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UNITED
STATES
SECURITIES
AND EXCHANGE COMMISSION
Washington,
D.C. 20549
FORM
8-K
CURRENT
REPORT
Pursuant
to Section 13 or 15(d) of The Securities Exchange Act of 1934
Date
of Report (Date of earliest event reported) August 12, 2025
ALT5
SIGMA CORPORATION
(Exact
name of registrant as specified in its charter)
Nevada |
|
000-19621 |
|
41-1454591 |
(State
or other jurisdiction
of incorporation) |
|
(Commission
File Number) |
|
(IRS
Employer
Identification No.) |
325
E. Warm Spring Road, Suite 102
Las Vegas, NV |
|
89119 |
(Address
of principal executive offices) |
|
(Zip
Code) |
Registrant’s
telephone number, including area code (702) 997-5968
Check
the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under
any of the following provisions:
☐ |
Written
communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) |
|
|
☐ |
Soliciting
material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) |
|
|
☐ |
Pre-commencement
communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) |
|
|
☐ |
Pre-commencement
communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) |
Securities
registered pursuant to Section 12(b) of the Act:
Title
of each class |
|
Trading
Symbol(s) |
|
Name
of each exchange on which registered |
Common
stock (par value $0.001 per share) |
|
ALTS |
|
The
Nasdaq Stock Market LLC |
Indicate
by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405
of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging
growth company ☐
If
an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying
with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐
Item 7.01. Regulation FD
On
Tuesday, August 12, 2025, incoming board observer Zak Folkman and incoming Chairman of the board Zach Witkolf of Alt5 Sigma Corporation
(the “Company” or ALT5) will be appearing on the CNBC television program “Squawk Box,” on Tuesday, August 12,
2025 beginning as early as 7:45 AM EST.
During
their appearance, the representatives may make observations regarding the Company’s treasury strategy of focusing on the acquisition
of WLFI tokens and incorporating USD1 into its broader financial ecosystem, and seeking to position ALT5 at the forefront of institutional-grade
cryptocurrency payment solutions while expanding access to cutting-edge stablecoin technology. They may also discuss how ALT5 provides
a comprehensive suite of services designed to bridge the gap between crypto and everyday financial use and expectations regarding the
integration with USD1 to enhance its suite of payment services.
In
accordance with General Instruction B.2 of Form 8-K, the information in this Item 7.01 shall not be deemed to be “filed”
for purposes of Section 18 of the Securities Exchange Act of 1934, as amended (the “Exchange Act”), or otherwise subject
to the liability of that section, and shall not be incorporated by reference into any registration statement or other document filed
under the Securities Act of 1933, as amended, or the Exchange Act, except as shall be expressly set forth by specific reference in such
filing.”
SIGNATURES
Pursuant
to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by
the undersigned hereunto duly authorized.
|
ALT5
SIGMA CORPORATION |
|
|
Date:
August 12, 2025 |
By: |
/s/
Peter Tassiopoulos |
|
|
Peter
Tassiopoulos |
|
|
Chief
Executive Officer |