Invesco (IVZ) senior managing director reports RSU grants and tax share withholding

Filing Impact

(Moderate)

Filing Sentiment

(Neutral)

Form Type

Rhea-AI Filing Summary

Invesco Ltd. Senior Managing Director Tony Wong reported multiple equity compensation transactions dated February 28, 2026. He acquired Restricted Stock Units (RSUs) through two derivative exercises of 15,343 and 16,612 RSUs, and received a new grant of 66,317 RSUs, each representing a right to one common share and vesting in four equal installments. He also acquired 15,343 and 16,612 common shares as awards, and had 17,854 common shares disposed at $26.26 per share to satisfy tax obligations, leaving him with 126,971 common shares directly owned.

Insider Trade Summary

31,955 shares exercised/converted

Mixed 6 txns

Insider Wong Tony

Role Senior Managing Director

Type	Security	Shares	Price	Value
Exercise	Restricted Stock Units	15,343	$0.00	--
Exercise	Restricted Stock Units	16,612	$0.00	--
Grant/Award	Restricted Stock Units	66,317	$0.00	--
Grant/Award	Common Shares	15,343	$0.00	--
Grant/Award	Common Shares	16,612	$0.00	--
Tax Withholding	Common Shares	17,854	$26.26	$469K

Holdings After Transaction: Restricted Stock Units — 30,687 shares (Direct); Common Shares — 128,213 shares (Direct)

Footnotes (1)

Each Restricted Stock Unit represents a contingent right to receive one Common Share of Invesco Ltd. The Restricted Stock Units vest in four equal installments and expire upon the employee's termination of employment.

Form 4 Insider Transactions: What Each Field Means →

03/03/2026 - 09:31 AM

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Wong Tony

(Last)

(First)

(Middle)

1331 SPRING STREET, NW

SUITE 2500

(Street)

ATLANTA

30309

(City)

(State)

(Zip)

2. Issuer Name and Ticker or Trading Symbol
Invesco Ltd. [ IVZ ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director	10% Owner
X	Officer (give title below)	Other (specify below)
	Senior Managing Director

3. Date of Earliest Transaction (Month/Day/Year)
02/28/2026

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	Amount	(A) or (D)	Price		6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
Common Shares	02/28/2026		A		15,343	A	$0	128,213	D
Common Shares	02/28/2026		A		16,612	A	$0	144,825	D
Common Shares	02/28/2026		F		17,854	D	$26.26	126,971	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares	8. Price of Derivative Security (Instr. 5)		10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
Restricted Stock Units⁽¹⁾	$0	02/28/2026		M			15,343	⁽²⁾	⁽²⁾	Common Shares	15,343	$0	30,687	D
Restricted Stock Units⁽¹⁾	$0	02/28/2026		M			16,612	⁽²⁾	⁽²⁾	Common Shares	16,612	$0	49,839	D
Restricted Stock Units⁽¹⁾	$0	02/28/2026		A		66,317		⁽²⁾	⁽²⁾	Common Shares	66,317	$0	66,317	D

Explanation of Responses:

1. Each Restricted Stock Unit represents a contingent right to receive one Common Share of Invesco Ltd.

2. The Restricted Stock Units vest in four equal installments and expire upon the employee's termination of employment.

Remarks:

	/s/ Rebecca Smith, as Attorney-in-Fact	03/03/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

Source: View Original Filing on SEC EDGAR

FAQ

What insider transactions did Tony Wong report for Invesco (IVZ)?

Tony Wong reported RSU exercises, new RSU grants, common share awards, and a tax-related share disposition on February 28, 2026. These transactions reflect routine equity compensation activity rather than open-market buying or selling of Invesco common shares.

How many Restricted Stock Units did Tony Wong acquire at Invesco (IVZ)?

Tony Wong acquired 15,343 and 16,612 RSUs through derivative exercises and received a new grant of 66,317 RSUs. Each RSU represents a contingent right to one Invesco common share, vesting in four equal installments, subject to his continued employment.

How many Invesco (IVZ) common shares does Tony Wong own after these transactions?

After the reported equity transactions, Tony Wong directly owned 126,971 Invesco common shares. This figure reflects common share awards received on February 28, 2026, net of shares disposed to cover tax obligations associated with those awards.

Were any of Tony Wong’s Invesco (IVZ) transactions open-market sales?

No open-market sales were reported. The only disposition involved 17,854 common shares with code F, indicating shares were delivered at $26.26 per share to satisfy tax liabilities or exercise costs related to his equity awards, not discretionary selling.

How do Tony Wong’s RSUs at Invesco (IVZ) vest over time?

The filing states that the Restricted Stock Units vest in four equal installments and expire upon termination of employment. This means portions of the RSU awards convert into common shares over four stages, contingent on Wong remaining employed by Invesco.