STOCK TITAN

Share-based award for ORIX CORP (NYSE: IX) officer Suzuki Yoshiteru

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
3

Rhea-AI Filing Summary

ORIX CORP officer Suzuki Yoshiteru filed an initial ownership report showing indirect rights to share-based compensation in the company. The filing lists share-based compensation points held through a Board Incentive Plan Trust, which represent the right to receive 180,010 shares of Common Stock upon retirement. Each point corresponds to one share, and the exercise price is shown as 0.0000 per share, highlighting this as a compensation arrangement rather than market trading.

Positive

  • None.

Negative

  • None.
SEC Form 3
FORM 3UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0104
Estimated average burden
hours per response:0.5
1. Name and Address of Reporting Person*
Suzuki Yoshiteru

(Last)(First)(Middle)
WORLD TRADE CENTER BUILDING, SOUTH TOWER
2-4-1 HAMAMATSU-CHO, MINATO-KU

(Street)
TOKYOJAPAN105-5135

(City)(State)(Zip)

JAPAN

(Country)
2. Date of Event Requiring Statement (Month/Day/Year)
03/18/2026
3. Issuer Name and Ticker or Trading Symbol
ORIX CORP [ IX ]
3a. Foreign Trading Symbol
5. If Amendment, Date of Original Filed (Month/Day/Year)
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director10% Owner
XOfficer (give title below)Other (specify below)
See Remarks
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year)3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date ExercisableExpiration DateTitleAmount or Number of Shares
Share-based Compensation Points (1) (1)Common Stock180,010(2)IBy Board Incentive Plan Trust
Explanation of Responses:
1. The reported derivative securities represent share-based compensation granted under ORIX Corporation's share-based compensation program, which entitles the Reporting Person to receive the stated amount of Common Stock upon retirement.
2. Each point represents a right to receive one share of Common Stock.
Remarks:
Senior Managing Executive Officer Exhibit List: Exhibit 24 - Power of Attorney
/s/ Tomohiko Ishihara, as Attorney-in-Fact for Yoshiteru Suzuki03/18/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 3: SEC 1473 (03-26)

FAQ

What does ORIX CORP Form 3 for Suzuki Yoshiteru disclose?

It discloses Suzuki Yoshiteru’s initial beneficial ownership in ORIX CORP through share-based compensation points. These points are held via a Board Incentive Plan Trust and give him rights to receive Common Stock under the company’s share-based compensation program.

How many ORIX CORP shares are tied to Suzuki Yoshiteru’s compensation points?

The Form 3 shows rights linked to 180,010 underlying shares of ORIX CORP Common Stock. Footnotes state the share-based compensation entitles him to receive this stated amount of Common Stock upon retirement under the company’s program.

How are the ORIX CORP share-based compensation points held for Suzuki Yoshiteru?

They are held indirectly “By Board Incentive Plan Trust,” according to the filing. This means the trust, not Suzuki directly, is listed as holding the share-based compensation points that correspond to future Common Stock delivery.

What does each share-based compensation point represent for ORIX CORP (IX)?

Each point represents a right to receive one share of ORIX CORP Common Stock. A footnote clearly states that every point equals one share, defining how the compensation points convert into actual equity upon retirement.

Does the ORIX CORP Form 3 show any stock purchases or sales by Suzuki Yoshiteru?

No, the summary shows zero buy and zero sell transactions. The filing instead records a holding entry for share-based compensation points, reflecting rights to future shares rather than current open-market trading activity.
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