STOCK TITAN

Invesco's Shannon A. Johnston acquires 28,249 shares

The SMD and CIOO's reported Restricted Stock Units vest in four equal annual installments and expire upon termination of employment.

(Neutral)

Sentiment and the balance of points

Rhea-AI Sentiment reads the wording of the document, how positive or negative its language is on a 1 to 5 scale. The balance of points shown with the takes weighs what the document actually discloses, so the two can disagree, for example when a trial that missed its main goal is described in upbeat language.

Form Type
4

Rhea-AI Filing Summary

Invesco Ltd. reports that SMD and CIOO Shannon A. Johnston exercised 28,249 Restricted Stock Units and acquired 28,249 Common Shares on October 16, 2026. On the same date, 12,526 Common Shares were delivered or withheld for payment of exercise price or tax liability at $28.20 per share. The reported post-transaction position was 56,497 Restricted Stock Units.

Insider JOHNSTON SHANNON A
Role SMD and CIOO
Type Security Shares Price Value
Exercise Restricted Stock Units F1, F2 28,249 $0.00 $0.00
Grant/Award Common Shares 28,249 $0.00 $0.00
Exercise Price or Tax Liability Common Shares 12,526 $28.20 $353K
Holdings After Transaction: Restricted Stock Units — 56,497 contracts (Direct); Common Shares — 40,569 shares (Direct)
Footnotes (2)
  1. F1. Each Restricted Stock Unit represents a contingent right to receive one Common Share of Invesco Ltd.
  2. F2. The Restricted Stock Units vest in four equal annual installments and expire upon the employee's termination of employment.
Restricted Stock Units exercised 28,249 Restricted Stock Units October 16, 2026
Common Shares acquired 28,249 Common Shares October 16, 2026
Common Shares delivered or withheld 12,526 Common Shares Payment of exercise price or tax liability on October 16, 2026
Price per share $28.20 per share Common Shares delivered or withheld on October 16, 2026
Reported post-transaction Restricted Stock Unit position 56,497 Restricted Stock Units After the October 16, 2026 transaction
Vesting schedule Four equal annual installments Restricted Stock Units
Restricted Stock Units financial
"Each Restricted Stock Unit represents a contingent right"
Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.
contingent right financial
"a contingent right to receive one Common Share"
annual installments financial
"vest in four equal annual installments"

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What transactions did IVZ executive Shannon A. Johnston report?

On October 16, 2026, SMD and CIOO Shannon A. Johnston exercised 28,249 Restricted Stock Units and acquired 28,249 Common Shares. A further 12,526 Common Shares were delivered or withheld for payment of exercise price or tax liability at $28.20 per share. The reported post-transaction position was 56,497 Restricted Stock Units.

How do IVZ Restricted Stock Units vest?

They vest in four equal annual installments and expire upon the employee's termination of employment. Each Restricted Stock Unit represents a contingent right to receive one Common Share of Invesco Ltd.

AI-generated analysis. How Rhea-AI works. Not financial advice.

See more from StockTitan in Google Search and AI answers. Adds StockTitan as a preferred source · opens Google
Add on Google
Available on EDGAR Accepted by SEC EDGAR Learn about SEC filing dates
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
JOHNSTON SHANNON A

(Last)(First)(Middle)
1331 SPRING STREET NW
SUITE 2500

(Street)
ATLANTA GEORGIA 30309

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
Invesco Ltd. [ IVZ ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director10% Owner
XOfficer (give title below)Other (specify below)
SMD and CIOO
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
10/16/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Shares10/16/2026A28,249A$053,095D
Common Shares10/16/2026F12,526D$28.240,569D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Restricted Stock Units(1)$010/16/2026M28,249 (2) (2)Common Shares28,249$056,497D
Explanation of Responses:
1. Each Restricted Stock Unit represents a contingent right to receive one Common Share of Invesco Ltd.
2. The Restricted Stock Units vest in four equal annual installments and expire upon the employee's termination of employment.
Remarks:
/s/ Rebecca Smith, as Attorney-in-Fact10/20/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

Keep reading