STOCK TITAN

Janus Living (JAN) director adds 13,000-share stake through IPO buy and equity grants

Filing Impact
(Moderate)
Filing Sentiment
(Positive)
Form Type
4

Rhea-AI Filing Summary

Janus Living, Inc. director Herman Charles J Jr reported multiple equity transactions in Class A-1 Common Stock. He received a grant of 2,500 vested shares in connection with the company’s initial public offering and an additional grant of 5,000 restricted stock units as annual director compensation.

The RSUs convert one-for-one into Class A-1 Common Stock and vest in full on the earliest of the first anniversary of the grant date, the next annual stockholders’ meeting, or if his board service ends due to death or disability. He also bought 5,500 shares in an open-market transaction from the IPO underwriters at $20.00 per share, bringing his direct holdings to 13,000 shares.

Positive

  • None.

Negative

  • None.
Insider HERMAN CHARLES J JR
Role Director
Bought 5,500 shs ($110K)
Type Security Shares Price Value
Grant/Award Class A-1 Common Stock 2,500 $0.00 --
Grant/Award Class A-1 Common Stock 5,000 $0.00 --
Purchase Class A-1 Common Stock 5,500 $20.00 $110K
Holdings After Transaction: Class A-1 Common Stock — 2,500 shares (Direct)
Footnotes (1)
  1. Represents the grant of vested shares in connection with the Issuer's initial public offering of Class A-1 Common Stock ("IPO"). Represents the grant of restricted stock units ("RSU's") as annual equity compensation for service as a director of the Issuer. The RSUs convert on a one-for one basis into shares of Class A-1 Common Stock upon vesting, and vest in full on the earliest of the first anniversary of the grant date, the date of the Company's annual meeting of stockholders following the grant date, or the termination of the director's service due to death or disability. Represents shares purchased from the underwriters in the IPO.
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
HERMAN CHARLES J JR

(Last)(First)(Middle)
C/O JANUS LIVING, INC.
4600 SOUTH SYRACUSE STREET, SUITE 500

(Street)
DENVER COLORADO 80237

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
Janus Living, Inc. [ JAN ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
03/23/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Class A-1 Common Stock03/23/2026A(1)2,500A$02,500D
Class A-1 Common Stock(2)03/23/2026A(2)5,000A$07,500D
Class A-1 Common Stock03/23/2026P(3)5,500A$20(3)13,000D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. Represents the grant of vested shares in connection with the Issuer's initial public offering of Class A-1 Common Stock ("IPO").
2. Represents the grant of restricted stock units ("RSU's") as annual equity compensation for service as a director of the Issuer. The RSUs convert on a one-for one basis into shares of Class A-1 Common Stock upon vesting, and vest in full on the earliest of the first anniversary of the grant date, the date of the Company's annual meeting of stockholders following the grant date, or the termination of the director's service due to death or disability.
3. Represents shares purchased from the underwriters in the IPO.
/s/ Carol B. Samaan, as Attorney-in-Fact, for Charles J. Herman, Jr.03/24/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What insider transactions did JAN director Herman Charles J Jr report on this Form 4?

Herman Charles J Jr reported three transactions in Janus Living Class A-1 Common Stock: two equity grants totaling 7,500 shares and an open-market IPO purchase of 5,500 shares at $20.00 per share, increasing his direct ownership to 13,000 shares.

How many Janus Living (JAN) shares did the director buy in the IPO?

He purchased 5,500 shares of Janus Living Class A-1 Common Stock from the IPO underwriters at $20.00 per share. This open-market transaction was reported with code “P” and is separate from his equity compensation grants reported on the same date.

What equity compensation did Janus Living (JAN) grant to its director?

The director received 2,500 vested shares tied to the IPO and 5,000 restricted stock units as annual equity compensation. The RSUs convert one-for-one into Class A-1 Common Stock upon vesting, subject to the time- and service-based conditions described in the filing.

When do the Janus Living (JAN) RSUs granted to the director vest?

The 5,000 restricted stock units vest in full on the earliest of the first anniversary of the grant date, the company’s next annual stockholders’ meeting after the grant date, or the director’s service ending due to death or disability, after which they convert into common shares.

What is Herman Charles J Jr’s total Janus Living (JAN) share ownership after these transactions?

Following the reported transactions, Herman Charles J Jr directly owns 13,000 shares of Janus Living Class A-1 Common Stock. This figure reflects the combination of his vested share grants and his 5,500-share purchase from the IPO underwriters at $20.00 per share.

Are the Janus Living (JAN) RSUs granted to the director immediately converted into shares?

No. The 5,000 restricted stock units convert into Class A-1 Common Stock only upon vesting. Vesting occurs on the earliest of the first anniversary of the grant date, the next annual stockholders’ meeting after the grant date, or qualifying termination due to death or disability.