Invesco (NYSE: IVZ) executive granted 66,317 RSUs, 9,237 shares withheld

Filing Impact

(Moderate)

Filing Sentiment

(Neutral)

Form Type

Rhea-AI Filing Summary

Invesco Ltd. Senior Managing Director Stephanie Butcher reported a mixed equity compensation transaction. She received a grant of 66,317 Restricted Stock Units, each representing a contingent right to one Invesco common share. The units vest in four equal annual installments and lapse if her employment terminates.

To satisfy tax obligations, 9,237 common shares were disposed of at $26.26 per share as a tax-withholding transaction rather than an open-market sale. Following these transactions, she directly holds 66,317 Restricted Stock Units and 20,618 common shares of Invesco.

Insider Trade Summary

2 transactions reported

Mixed 2 txns

Insider Butcher Stephanie

Role Senior Managing Director

Type	Security	Shares	Price	Value
Grant/Award	Restricted Stock Units	66,317	$0.00	--
Tax Withholding	Common Shares	9,237	$26.26	$243K

Holdings After Transaction: Restricted Stock Units — 66,317 shares (Direct); Common Shares — 20,618 shares (Direct)

Footnotes (1)

Each Restricted Stock Unit represents a contingent right to receive one Common Share of Invesco Ltd. The Restricted Stock Units vest in four equal annual installments and expire upon the employee's termination of employment.

Form 4 Insider Transactions: What Each Field Means →

03/03/2026 - 09:34 AM

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Butcher Stephanie

(Last)

(First)

(Middle)

1331 SPRING STREET, NW

SUITE 2500

(Street)

ATLANTA

30309

(City)

(State)

(Zip)

2. Issuer Name and Ticker or Trading Symbol
Invesco Ltd. [ IVZ ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director	10% Owner
X	Officer (give title below)	Other (specify below)
	Senior Managing Director

3. Date of Earliest Transaction (Month/Day/Year)
02/28/2026

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	Amount	(A) or (D)	Price		6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
Common Shares	02/28/2026		F		9,237	D	$26.26	20,618	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares	8. Price of Derivative Security (Instr. 5)		10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
Restricted Stock Units⁽¹⁾	$0	02/28/2026		A		66,317		⁽²⁾	⁽²⁾	Common Shares	66,317	$0	66,317	D

Explanation of Responses:

1. Each Restricted Stock Unit represents a contingent right to receive one Common Share of Invesco Ltd.

2. The Restricted Stock Units vest in four equal annual installments and expire upon the employee's termination of employment.

Remarks:

	/s/ Rebecca Smith, as Attorney-in-Fact	03/03/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

Source: View Original Filing on SEC EDGAR

FAQ

What equity award did Stephanie Butcher report for Invesco (IVZ)?

Stephanie Butcher reported receiving a grant of 66,317 Restricted Stock Units. Each unit represents a contingent right to one Invesco common share, vesting in four equal annual installments and expiring if her employment with Invesco ends, aligning compensation with long-term company performance.

How do Stephanie Butcher’s Invesco (IVZ) Restricted Stock Units vest?

The 66,317 Restricted Stock Units vest in four equal annual installments. This means one-quarter of the award becomes payable in Invesco common shares each year, provided her employment continues; unvested units expire if her employment terminates before full vesting is achieved.

Why were 9,237 Invesco (IVZ) common shares disposed of in this filing?

The disposition of 9,237 Invesco common shares was for tax-withholding purposes. Shares were delivered at $26.26 per share to cover tax liabilities related to equity compensation, rather than representing an open-market sale initiated for investment or portfolio-management reasons.

What are Stephanie Butcher’s Invesco (IVZ) holdings after the reported transactions?

After the reported transactions, Stephanie Butcher directly holds 66,317 Restricted Stock Units and 20,618 Invesco common shares. The RSUs will convert into shares as they vest over four years, while the common shares represent her current directly owned equity stake.

What does a tax-withholding disposition mean in an Invesco (IVZ) Form 4?

A tax-withholding disposition means shares are used to pay tax obligations arising from an equity award. In this case, 9,237 Invesco shares were delivered at $26.26 per share to satisfy taxes, rather than being sold on the open market for discretionary cash proceeds.