL

(Country)
2. Issuer Name and Ticker or Trading Symbol
Itau Unibanco Holding S.A. [ ITUB ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director10% Owner
XOfficer (give title below)Other (specify below)
SMEs Officer (retail segment)
2a. Foreign Trading Symbol
[ITUB4]
3. Date of Earliest Transaction (Month/Day/Year)
07/07/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Preferred shares (ITUB4)07/07/2026S60,000D$8.24(1)1,008,014D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. The price is denominated in Brazilian reais and has been translated into U.S. dollars at the July 7, 2026 selling rate of R$5.1458 per US$1.00, as reported by the Central Bank of Brazil.
/s/Carlos Orestes Vanzo07/07/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)