STOCK TITAN
  1. Home
  2. Sec-filings
  3. IVZ
  4. [Form 4] Invesco Ltd. Insider Trading Activity

Invesco (NYSE: IVZ) CFO reports major stock awards and tax share withholding

Filing Impact
(Very High)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Invesco Ltd. Chief Financial Officer Laura Allison Dukes reported multiple equity compensation transactions. On February 28, 2026, she received 73,257 Restricted Stock Units, each representing a contingent right to one common share, and acquired 107,152 common shares through stock awards and RSU conversions. As part of these events, 58,064 common shares were disposed of at $26.26 per share to satisfy tax withholding obligations, leaving her with 342,261 common shares directly held.

Positive

  • None.

Negative

  • None.
Insider DUKES LAURA ALLISON
Role Chief Financial Officer
Type Security Shares Price Value
Exercise Restricted Stock Units 17,659 $0.00 --
Exercise Restricted Stock Units 26,362 $0.00 --
Grant/Award Restricted Stock Units 73,257 $0.00 --
Grant/Award Common Shares 63,131 $0.00 --
Grant/Award Common Shares 17,659 $0.00 --
Grant/Award Common Shares 26,362 $0.00 --
Tax Withholding Common Shares 58,064 $26.26 $1.52M
Holdings After Transaction: Restricted Stock Units — 35,317 shares (Direct); Common Shares — 356,304 shares (Direct)
Footnotes (1)
  1. Each Restricted Stock Unit represents a contingent right to receive one Common Share of Invesco Ltd. The Restricted Stock Units vest in four equal installments and expire upon the employee's termination of employment.
Form 4 Insider Transactions: What Each Field Means →
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
DUKES LAURA ALLISON
(Last) (First) (Middle)
1331 SPRING STREET, NW
SUITE 2500
(Street)
ATLANTA GA 30309
(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
Invesco Ltd. [ IVZ ] 		5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
Chief Financial Officer
3. Date of Earliest Transaction (Month/Day/Year)
02/28/2026
4. If Amendment, Date of Original Filed (Month/Day/Year)
 6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Shares 02/28/2026 A 63,131 A $0 356,304 D
Common Shares 02/28/2026 A 17,659 A $0 373,963 D
Common Shares 02/28/2026 A 26,362 A $0 400,325 D
Common Shares 02/28/2026 F 58,064 D $26.26 342,261 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Restricted Stock Units(1) $0 02/28/2026 M 17,659 (2) (2) Common Shares 17,659 $0 35,317 D
Restricted Stock Units(1) $0 02/28/2026 M 26,362 (2) (2) Common Shares 26,362 $0 79,089 D
Restricted Stock Units(1) $0 02/28/2026 A 73,257 (2) (2) Common Shares 73,257 $0 73,257 D
Explanation of Responses:
1. Each Restricted Stock Unit represents a contingent right to receive one Common Share of Invesco Ltd.
2. The Restricted Stock Units vest in four equal installments and expire upon the employee's termination of employment.
Remarks:
/s/ Rebecca Smith, as Attorney-in-Fact 03/03/2026
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

Source: View Original Filing on SEC EDGAR

FAQ

What insider transactions did Invesco (IVZ) report for CFO Laura Allison Dukes?

Invesco’s CFO Laura Allison Dukes reported new equity awards and related share movements. She received restricted stock units, common share grants, and had shares withheld to cover tax obligations, all recorded as direct ownership transactions on February 28, 2026.

How many Restricted Stock Units did the Invesco CFO acquire in this Form 4?

Laura Allison Dukes acquired 73,257 Restricted Stock Units in this filing. Each unit represents a contingent right to receive one Invesco common share, with the units vesting in stages over time and expiring if her employment with the company terminates.

How many Invesco common shares were granted or acquired by the CFO?

The CFO acquired 107,152 Invesco common shares via stock awards and RSU conversions. These transactions were reported at a price of $0.00 per share because they represent compensation awards rather than open-market purchases, increasing her direct equity stake in the company.

Why were 58,064 Invesco shares disposed of in this insider filing?

The 58,064 Invesco common shares were disposed of to satisfy tax withholding obligations. This disposition, reported with transaction code “F” at $26.26 per share, reflects payment of exercise price or tax liability by delivering securities rather than an open-market sale.

What is the CFO’s Invesco share ownership after these transactions?

After these transactions, Laura Allison Dukes directly holds 342,261 Invesco common shares. This figure reflects grants, conversions, and the shares delivered for tax withholding, providing an updated snapshot of her direct ownership position following the February 28, 2026 awards.

How do the Restricted Stock Units for the Invesco CFO vest?

The Restricted Stock Units for the CFO vest in four equal installments. They represent contingent rights to receive common shares and will forfeit if her employment ends, aligning compensation with continued service and long-term performance at Invesco Ltd.