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Nuveen Core Equity Alpha Fund (JCE) officer files initial Form 3 report

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
3

Rhea-AI Filing Summary

Nuveen Core Equity Alpha Fund insider Joseph Castro filed an initial ownership report on Form 3. Castro is identified as an officer of the fund, serving as Executive Vice President and Chief Risk & Compliance Officer. The filing does not list any specific share transactions.

Positive

  • None.

Negative

  • None.
SEC Form 3
FORM 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0104
Estimated average burden
hours per response: 0.5
1. Name and Address of Reporting Person*
Castro Joseph

(Last) (First) (Middle)
NUVEEN INVESTMENTS
333 W. WACKER DRIVE

(Street)
CHICAGO IL 60606

(City) (State) (Zip)
2. Date of Event Requiring Statement (Month/Day/Year)
10/16/2025
3. Issuer Name and Ticker or Trading Symbol
Nuveen Core Equity Alpha Fund [ JCE ]
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
EVP, Chief Risk & Compliance
5. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year) 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
Remarks:
castropoa.txt
No securities are beneficially owned.
Mark L. Winget/ Signed Under Power of Attorney 10/16/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What does the Nuveen Core Equity Alpha Fund (JCE) Form 3 filing show?

The Form 3 filing shows that Joseph Castro is an officer of Nuveen Core Equity Alpha Fund, serving as EVP, Chief Risk & Compliance. It is an initial ownership report and does not list any specific share transactions.

Who is the reporting person in the Nuveen Core Equity Alpha Fund (JCE) Form 3?

The reporting person is Joseph Castro, identified as an officer of Nuveen Core Equity Alpha Fund. His title is EVP, Chief Risk & Compliance, and he is not reported as a director or 10% owner in this filing.

Does the JCE Form 3 filing disclose any buy or sell transactions?

No, the Form 3 filing for Nuveen Core Equity Alpha Fund lists no buy, sell, acquire, or dispose transactions. All transaction counts and share amounts are reported as zero in the transaction summary section.

Is Joseph Castro a 10% owner of Nuveen Core Equity Alpha Fund (JCE)?

According to the Form 3, Joseph Castro is not a 10% owner of Nuveen Core Equity Alpha Fund. He is reported as an officer with the title EVP, Chief Risk & Compliance, and the 10% owner flag is set to zero.

What is the role of Joseph Castro at Nuveen Core Equity Alpha Fund (JCE)?

Joseph Castro serves as Executive Vice President, Chief Risk & Compliance at Nuveen Core Equity Alpha Fund. The Form 3 identifies him as an officer of the issuer, while indicating he is not a director or 10% owner.
Nuveen Core Equity Alpha

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