Invesco executive reports new stock and RSU awards

Invesco Ltd. Senior Managing Director Andrew Tak Shing Lo reported a series of equity compensation transactions on February 28, 2026.

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Rhea-AI Filing Summary

Invesco Ltd. Senior Managing Director Andrew Tak Shing Lo reported a series of equity compensation transactions on February 28, 2026. He exercised several restricted stock unit (RSU) awards at $0.00 per share, converting them into common shares.

On the same date, he also received new grants of RSUs and common shares at $0.00 per share, increasing his directly held common shares to 839,093. Footnotes state the RSUs are contingent rights that vest in a single installment on the third anniversary of the grant date and expire upon termination of employment.

Insider Trade Summary

66,848 shares exercised/converted

Exercise 10 txns

Insider Lo Andrew Tak Shing

Role Senior Managing Director

Type	Security	Shares	Price	Value
Exercise	Restricted Stock Units	16,479	$0.00	$0.00
Exercise	Restricted Stock Units	14,333	$0.00	$0.00
Exercise	Restricted Stock Units	17,923	$0.00	$0.00
Exercise	Restricted Stock Units	18,113	$0.00	$0.00
Grant/Award	Restricted Stock Units	77,370	$0.00	$0.00
Grant/Award	Common Shares	16,479	$0.00	$0.00
Grant/Award	Common Shares	83,419	$0.00	$0.00
Grant/Award	Common Shares	14,333	$0.00	$0.00
Grant/Award	Common Shares	17,923	$0.00	$0.00
Grant/Award	Common Shares	18,113	$0.00	$0.00

Holdings After Transaction: Restricted Stock Units — 181,892 contracts (Direct); Common Shares — 839,093 shares (Direct)

Footnotes (2)

F1. The Restricted Stock Unit represents a contingent right to receive on Common Share oof Invesco Ltd.
F2. The Restricted Stock Units vest in one installment on the third anniversary of the grant date and expire upon the employee's termination of employment.

FAQ

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What insider transactions did Andrew Tak Shing Lo report at Invesco (IVZ)?

Andrew Tak Shing Lo reported multiple equity compensation transactions, including RSU exercises and new grants. These involved restricted stock units and common shares of Invesco Ltd., all at $0.00 per share, and were recorded as awards rather than open-market purchases or sales.

How many Invesco (IVZ) common shares does Andrew Tak Shing Lo hold after these Form 4 transactions?

After the reported transactions, Andrew Tak Shing Lo directly holds 839,093 Invesco common shares. This figure reflects the cumulative impact of the RSU conversions and common share awards disclosed for February 28, 2026, and represents his updated direct ownership position.

What type of securities were involved in Andrew Tak Shing Lo’s Invesco (IVZ) Form 4 filing?

The filing covers restricted stock units and common shares of Invesco Ltd. RSUs are derivative securities that convert into common shares, while the reported common share entries reflect grant or award acquisitions made at a price of $0.00 per share.

Were Andrew Tak Shing Lo’s Invesco (IVZ) transactions open-market buys or sells?

The transactions were not open-market buys or sells. They are classified as RSU exercises and grant or award acquisitions at $0.00 per share, representing equity compensation rather than discretionary market trading in Invesco stock.

How do the restricted stock units for Invesco (IVZ) vest for Andrew Tak Shing Lo?

The restricted stock units vest in one installment on the third anniversary of the grant date. According to the footnotes, they expire upon the employee’s termination of employment, meaning continued service is required to realize the underlying Invesco common shares.

What is the transaction direction in Andrew Tak Shing Lo’s Invesco (IVZ) Form 4?

All reported transactions are classified as acquisitions. They include derivative exercises or conversions of RSUs and grant or award acquisitions of RSUs and common shares, with no dispositions or sales reported in this particular Form 4 filing.

AI-generated analysis. How Rhea-AI works. Not financial advice.

Form 4 Insider Transactions: What Each Field Means →

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Accepted by SEC EDGAR 03/03/2026 - 09:48 AM

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Lo Andrew Tak Shing

(Last)

(First)

(Middle)

1331 SPRING STREET, NW

SUITE 2500

(Street)

ATLANTA

30309

(City)

(State)

(Zip)

2. Issuer Name and Ticker or Trading Symbol
Invesco Ltd. [ IVZ ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director	10% Owner
X	Officer (give title below)	Other (specify below)
	Senior Managing Director

3. Date of Earliest Transaction (Month/Day/Year)
02/28/2026

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	Amount	(A) or (D)	Price		6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
Common Shares	02/28/2026		A		16,479	A	$0	705,305	D
Common Shares	02/28/2026		A		83,419	A	$0	788,724	D
Common Shares	02/28/2026		A		14,333	A	$0	803,057	D
Common Shares	02/28/2026		A		17,923	A	$0	820,980	D
Common Shares	02/28/2026		A		18,113	A	$0	839,093	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares	8. Price of Derivative Security (Instr. 5)		10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
Restricted Stock Units⁽¹⁾	$0	02/28/2026		M			16,479	⁽²⁾	⁽²⁾	Common Shares	16,479	$0	0	D
Restricted Stock Units⁽¹⁾	$0	02/28/2026		M			14,333	⁽²⁾	⁽²⁾	Common Shares	14,333	$0	14,333	D
Restricted Stock Units⁽¹⁾	$0	02/28/2026		M			17,923	⁽²⁾	⁽²⁾	Common Shares	17,923	$0	35,847	D
Restricted Stock Units⁽¹⁾	$0	02/28/2026		M			18,113	⁽²⁾	⁽²⁾	Common Shares	18,113	$0	54,342	D
Restricted Stock Units⁽¹⁾	$0	02/28/2026		A		77,370		⁽²⁾	⁽²⁾	Common Shares	77,370	$0	77,370	D

Explanation of Responses:

1. The Restricted Stock Unit represents a contingent right to receive on Common Share oof Invesco Ltd.

2. The Restricted Stock Units vest in one installment on the third anniversary of the grant date and expire upon the employee's termination of employment.

Remarks:

	/s/ Rebecca Smith, as Attorney-in-Fact	03/03/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

Source: View Original Filing on SEC EDGAR