Schedule 13G: Soul Ventures Discloses 11.33M Shares, 9.2% of ALT5 Sigma
Rhea-AI Filing Summary
Soul Ventures Holdings Ltd filed a Schedule 13G reporting beneficial ownership of 11,333,200 shares of ALT5 Sigma Corp common stock, equal to 9.2% of the class. The filing states Soul Ventures has sole voting and dispositive power over these shares and that the shares are held by entities subject to its voting control and investment discretion. The statement includes a certification that the position was not acquired to change or influence control of the issuer. The filing identifies the issuer's principal executive office in Las Vegas and provides Soul Ventures’ British Virgin Islands address.
Positive
- Material disclosure: Reporting of 11,333,200 shares (9.2%) provides transparency about a significant holder
- Clear voting/dispositive authority: Soul Ventures reports sole voting and sole dispositive power over the disclosed shares
- Passive intent certified: The filer includes a certification that the position was not acquired to influence control
Negative
- None.
Insights
TL;DR: A sizable 9.2% stake is disclosed, indicating a material passive ownership position without an active control intent.
The Schedule 13G shows Soul Ventures Holdings Ltd beneficially owns 11,333,200 shares of ALT5 Sigma Corp, representing 9.2% of the outstanding common stock, with sole voting and dispositive power. Because the filer used Schedule 13G language and included a certification that the position was not acquired to influence control, this appears to be a passive, reportable stake rather than an activist or takeover attempt. For investors, a near-double-digit holder is material because it can affect float and voting outcomes in contested situations, though no change-of-control intent is asserted here.
TL;DR: Disclosure of sole voting power over 9.2% signals material governance relevance but the filer disclaims any intent to influence control.
Soul Ventures reports sole voting and dispositive power over the disclosed shares, which can make the firm a significant stakeholder in governance votes despite the Schedule 13G certification of passive intent. The filing notes holdings are through entities subject to Soul Ventures’ control or discretion, and includes the required certification about non-control intent. This disclosure is important for transparency in shareholder registers and for issuers preparing for significant-vote events, though no governance action is indicated in the filing itself.