Ives Ultra AI Opportunities: 2.5M shares held indirectly

The director has a 50% interest in the LLC that holds the reported shares.

Rhea-AI Filing Summary

For Ives Ultra AI Opportunities Inc. (IVAI), the Form 3 lists 2,500,000 shares of Common Stock held indirectly by Ultra AI Holdings, LLC. Director Jeffrey Arthur Leathers owns a 50% interest in the LLC.

Insider Trade Summary

1 transaction reported

Mixed 1 txn

Insider Leathers Jeffrey Arthur

Role Director

Type	Security	Shares	Price	Value
holding	Common Stock, par value $0.001 per share F1	--	--	--

Holdings After Transaction: Common Stock, par value $0.001 per share — 2,500,000 shares (Indirect, See Footnote)

Footnotes (1)

1. F1. Shares held by Ultra AI Holdings, LLC, of which Reporting Person owns a 50% interest.

Key Figures

Common Stock held indirectly: 2,500,000 shares Interest in Ultra AI Holdings, LLC: 50% Common Stock par value: $0.001 per share

3 metrics

Common Stock held indirectly 2,500,000 shares Held by Ultra AI Holdings, LLC

Interest in Ultra AI Holdings, LLC 50% Director Jeffrey Arthur Leathers

Common Stock par value $0.001 per share Common Stock

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

How many IVAI shares does Ultra AI Holdings, LLC hold?

Ultra AI Holdings, LLC holds 2,500,000 shares of Ives Ultra AI Opportunities Inc. Common Stock. Director Jeffrey Arthur Leathers owns a 50% interest in the LLC.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Available on EDGAR 09/30/2026 - 06:07 PM Accepted by SEC EDGAR 09/30/2026 - 06:06 PM Learn about SEC filing dates

SEC Form 3

FORM 3

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0104
Estimated average burden
hours per response:			0.5

1. Name and Address of Reporting Person^*

Leathers Jeffrey Arthur

(Last) (First) (Middle)

600 CALIFORNIA STREET, 11TH FLOOR

(Street)

SAN FRANCISCO CALIFORNIA 94108

(City) (State) (Zip)

UNITED STATES

(Country)

2. Date of Event Requiring Statement (Month/Day/Year)
09/29/2026

3. Issuer Name and Ticker or Trading Symbol
Ives Ultra AI Opportunities Inc. [ IVAI ]

3a. Foreign Trading Symbol

5. If Amendment, Date of Original Filed (Month/Day/Year)

4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4)	2. Amount of Securities Beneficially Owned (Instr. 4)	3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	4. Nature of Indirect Beneficial Ownership (Instr. 5)
Common Stock, par value $0.001 per share	2,500,000	I	See Footnote(1)

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4)	2. Date Exercisable and Expiration Date (Month/Day/Year)		3. Title and Amount of Securities Underlying Derivative Security (Instr. 4)		4. Conversion or Exercise Price of Derivative Security	5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)
	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Shares held by Ultra AI Holdings, LLC, of which Reporting Person owns a 50% interest.

	/s/ Jeffrey Leathers	09/30/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 3: SEC 1473 (03-26)