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Invesco (IVZ) director Thomas Finke receives grant of 8,112 shares

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Finke Thomas M reported acquisition or exercise transactions in this Form 4 filing.

Invesco Ltd. director Thomas M. Finke received a grant of 8,112 Common Shares as equity compensation. The award was recorded at a price of $0.00 per share, indicating it was a non-cash grant rather than an open-market purchase. Following this transaction, Finke directly owns 64,238 Invesco common shares, reflecting his updated stake after the award.

Positive

  • None.

Negative

  • None.
Insider Finke Thomas M
Role null
Type Security Shares Price Value
Grant/Award Common Shares 8,112 $0.00 --
Holdings After Transaction: Common Shares — 64,238 shares (Direct, null)
Footnotes (1)
Shares granted 8,112 shares Equity grant of Common Shares reported with code A
Grant price $0.00 per share Recorded transaction price for the 8,112-share award
Shares owned after 64,238 shares Total direct Common Shares held after the grant
Grant, award, or other acquisition financial
"transaction_code_description: Grant, award, or other acquisition"
Common Shares financial
"security_title: Common Shares"
Common shares are the basic units of ownership in a company that give holders a claim on profits and a right to vote on key matters, like electing the board. Think of them as membership cards in a club: they let you share in successes and losses, but in a bankruptcy or liquidation they are paid after creditors and preferred shareholders, so their value can swing more and matters for assessing risk and potential return.
Form 4 regulatory
"INSIDER FILING DATA (Form 4)"
Form 4 is a official document that company insiders, such as executives or major shareholders, file with regulators whenever they buy or sell company shares. It provides transparency about how those with inside knowledge are trading, helping investors see if insiders are confident in the company's prospects or may be selling for personal reasons. This information can influence investor decisions by revealing insiders' perspectives on the company's value.
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Finke Thomas M

(Last)(First)(Middle)
1331 SPRING STREET, NW
SUITE 2500

(Street)
ATLANTA GEORGIA 30309

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
Invesco Ltd. [ IVZ ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
05/15/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Shares05/15/2026A8,112A$064,238D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
Remarks:
This Form 4 reports the acquisition by the reporting person of Common Shares resulting from an equity grant to the registrant's non-executive directors.
/s/ Rebecca Smith, as Attorney-in-Fact05/19/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What insider transaction did Invesco (IVZ) director Thomas M. Finke report?

Thomas M. Finke reported receiving a grant of 8,112 Invesco Common Shares. The filing classifies this as a grant, award, or other acquisition, updating his direct ownership position in the company’s stock.

Did Thomas M. Finke buy or sell Invesco (IVZ) shares on the open market?

He did not buy or sell shares on the open market. The Form 4 shows a non-cash grant of 8,112 Common Shares at $0.00 per share, categorized as a grant, award, or other acquisition.

How many Invesco (IVZ) shares does Thomas M. Finke own after this grant?

After the reported grant, Thomas M. Finke directly owns 64,238 Invesco Common Shares. This total reflects his updated direct holdings following the 8,112-share equity award disclosed in the Form 4.

What does the transaction code “A” mean in the Invesco (IVZ) Form 4?

The transaction code “A” indicates a grant, award, or other acquisition of securities. In this case, it reflects that Thomas M. Finke received 8,112 Invesco Common Shares as an equity grant rather than a market trade.

Is the Invesco (IVZ) Form 4 transaction by Thomas M. Finke a derivative exercise?

No, it is not a derivative exercise. The filing shows a non-derivative transaction in Common Shares with code “A,” meaning a direct grant or award of 8,112 shares, with no options or other derivatives involved.