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ORIX CORP (IX) director reports 2,000 share-based compensation points in Form 3

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
3

Rhea-AI Filing Summary

ORIX CORP director Seki Miwa has reported initial holdings of share-based compensation in a Form 3 filing. The filing shows an indirect interest in 2,000 share-based compensation points held through a Board Incentive Plan Trust. Each point represents the right to receive one share of ORIX common stock upon retirement.

Positive

  • None.

Negative

  • None.
SEC Form 3
FORM 3UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0104
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hours per response:0.5
1. Name and Address of Reporting Person*
Seki Miwa

(Last)(First)(Middle)
WORLD TRADE CENTER BUILDING, SOUTH TOWER
2-4-1 HAMAMATSU-CHO, MINATO-KU

(Street)
TOKYOJAPAN105-5135

(City)(State)(Zip)

JAPAN

(Country)
2. Date of Event Requiring Statement (Month/Day/Year)
03/18/2026
3. Issuer Name and Ticker or Trading Symbol
ORIX CORP [ IX ]
3a. Foreign Trading Symbol
5. If Amendment, Date of Original Filed (Month/Day/Year)
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year)3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date ExercisableExpiration DateTitleAmount or Number of Shares
Share-based Compensation Points (1) (1)Common Stock2,000(2)IBy Board Incentive Plan Trust
Explanation of Responses:
1. The reported derivative securities represent share-based compensation granted under ORIX Corporation's share-based compensation program, which entitles the Reporting Person to receive the stated amount of Common Stock upon retirement.
2. Each point represents a right to receive one share of Common Stock.
Remarks:
Exhibit List: Exhibit 24 - Power of Attorney
/s/ Tomohiko Ishihara, as Attorney-in-Fact for Miwa Seki03/18/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 3: SEC 1473 (03-26)

FAQ

What does ORIX CORP (IX) director Seki Miwa report in this Form 3?

The Form 3 shows that director Seki Miwa has an indirect interest in 2,000 share-based compensation points. These points are part of ORIX CORP’s share-based compensation program and are held through a Board Incentive Plan Trust.

How do the share-based compensation points for ORIX CORP (IX) work?

Each share-based compensation point gives the right to receive one share of ORIX common stock. Under the program, the reporting person is entitled to receive the stated number of common shares upon retirement, aligning director compensation with long-term company performance.

Are the ORIX CORP (IX) share-based compensation holdings direct or indirect?

The 2,000 share-based compensation points are reported as an indirect holding. They are held through a Board Incentive Plan Trust, rather than directly in the director’s own name, reflecting the structure of ORIX CORP’s compensation program.

Does this ORIX CORP (IX) Form 3 show any stock purchases or sales?

The Form 3 does not show any stock purchases or sales. It simply reports an existing position of 2,000 share-based compensation points linked to common stock, which are awarded under ORIX CORP’s share-based compensation program for directors.

What will Seki Miwa receive from ORIX CORP (IX) upon retirement?

Upon retirement, Seki Miwa is entitled to receive common stock corresponding to the reported share-based compensation points. Each of the 2,000 points represents the right to receive one share of ORIX common stock, providing equity-based retirement compensation.
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