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Nasdaq warns INVO Fertility (NASDAQ: IVF) after late 2025 Form 10‑K

Filing Impact
(High)
Filing Sentiment
(Neutral)
Form Type
8-K

Rhea-AI Filing Summary

INVO Fertility, Inc. disclosed that Nasdaq notified the company on April 23, 2026 that it is not in compliance with Nasdaq Listing Rule 5250(c)(1) because it did not timely file its Form 10‑K for the year ended December 31, 2025. The 2025 Annual Report was due April 15, 2026. The notice has no immediate effect on the Nasdaq Capital Market listing, and the shares continue to trade under the symbol IVF.

The company has 60 days from the notice date to submit a compliance plan and may receive up to 180 days from the report’s due date, or until October 13, 2026, to regain compliance if Nasdaq accepts the plan. INVO attributes the delay to additional review of complex accounting matters, including tax provision, warrant accounting, and variable interest entity accounting, and states it intends to file the Annual Report as promptly as possible.

Positive

  • None.

Negative

  • Nasdaq noncompliance notice: INVO Fertility is out of compliance with Nasdaq Listing Rule 5250(c)(1) because it did not timely file its Form 10‑K for the year ended December 31, 2025, creating potential listing risk if it cannot regain compliance within the allowed extension.

Insights

INVO faces Nasdaq noncompliance for a late 10‑K, with time to cure.

INVO Fertility has fallen out of compliance with Nasdaq’s timely filing rule after missing the Form 10‑K deadline for the year ended December 31, 2025. The notice alone does not immediately affect the Nasdaq Capital Market listing, and the stock continues trading under symbol IVF.

Nasdaq’s process gives the company 60 days from the April 23, 2026 notice to submit a plan. If accepted, Nasdaq may allow up to 180 days from the original April 15, 2026 due date, or until October 13, 2026, for INVO to file and regain compliance. Failure to satisfy this framework can ultimately lead to delisting proceedings.

The company cites additional work on complex tax, warrant, and variable interest entity accounting as the reason for the delay and states it is working diligently to complete the Annual Report. Subsequent company filings will clarify whether Nasdaq accepts its plan and whether the 10‑K is filed within the permitted extension.

Item 3.01 Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing Securities
The company received a delisting notice or transferred its listing to a different exchange.
Item 7.01 Regulation FD Disclosure Disclosure
Material non-public information disclosed under Regulation Fair Disclosure, often investor presentations or guidance.
Item 9.01 Financial Statements and Exhibits Exhibits
Financial statements, pro forma financial information, and exhibit attachments filed with this report.
Missed 10-K due date April 15, 2026 Due date for 2025 Annual Report on Form 10‑K
Notice date April 23, 2026 Date Nasdaq Listing Qualifications notified INVO of noncompliance
Plan submission window 60 calendar days Time from notice date to submit compliance plan to Nasdaq
Maximum extension period 180 calendar days Potential period from April 15, 2026 due date to regain compliance
Latest potential compliance date October 13, 2026 End of 180‑day extension, if granted by Nasdaq
Operational fertility clinics Four clinics Number of operational fertility clinics in the United States
Nasdaq Listing Rule 5250(c)(1) regulatory
"not in compliance with Nasdaq Listing Rule 5250(c)(1) (the “Rule”)"
Nasdaq Listing Rule 5250(c)(1) requires companies listed on the Nasdaq stock exchange to promptly notify the exchange if their stock price falls below a certain minimum level, known as the "initial listing standards." This rule helps ensure that investors are aware of significant declines in a company's stock value, which could signal financial trouble or increased risk. Essentially, it helps maintain transparency and protect investors by keeping them informed about important changes in a company's stock performance.
Annual Report on Form 10-K regulatory
"has not yet filed its Annual Report on Form 10-K for the fiscal year ended December 31, 2025"
An annual report on Form 10‑K is a required, comprehensive filing that publicly traded companies give to regulators and investors summarizing their business, results of operations, detailed financial statements reviewed by independent auditors, material risks, legal issues and management’s discussion of performance. Investors use it like a company’s year‑end report card and medical checkup: it reveals how the business made money, where it is vulnerable, and the facts needed to compare value, judge risk and make informed investment decisions.
variable interest entity accounting financial
"including the tax provision accounting, certain warrant accounting, and variable interest entity accounting"
Variable interest entity accounting is the set of accounting rules that decide when a company must include a separate legal entity’s assets, liabilities and results on its own financial statements even if it doesn’t own a majority of the voting shares. Think of it like deciding who holds responsibility when one person controls another through contracts instead of ownership; for investors this matters because it changes how much risk, debt and assets appear on a company’s balance sheet and therefore affects valuation and credit assessments.
intravaginal culture medical
"“INVO Centers” dedicated primarily to offering the intravaginal culture (“IVC”) procedure enabled by our INVOcell"
A fertility technique in which eggs and sperm are placed together inside a small, sealed device that is inserted into the woman’s vagina so fertilization and initial embryo development occur using body heat instead of a full laboratory incubator. For investors, it matters because it can lower clinic costs, broaden access to assisted reproduction, and shift demand toward smaller medical devices and different regulatory and reimbursement pathways—similar to moving part of a factory process back into the customer's hands.
assisted reproductive technology medical
"dedicated to expanding access to assisted reproductive technology (“ART”) care to patients in need"
Nasdaq Listing Rule 5810(b) regulatory
"This press release is being issued pursuant to Nasdaq Listing Rule 5810(b)"
false 0001417926 0001417926 2026-04-23 2026-04-23 iso4217:USD xbrli:shares iso4217:USD xbrli:shares

