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ORIX (IX) director discloses 2000 share-based compensation units in Form 3

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
3

Rhea-AI Filing Summary

ORIX CORP director Kato Mami filed an initial ownership statement reporting deferred share-based compensation. The filing shows an indirect holding of 2000 share-based compensation points through a Board Incentive Plan Trust. Each point represents a right to receive one share of ORIX common stock upon retirement.

Positive

  • None.

Negative

  • None.
Insider Kato Mami
Role Director
Type Security Shares Price Value
holding Share-based Compensation Points -- -- --
Holdings After Transaction: Share-based Compensation Points — 2,000 shares (Indirect, By Board Incentive Plan Trust)
Footnotes (1)
  1. The reported derivative securities represent share-based compensation granted under ORIX Corporation's share-based compensation program, which entitles the Reporting Person to receive the stated amount of Common Stock upon retirement. Each point represents a right to receive one share of Common Stock.
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SEC Form 3
FORM 3UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0104
Estimated average burden
hours per response:0.5
1. Name and Address of Reporting Person*
Kato Mami
(Last)(First)(Middle)
WORLD TRADE CENTER BUILDING, SOUTH TOWER
2-4-1 HAMAMATSU-CHO, MINATO-KU
(Street)
TOKYOJAPAN105-5135
(City)(State)(Zip)
JAPAN
(Country)		2. Date of Event Requiring Statement (Month/Day/Year)
03/18/2026		3. Issuer Name and Ticker or Trading Symbol
ORIX CORP [ IX ]
3a. Foreign Trading Symbol
5. If Amendment, Date of Original Filed (Month/Day/Year)
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year)3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date ExercisableExpiration DateTitleAmount or Number of Shares
Share-based Compensation Points (1) (1)Common Stock2,000(2)IBy Board Incentive Plan Trust
Explanation of Responses:
1. The reported derivative securities represent share-based compensation granted under ORIX Corporation's share-based compensation program, which entitles the Reporting Person to receive the stated amount of Common Stock upon retirement.
2. Each point represents a right to receive one share of Common Stock.
Remarks:
Exhibit List: Exhibit 24 - Power of Attorney The professional name of the Reporting Person is Mami Yunoki.
/s/ Tomohiko Ishihara, as Attorney-in-Fact for Mami Kato03/18/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 3: SEC 1473 (03-26)

Source: View Original Filing on SEC EDGAR

FAQ

What does ORIX (IX) director Kato Mami report in this Form 3?

Kato Mami reports an initial indirect holding of 2000 share-based compensation points. These points are part of ORIX’s share-based compensation program and are held through a Board Incentive Plan Trust, rather than as directly owned common shares.

How do the share-based compensation points for ORIX (IX) work?

Each point represents a right to receive one share of ORIX common stock. Under the company’s share-based compensation program, the reported 2000 points entitle Kato Mami to receive 2000 shares of common stock upon retirement, subject to the program’s terms.

Are the ORIX (IX) share-based compensation holdings direct or indirect?

The 2000 share-based compensation points are reported as an indirect holding. They are held by a Board Incentive Plan Trust under ORIX’s share-based compensation program, rather than being directly owned common shares in Kato Mami’s personal name.

Does this ORIX (IX) Form 3 show any stock purchases or sales?

The Form 3 does not show any stock purchases or sales. It reports a holding entry of 2000 share-based compensation points as derivative securities, reflecting compensation awarded under ORIX’s share-based compensation program rather than market transactions.

When can the ORIX (IX) share-based compensation points be converted to stock?

The footnotes state the reported derivative securities entitle Kato Mami to receive the stated amount of common stock upon retirement. This means the 2000 share-based compensation points convert into shares when retirement conditions in the compensation program are met.