Ives Ultra AI: YA II PN acquires Al Ultra Holdings option

The option first becomes exercisable on December 30, 2026, and may permit a demand for a pro rata share of common stock held by Holdings.

Available on EDGAR 11/03/2026 - 08:50 AM EST Accepted by SEC EDGAR 11/03/2026 - 08:50 AM EST Learn about SEC filing dates

Rhea-AI Filing Summary

Ives Ultra AI Opportunities Inc. (IVAI) reported that YA II PN, Ltd., described as an investment adviser owner, acquired an option to purchase a membership interest in Al Ultra Holdings LLC. The option has an aggregate exercise price of $100,000, which the footnote states is $0.04 per underlying share. Upon exercise and admission as a member, YA II PN may demand distribution of its pro rata share of 2,500,000 IVAI common shares held by Holdings. The option is first exercisable on December 30, 2026.

Insider Trade Summary

Other: 2,500,000 shares

Other 1 txn

Insider YA II PN, Ltd.

Role Insider

Type	Security	Shares	Price	Value
Other	Investment Option (right to Buy) F1, F3, F2	2,500,000	$100,000.00	$250.00B

Holdings After Transaction: Investment Option (right to Buy) — 2,500,000 contracts (Direct)

Footnotes (3)

1. F1. The reporting person holds an option to purchase a membership interest in Al Ultra Holdings LLC ("Holdings") for an aggregate exercise price of $100,000. Upon exercise and admission as a member, the reporting person may demand distribution of its pro rata Share of common stock of the Issuer held by Holdings, or 2,500,000 Shares. The exercise price shown is the aggregate exercise price divided by the number of underlying Shares of common stock of the Issuer. The option is first exercisable on December 30, 2026.
2. F2. The option has no stated expiration date.
3. F3. See footnote #1.

Key Figures

Aggregate exercise price: $100,000 Underlying IVAI common shares: 2,500,000 shares Exercise price per underlying share: $0.04 per share +1 more

4 metrics

Aggregate exercise price $100,000 Option to purchase a membership interest in Al Ultra Holdings LLC.

Underlying IVAI common shares 2,500,000 shares Shares held by Holdings that may be distributed pro rata upon exercise and admission as a member.

Exercise price per underlying share $0.04 per share The footnote states the aggregate exercise price divided by the number of underlying shares.

First exercisable December 30, 2026 Option held by YA II PN, Ltd.

Key Terms

membership interest, aggregate exercise price, pro rata Share, admission as a member

4 terms

membership interest financial

"option to purchase a membership interest in Al Ultra Holdings LLC"

aggregate exercise price financial

"for an aggregate exercise price of $100,000"

pro rata Share financial

"may demand distribution of its pro rata Share"

Pro rata share is the portion of an asset, liability, income, loss, or new securities that an individual or entity receives based on their proportional ownership, contribution, or entitlement. It matters to investors because it determines how returns, dilution, distributions, or obligations are divided—think of slicing a pie so each person gets a piece sized exactly to the fraction of the whole they own.

admission as a member financial

"Upon exercise and admission as a member"

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

How many IVAI shares are associated with YA II PN, Ltd.'s option?

Upon exercise and admission as a member, YA II PN may demand distribution of its pro rata share of 2,500,000 shares of IVAI common stock held by Al Ultra Holdings LLC. The option is to purchase a membership interest in Holdings.

When can YA II PN, Ltd.'s IVAI-related option first be exercised?

The option is first exercisable on December 30, 2026. Its aggregate exercise price is $100,000, stated as $0.04 per underlying share.

AI-generated analysis. How Rhea-AI works. Not financial advice.

Form 4 Insider Transactions: What Each Field Means →

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SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

YA II PN, Ltd.

(Last) (First) (Middle)

1012 SPRINGFIELD AVENUE

(Street)

MOUNTAINSIDE NEW JERSEY 07092

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
Ives Ultra AI Opportunities Inc. [ IVAI ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
	Officer (give title below)	X	Other (specify below)
			investment adviser owner - 10%

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
10/31/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares
Investment Option (right to Buy)	$0.04(1)	09/02/2026		J		2,500,000		12/30/2026	(2)	Common Stock	2,500,000	$100,000(3)	2,500,000	D

Explanation of Responses:

1. The reporting person holds an option to purchase a membership interest in Al Ultra Holdings LLC ("Holdings") for an aggregate exercise price of $100,000. Upon exercise and admission as a member, the reporting person may demand distribution of its pro rata Share of common stock of the Issuer held by Holdings, or 2,500,000 Shares. The exercise price shown is the aggregate exercise price divided by the number of underlying Shares of common stock of the Issuer. The option is first exercisable on December 30, 2026.

2. The option has no stated expiration date.

3. See footnote #1.

	/s/Troy Rillo, Manager	11/03/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)