 

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

FORM 8-K

 

CURRENT REPORT

 

PURSUANT TO SECTION 13 OR 15(d) OF THE

SECURITIES EXCHANGE ACT OF 1934

 

Date of Report (Date of earliest event reported): April 23, 2026

 

INVO FERTILITY, INC.

(Exact name of registrant as specified in its charter)

 

Nevada   001-39701   20-4036208
(State or other jurisdiction
of incorporation)
  (Commission
File Number)
  (IRS Employer
Identification No.)

 

5582 Broadcast Court

Sarasota, Florida 34240

(Address of principal executive offices)

(Zip Code)

 

Registrant’s telephone number, including area code: (978) 878-9505

 

 

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

 

Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
   
Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
   
Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
   
Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 

Securities registered pursuant to Section 12(b) of the Act:

 

Common Stock, $0.0001 par value   IVF   The Nasdaq Stock Market LLC
(Title of Each Class)   (Trading Symbol)   (Name of Each Exchange on Which Registered)

 

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (CFR §230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (CFR §240.12b-2 of this chapter).

 

Emerging growth company

 

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐

 

 

 

 
 

 

Item 3.01 Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing.

 

On April 23, 2026, INVO Fertility, Inc. (the “Company”) received a letter (the “Letter”) from the Listing Qualifications staff (the “Staff”) of The Nasdaq Stock Market LLC (“Nasdaq”) indicating that the Company failed to file its Annual Report on Form 10-K for the year ended December 31, 2025 (the “Filing”), on a timely basis and, as such, no longer satisfies Nasdaq Listing Rule 5250(c)(1) (the “Rule”).

 

The Letter has no immediate effect on the listing of the Company’s common stock and the Company’s common stock continues to trade on The Nasdaq Capital Market under the symbol “IVF.”

 

The Letter also stated that, in accordance with Nasdaq rules, the Company has 60 calendar days from the date of the Letter to submit a plan to regain compliance with the Rule. Should the Staff accept such plan, it could grant an exception of up to 180 calendar days from the Filing’s due date, or until October 13, 2026, to regain compliance.

 

The Company expects to be in a position to submit the Filing as soon as practicable.

 

Item 7.01 Regulation FD Disclosure.

 

On April 29, 2026, the Company issued a press release in accordance with Nasdaq Listing Rule 5810(b) announcing that the Company had received the Letter. A copy of the press release is attached hereto as Exhibit 99.1 and is incorporated herein by reference.

 

Item 9.01 Financial Statements and Exhibits.

 

(d) Exhibits

 

Exhibit   Description
     
99.1   Press Release dated April 29, 2026
104   Cover Page Interactive Data File (embedded within the Inline XBRL document).

 

-2-
 

 

SIGNATURE

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

Date: April 29, 2026

 

  INVO FERTILITY, INC.
     
  By: /s/ Steven Shum
    Steven Shum
    Chief Executive Officer

 

-3-

 

Exhibit 99.1

 

INVO Fertility Receives Nasdaq Notification Regarding Late Filing of Annual Report on Form 10-K

 

SARASOTA, Fla., April 29, 2026 — INVO Fertility, Inc. (Nasdaq: IVF) (“INVO” or the “Company”), a healthcare services fertility company focused on expanding access to advanced reproductive treatment through the establishment, acquisition and operation of fertility clinics and related businesses and technologies, today announced that on April 23, 2026, it received a written notice (the “Notice”) from the Listing Qualifications Department of The Nasdaq Stock Market LLC (“Nasdaq”) notifying the Company that it is not in compliance with Nasdaq Listing Rule 5250(c)(1) (the “Rule”), which requires listed companies to timely file all required periodic financial reports with the Securities and Exchange Commission (“SEC”). Specifically, the Company has not yet filed its Annual Report on Form 10-K for the fiscal year ended December 31, 2025 (the “Annual Report”), which was due no later than April 15, 2026.

 

The Notice has no immediate effect on the listing of the Company’s common stock on Nasdaq, and the Company’s common stock will continue to trade on Nasdaq under the symbol “IVF” at this time.

 

The Company is working diligently to complete and file the Annual Report as soon as practicable. The delay in filing is due to additional time required to review certain complex accounting matters, including the tax provision accounting, certain warrant accounting, and variable interest entity accounting . The Company intends to file the Annual Report as promptly as possible.

