Ives Ultra AI Opportunities: YA II PN holds 0 shares

Ives Ultra AI Opportunities Inc. (IVAI) is the issuer named in a Form 3 listing YA II PN, Ltd. with 0 shares of common stock directly held.

Rhea-AI Filing Summary

Ives Ultra AI Opportunities Inc. (IVAI) is the issuer named in a Form 3 listing YA II PN, Ltd. with 0 shares of common stock directly held. A footnote states that Mark Angelo, President of Yorkville Advisors Global II, LLC, makes all investment decisions for YA II PN and disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest.

Insider Trade Summary

1 transaction reported

Mixed 1 txn

Insider YA II PN, Ltd.

Role Insider

Type	Security	Shares	Price	Value
holding	Common Stock, par value $0.001 F1, F2	--	--	--

Holdings After Transaction: Common Stock, par value $0.001 — 0 shares (Direct)

Footnotes (2)

1. F1. Yorkville Advisors Global, LP ("Yorkville LP") is the investment manager of YA II PN, Ltd. ("YA II PN"), and Yorkville Advisors Global II, LLC ("Yorkville LLC") is the General Partner of Yorkville LP. Mark Angelo serves as President of Yorkville LLC and makes all investment decisions for YA II PN. As such Mr. Angelo may be deemed to have beneficial ownership of the securities held by the Investment Adviser (defined below). Mr. Angelo disclaims any beneficial ownership of the reported securities, except to the extent of his pecuniary interest therein.
2. F2. This Form 3 is filed pursuant to Section 30(h) of the Investment Company Act of 1940, as amended (the "1940 ACT"). Ives Ultra Management LLC (the "Investment Adviser") serves as the investment adviser to Ives Ultra AI Opportunities Inc. (the "Fund").

Key Figures

Direct common shares reported: 0 shares

1 metrics

Direct common shares reported 0 shares YA II PN, Ltd. holding entry

Key Terms

beneficial ownership, pecuniary interest, investment manager

3 terms

beneficial ownership regulatory

"Mark Angelo may be deemed to have beneficial ownership"

Beneficial ownership means the person or entity that actually enjoys the benefits of owning shares or other assets — such as receiving dividends, voting rights, or price gains — even if the legal title is held in another name. For investors it matters because knowing who truly controls and profits from a company reveals who can influence decisions, exposes potential conflicts of interest or hidden concentration of power, and affects transparency and risk in the stock.

pecuniary interest financial

"except to the extent of his pecuniary interest therein"

investment manager technical

"Yorkville LP is the investment manager of YA II PN"

FAQ

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How many IVAI shares does YA II PN, Ltd. report holding?

YA II PN, Ltd. reported 0 shares of IVAI common stock as directly held.

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Available on EDGAR 10/07/2026 - 04:23 PM Accepted by SEC EDGAR 10/07/2026 - 04:23 PM Learn about SEC filing dates

SEC Form 3

FORM 3

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0104
Estimated average burden
hours per response:			0.5

1. Name and Address of Reporting Person^*

YA II PN, Ltd.

(Last) (First) (Middle)

1012 SPRINGFIELD AVENUE

(Street)

MOUNTAINSIDE NEW JERSEY 07092

(City) (State) (Zip)

UNITED STATES

(Country)

2. Date of Event Requiring Statement (Month/Day/Year)
09/29/2026

3. Issuer Name and Ticker or Trading Symbol
Ives Ultra AI Opportunities Inc. [ IVAI ]

3a. Foreign Trading Symbol

5. If Amendment, Date of Original Filed (Month/Day/Year)

4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
	Officer (give title below)	X	Other (specify below)
			Investment Adviser owner - 10%

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4)	2. Amount of Securities Beneficially Owned (Instr. 4)	3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	4. Nature of Indirect Beneficial Ownership (Instr. 5)
Common Stock, par value $0.001	0(1)	D(2)

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4)	2. Date Exercisable and Expiration Date (Month/Day/Year)		3. Title and Amount of Securities Underlying Derivative Security (Instr. 4)		4. Conversion or Exercise Price of Derivative Security	5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)
	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Yorkville Advisors Global, LP ("Yorkville LP") is the investment manager of YA II PN, Ltd. ("YA II PN"), and Yorkville Advisors Global II, LLC ("Yorkville LLC") is the General Partner of Yorkville LP. Mark Angelo serves as President of Yorkville LLC and makes all investment decisions for YA II PN. As such Mr. Angelo may be deemed to have beneficial ownership of the securities held by the Investment Adviser (defined below). Mr. Angelo disclaims any beneficial ownership of the reported securities, except to the extent of his pecuniary interest therein.

2. This Form 3 is filed pursuant to Section 30(h) of the Investment Company Act of 1940, as amended (the "1940 ACT"). Ives Ultra Management LLC (the "Investment Adviser") serves as the investment adviser to Ives Ultra AI Opportunities Inc. (the "Fund").

	/s/Troy Rillo	10/07/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 3: SEC 1473 (03-26)