Welcome to our dedicated page for Invesco SEC filings (Ticker: IVZ), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Invesco Ltd. (IVZ) SEC filings page on Stock Titan provides access to the company’s regulatory disclosures as filed with the U.S. Securities and Exchange Commission. Invesco uses current reports on Form 8-K to communicate material events, including preliminary monthly assets under management, quarterly financial results, and significant agreements such as capital transactions with major shareholders.
Recent Form 8-K filings show Invesco announcing preliminary assets under management for specific month-end dates, along with details on long-term flows, non-management fee earning flows and money market flows. Other 8-Ks reference the release of quarterly financial results and the filing of related press releases as exhibits. In addition, Invesco filed an 8-K describing a Preferred Share Repurchase Agreement with Massachusetts Mutual Life Insurance Company for a portion of its outstanding preference shares, illustrating how the firm reports capital management actions.
Invesco’s SEC record also includes a Form 25 filed by the New York Stock Exchange relating to the removal from listing and registration of a class of Invesco’s 3.750% Senior Notes due 2026. This type of filing documents changes in the listing status of specific debt securities. Together, these filings provide insight into Invesco’s financing activities, shareholder arrangements and ongoing disclosure practices.
On Stock Titan, investors can review these filings alongside AI-powered summaries that explain key points in plain language. As new 8-Ks, 10-Qs, 10-Ks, proxy statements and Form 4 insider transaction reports are posted to EDGAR, the platform can surface them quickly and highlight items such as assets under management updates, earnings disclosures, capital structure changes and governance information relevant to IVZ.
Invesco Ltd.’s Chief Accounting Officer Terry Vacheron reported several equity compensation moves dated 2026-02-28. He exercised Restricted Stock Units (RSUs) into common shares and received additional RSU and common share awards at no cash cost. A separate disposition of 2,852 common shares at $26.26 per share was made to satisfy tax withholding obligations. Each RSU represents a contingent right to one common share and vests in four equal installments, expiring if employment terminates.
Invesco Ltd. senior managing director and chief human resources officer Alan Leonard Smith reported several equity compensation transactions dated February 28, 2026. He exercised 8,936 Restricted Stock Units, which converted into the same number of common shares, and received a new grant of 32,202 Restricted Stock Units at no cost.
He was also awarded 8,936 common shares, while 4,014 common shares were disposed of at $26.26 per share to cover tax obligations. The footnotes state each Restricted Stock Unit equals one common share and that the units vest in three equal installments and expire upon termination of employment.
Invesco Ltd. Senior Managing Director Douglas J. Sharp reported equity awards and related tax withholding. On February 28, 2026, he was granted 80,969 Restricted Stock Units, each representing a contingent right to receive one Invesco common share, and 46,138 common shares, both at a stated price of $0.00 per share.
The Restricted Stock Units vest in four equal annual installments and expire upon termination of employment. On the same date, 21,685 common shares were disposed of at $26.26 per share in a tax-withholding disposition, leaving 40,115 common shares held directly after the transactions.
Invesco Ltd. director and President & CEO Andrew Schlossberg reported multiple equity transactions dated February 28, 2026. He acquired restricted stock units (RSUs) through exercises and new grants at a price of $0.00 per unit, and also received common share awards at no cost.
Each RSU represents a contingent right to receive one Invesco common share and vests in four equal annual installments, expiring upon termination of employment. The filing also shows a tax-withholding disposition of 94,002 common shares at $26.26 per share, used to cover tax obligations related to these awards.
Invesco Ltd. Senior Managing Director Andrew Tak Shing Lo reported a series of equity compensation transactions on February 28, 2026. He exercised several restricted stock unit (RSU) awards at $0.00 per share, converting them into common shares.
On the same date, he also received new grants of RSUs and common shares at $0.00 per share, increasing his directly held common shares to 839,093. Footnotes state the RSUs are contingent rights that vest in a single installment on the third anniversary of the grant date and expire upon termination of employment.
Invesco Ltd. senior managing director Jeffrey H. Kupor reported multiple equity compensation transactions dated 2026-02-28. He acquired restricted stock units and common shares through awards and derivative exercises, and disposed of a portion of common shares to cover tax obligations.
The filing shows exercises of restricted stock units covering 5,003 units and 6,140 units, along with a grant of 35,343 new restricted stock units, each representing a right to receive one Invesco common share. He also received 5,003 and 6,140 common shares as awards, and 7,130 common shares were withheld at a price of $26.26 per share to satisfy tax liabilities.
Invesco Ltd. senior managing director and CIOO Shannon A. Johnston reported multiple equity compensation transactions. Johnston exercised 8,913 Restricted Stock Units into Common Shares, received a new grant of 37,825 Restricted Stock Units, and was awarded 8,913 Common Shares. To cover tax obligations, 3,970 Common Shares were disposed of at $26.26 per share through a tax-withholding transaction. Each Restricted Stock Unit represents a contingent right to one Common Share and vests in four equal annual installments, expiring upon termination of employment.
Invesco Ltd. Chief Financial Officer Laura Allison Dukes reported multiple equity compensation transactions. On February 28, 2026, she received 73,257 Restricted Stock Units, each representing a contingent right to one common share, and acquired 107,152 common shares through stock awards and RSU conversions. As part of these events, 58,064 common shares were disposed of at $26.26 per share to satisfy tax withholding obligations, leaving her with 342,261 common shares directly held.
Invesco Ltd. Senior Managing Director Stephanie Butcher reported a mixed equity compensation transaction. She received a grant of 66,317 Restricted Stock Units, each representing a contingent right to one Invesco common share. The units vest in four equal annual installments and lapse if her employment terminates.
To satisfy tax obligations, 9,237 common shares were disposed of at $26.26 per share as a tax-withholding transaction rather than an open-market sale. Following these transactions, she directly holds 66,317 Restricted Stock Units and 20,618 common shares of Invesco.
Invesco Ltd. Senior Managing Director Tony Wong reported multiple equity compensation transactions dated February 28, 2026. He acquired Restricted Stock Units (RSUs) through two derivative exercises of 15,343 and 16,612 RSUs, and received a new grant of 66,317 RSUs, each representing a right to one common share and vesting in four equal installments. He also acquired 15,343 and 16,612 common shares as awards, and had 17,854 common shares disposed at $26.26 per share to satisfy tax obligations, leaving him with 126,971 common shares directly owned.