 

Pursuant to Nasdaq Listing Rule 5810(c)(2)(F), the Company has 60 calendar days from the date of the Notice to submit a plan to Nasdaq to regain compliance with the Rule. If Nasdaq accepts the Company’s plan, Nasdaq may grant the Company up to 180 calendar days from the due date of the Annual Report to regain compliance. If Nasdaq does not accept the Company’s plan, the Company will have the opportunity to appeal that decision before a Nasdaq Hearings Panel.

 

This press release is being issued pursuant to Nasdaq Listing Rule 5810(b), which requires prompt public disclosure of receipt of a deficiency notice.

 

About INVO Fertility

 

We are a healthcare services fertility company dedicated to expanding access to assisted reproductive technology (“ART”) care to patients in need. Our principal commercial strategy is focused on building, acquiring, and operating fertility clinics, including “INVO Centers” dedicated primarily to offering the intravaginal culture (“IVC”) procedure enabled by our INVOcell® medical device (“INVOcell”) and US-based, profitable in vitro fertilization (“IVF”) clinics. We have four operational fertility clinics in the United States. We also continue to engage in the sale and distribution of INVOcell to third-party owned and operated fertility clinics. INVOcell is a proprietary and revolutionary medical device, and the first to allow fertilization and early embryo development to take place in vivo within the woman’s body. The IVC procedure provides patients with a more connected, intimate, and affordable experience in comparison to other ART treatments. We believe the IVC procedure can deliver comparable results at a fraction of the cost of traditional IVF and is a significantly more effective treatment than intrauterine insemination. For more information, please visit invofertility.com.

 

Safe Harbor Statement

 

This release includes forward-looking statements within the meaning of Section 27A of the Securities Act of 1933, as amended, and Section 21E of the Securities Exchange Act of 1934, as amended. The Company invokes the protections of the Private Securities Litigation Reform Act of 1995. All statements regarding our expected future financial position, results of operations, cash flows, financing plans, business strategies, products and services, competitive positions, growth opportunities, plans and objectives of management for future operations, as well as statements that include words such as “anticipate,” “if,” “believe,” “plan,” “estimate,” “expect,” “intend,” “may,” “could,” “should,” “will,” and other similar expressions are forward-looking statements. All forward-looking statements involve risks, uncertainties, and contingencies, many of which are beyond our control, which may cause actual results, performance, or achievements to differ materially from anticipated results, performance, or achievements. Factors that may cause actual results to differ materially from those in the forward-looking statements include those set forth in our filings at www.sec.gov. We are under no obligation to (and expressly disclaim any such obligation to) update or alter our forward-looking statements, whether as a result of new information, future events, or otherwise.

 

For more information, please contact:

 

INVO Fertility, Inc.

Steve Shum, CEO

978-878-9505

sshum@invofertility.com

 

Investor Contact

Lytham Partners, LLC

Robert Blum

602-889-9700

INVO@lythampartners.com

 

 

 

FAQ

Why did INVO Fertility (IVF) receive a Nasdaq noncompliance notice?

INVO Fertility received the notice for failing to timely file its Form 10‑K for 2025. Nasdaq Listing Rule 5250(c)(1) requires listed companies to file all required periodic reports on time, and the Annual Report for the year ended December 31, 2025 was due April 15, 2026.

Does the Nasdaq notice immediately affect trading in INVO Fertility (IVF) stock?

The notice has no immediate effect on INVO Fertility’s Nasdaq listing. The company states its common stock will continue to trade on The Nasdaq Capital Market under the symbol IVF while it works to regain compliance by completing and filing the late Annual Report.

How long does INVO Fertility (IVF) have to regain Nasdaq compliance?

INVO has 60 days to submit a compliance plan and may receive up to 180 days. The 60 days run from the April 23, 2026 notice. If Nasdaq accepts the plan, it may grant until October 13, 2026, 180 days from the 10‑K’s April 15, 2026 due date.

What reasons did INVO Fertility (IVF) give for its delayed 2025 Form 10‑K?

INVO attributes the delay to reviewing complex accounting matters. The company cites extra time needed for tax provision accounting, certain warrant accounting, and variable interest entity accounting, and says it is working diligently to complete and file the Annual Report promptly.

What happens if Nasdaq rejects INVO Fertility’s plan to regain compliance?

If Nasdaq does not accept the plan, INVO will have an opportunity to appeal. The company notes it could present its case to a Nasdaq Hearings Panel, which would consider whether additional time or conditions are appropriate regarding the late Form 10‑K.

What filing did INVO Fertility (IVF) miss that triggered the Nasdaq notice?

The trigger was INVO’s missing its Annual Report on Form 10‑K for 2025. The report covers the fiscal year ended December 31, 2025 and was required to be filed no later than April 15, 2026 under SEC and Nasdaq timely reporting rules.

Filing Exhibits & Attachments

4 documents