Invesco exec reports RSU awards, tax withholding

Invesco Ltd. senior managing director and CIOO Shannon A. Johnston reported multiple equity compensation transactions.

Rhea-AI Filing Summary

Invesco Ltd. senior managing director and CIOO Shannon A. Johnston reported multiple equity compensation transactions. Johnston exercised 8,913 Restricted Stock Units into Common Shares, received a new grant of 37,825 Restricted Stock Units, and was awarded 8,913 Common Shares. To cover tax obligations, 3,970 Common Shares were disposed of at $26.26 per share through a tax-withholding transaction. Each Restricted Stock Unit represents a contingent right to one Common Share and vests in four equal annual installments, expiring upon termination of employment.

Insider Trade Summary

8,913 shares exercised/converted

Exercise 4 txns

Insider JOHNSTON SHANNON A

Role SMD and CIOO

Type	Security	Shares	Price	Value
Exercise	Restricted Stock Units	8,913	$0.00	$0.00
Grant/Award	Restricted Stock Units	37,825	$0.00	$0.00
Grant/Award	Common Shares	8,913	$0.00	$0.00
Exercise Price or Tax Liability	Common Shares	3,970	$26.26	$104K

Holdings After Transaction: Restricted Stock Units — 64,564 contracts (Direct); Common Shares — 24,846 shares (Direct)

Footnotes (2)

1. F1. Each Restricted Stock Unit represents a contingent right to receive one Common Share of Invesco Ltd.
2. F2. The Restricted Stock Units vest in four equal annual installments and expire upon the employee's termination of employment.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What insider transactions did Invesco (IVZ) report for Shannon A. Johnston?

Invesco reported that Shannon A. Johnston exercised 8,913 Restricted Stock Units, received a grant of 37,825 new Restricted Stock Units, and was awarded 8,913 Common Shares. Additionally, 3,970 Common Shares were disposed of to satisfy tax liabilities through share withholding.

Were the Invesco (IVZ) Form 4 transactions open-market buys or sells?

The reported transactions were equity awards, an RSU conversion, and a tax-withholding disposition, not open-market buys or sells. Common Shares were disposed of under code F, which reflects payment of tax liabilities by delivering shares, rather than discretionary selling in the market.

How many Restricted Stock Units did Shannon Johnston acquire in the Invesco (IVZ) filing?

Shannon Johnston acquired 37,825 new Restricted Stock Units in a grant transaction and exercised 8,913 existing Restricted Stock Units into Common Shares. These units represent contingent rights to receive Invesco Common Shares, subject to vesting and continued employment conditions described in the footnotes.

What does the tax-withholding disposition in the Invesco (IVZ) Form 4 mean?

The tax-withholding disposition reflects 3,970 Common Shares delivered at $26.26 per share to cover tax obligations related to equity awards. This is coded as transaction F, indicating shares were used to pay taxes rather than sold as a voluntary market transaction.

How do the Restricted Stock Units for Invesco (IVZ) vest for Shannon Johnston?

The Restricted Stock Units vest in four equal annual installments, according to the footnotes. Each unit represents a contingent right to receive one Invesco Common Share. If employment terminates, the unvested Restricted Stock Units expire and are no longer deliverable as shares.

What is Shannon Johnston’s resulting Invesco (IVZ) share ownership after these transactions?

After the reported transactions, Shannon Johnston directly held 26,739 Restricted Stock Units and 24,846 Common Shares. These figures reflect the RSU exercise, new RSU grant, Common Share award, and the tax-withholding disposition of 3,970 Common Shares described in the Form 4.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Accepted by SEC EDGAR 03/03/2026 - 09:42 AM Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

JOHNSTON SHANNON A

(Last) (First) (Middle)

1331 SPRING STREET NE

SUITE 2500

(Street)

ATLANTA GA 30309

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
Invesco Ltd. [ IVZ ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	SMD and CIOO

3. Date of Earliest Transaction (Month/Day/Year)
02/28/2026

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Shares	02/28/2026		A		8,913	A	$0	28,816	D
Common Shares	02/28/2026		F		3,970	D	$26.26	24,846	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares
Restricted Stock Units(1)	$0	02/28/2026		M			8,913	(2)	(2)	Common Shares	8,913	$0	26,739	D
Restricted Stock Units(1)	$0	02/28/2026		A		37,825		(2)	(2)	Common Shares	37,825	$0	37,825	D

Explanation of Responses:

1. Each Restricted Stock Unit represents a contingent right to receive one Common Share of Invesco Ltd.

2. The Restricted Stock Units vest in four equal annual installments and expire upon the employee's termination of employment.

Remarks:

	/s/ Rebecca Smith, as Attorney-in-Fact	03/03/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
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