Nuveen Core Equity Alpha Fund (JCE) officer files initial Form 3 report
Filing Impact
Filing Sentiment
Form Type
3
Rhea-AI Filing Summary
Nuveen Core Equity Alpha Fund insider Joseph Castro filed an initial ownership report on Form 3. Castro is identified as an officer of the fund, serving as Executive Vice President and Chief Risk & Compliance Officer. The filing does not list any specific share transactions.
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FAQ
What does the Nuveen Core Equity Alpha Fund (JCE) Form 3 filing show?
The Form 3 filing shows that Joseph Castro is an officer of Nuveen Core Equity Alpha Fund, serving as EVP, Chief Risk & Compliance. It is an initial ownership report and does not list any specific share transactions.
Who is the reporting person in the Nuveen Core Equity Alpha Fund (JCE) Form 3?
The reporting person is Joseph Castro, identified as an officer of Nuveen Core Equity Alpha Fund. His title is EVP, Chief Risk & Compliance, and he is not reported as a director or 10% owner in this filing.
Does the JCE Form 3 filing disclose any buy or sell transactions?
No, the Form 3 filing for Nuveen Core Equity Alpha Fund lists no buy, sell, acquire, or dispose transactions. All transaction counts and share amounts are reported as zero in the transaction summary section.
Is Joseph Castro a 10% owner of Nuveen Core Equity Alpha Fund (JCE)?
According to the Form 3, Joseph Castro is not a 10% owner of Nuveen Core Equity Alpha Fund. He is reported as an officer with the title EVP, Chief Risk & Compliance, and the 10% owner flag is set to zero.
What is the role of Joseph Castro at Nuveen Core Equity Alpha Fund (JCE)?
Joseph Castro serves as Executive Vice President, Chief Risk & Compliance at Nuveen Core Equity Alpha Fund. The Form 3 identifies him as an officer of the issuer, while indicating he is not a director or 10% owner.