STOCK TITAN

Innovative Food CEO granted 1.35M shares

Innovative Food Holdings’ CEO received a large stock grant under a new employment agreement, significantly increasing his direct equity stake.

(Neutral)
(Neutral)
Form Type
4

Rhea-AI Filing Summary

INNOVATIVE FOOD HOLDINGS INC (symbol: IVFH) is the issuer of record for a Form 4 filing submitted to the SEC. Schubert Gary reported acquisition or exercise transactions in this Form 4 filing.

INNOVATIVE FOOD HOLDINGS INC (IVFH) reported that Chief Executive Officer Gary Schubert received a grant of 1,350,000 shares of common stock on September 14, 2026 as a compensation award. The shares were issued pursuant to an amended and restated employment agreement dated September 12, 2026. Following this grant, Schubert directly holds 1,882,569 shares of common stock. No Rule 10b5-1 trading plan is reported for this transaction.

Positive

  • None.

Negative

  • None.
Insider Schubert Gary
Role Chief Executive Officer
Type Security Shares Price Value
Grant/Award Common Stock F1 1,350,000 $0.00 $0.00
Holdings After Transaction: Common Stock — 1,882,569 shares (Direct)
Footnotes (1)
  1. F1. The shares were issued to the Reporting Person pursuant to an amended and restated employment agreement entered into by and between the Issuer and the Reporting Person, dated September 12, 2026.
Shares granted 1,350,000 shares Common stock granted to CEO Gary Schubert on September 14, 2026
Price per share $0.00 per share Reported grant price for the 1,350,000-share award
Shares owned after transaction 1,882,569 shares CEO Gary Schubert’s direct common stock holdings following the grant
Transaction date September 14, 2026 Date of the common stock grant to the CEO
Employment agreement date September 12, 2026 Date of the amended and restated employment agreement under which shares were issued
grant, award, or other acquisition financial
"The transaction used code A, which denotes a grant, award, or other acquisition"
amended and restated employment agreement financial
"The shares were issued pursuant to an amended and restated employment agreement"
Rule 10b5-1 trading plan regulatory
"No Rule 10b5-1 trading plan is reported for this transaction"
A Rule 10b5-1 trading plan is a pre-arranged schedule that allows company insiders to buy or sell stock at specific times, even if they have inside information. It helps prevent accusations of unfair trading by making these transactions look planned and transparent, rather than sneaky or illegal.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What insider transaction did IVFH report for CEO Gary Schubert?

IVFH reported that CEO Gary Schubert acquired 1,350,000 shares of common stock on September 14, 2026 through a grant or award, increasing his direct holdings to 1,882,569 shares.

At what price were the new IVFH shares granted to the CEO?

The 1,350,000 shares of IVFH common stock granted to CEO Gary Schubert carried a reported price per share of $0.00, reflecting that they were issued as a compensation award rather than a market purchase.

Why did IVFH grant 1,350,000 shares to its CEO?

The 1,350,000 IVFH shares were issued to CEO Gary Schubert pursuant to an amended and restated employment agreement between him and the company dated September 12, 2026.

How many IVFH shares does the CEO own after this grant?

After the September 14, 2026 grant, CEO Gary Schubert directly holds 1,882,569 shares of Innovative Food Holdings Inc. common stock, according to the reported totals following the transaction.

Was the IVFH CEO’s stock grant made under a Rule 10b5-1 trading plan?

No. The report indicates that the transaction was not made pursuant to a Rule 10b5-1 trading plan, meaning it was not executed under a pre-arranged trading program.

What type of transaction code was used for the IVFH CEO’s share grant?

The transaction used code A, which denotes a grant, award, or other acquisition of securities, indicating this was a compensation-related issuance rather than an open-market trade.

AI-generated analysis. How Rhea-AI works. Not financial advice.

See more from StockTitan in Google Search and AI answers. Adds StockTitan as a preferred source · opens Google
Add on Google
Learn about SEC filing dates
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Schubert Gary

(Last)(First)(Middle)
C/O INNOVATIVE FOOD HOLDINGS, INC.
2528 S 27TH AVE

(Street)
BROADVIEW ILLINOIS 60155

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
INNOVATIVE FOOD HOLDINGS INC [ IVFH ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director10% Owner
XOfficer (give title below)Other (specify below)
Chief Executive Officer
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
09/14/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock09/14/2026A1,350,000(1)A$01,882,569D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. The shares were issued to the Reporting Person pursuant to an amended and restated employment agreement entered into by and between the Issuer and the Reporting Person, dated September 12, 2026.
/s/ Gary Schubert09/17/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

Keep reading