JCI Form 144 Notice: Proposed sale of 100,144 shares via Morgan Stanley

Rhea-AI Filing Summary

Form 144 notice for Johnson Controls (JCI) reports a proposed sale of 100,144 shares of common stock with an aggregate market value of $10,558,001.66. The sale is listed as occurring approximately on 08/11/2025 through Morgan Stanley Smith Barney LLC (Executive Financial Services, 1 New York Plaza, 8th Floor, New York, NY 10004) and the shares are listed as being sold on the NYSE. The filing lists the number of shares outstanding as 662,185,383 and shows Nothing to Report for securities sold during the past three months.

The securities to be sold were acquired through restricted stock vesting under a registered plan on several dates: 51,722 shares on 12/15/2023, 5,000 on 12/07/2020, 19,813 on 09/26/2014, 10,331 on 12/05/2020, and 13,278 on 12/06/2020, with payment noted as employee stock unit award(s). The filer represents no undisclosed material adverse information and the signature block cautions against intentional misstatements.

Insights

Securities Analyst

TL;DR: Routine insider sale notice of 100,144 JCI shares; transaction details are disclosed and no recent sales were reported.

The Form 144 discloses a proposed sale of 100,144 Johnson Controls common shares valued at $10,558,001.66, to be effected through Morgan Stanley Smith Barney LLC on the NYSE on or about 08/11/2025. Acquisition histories indicate these shares were received via restricted stock vesting over multiple years and paid as employee stock unit awards. The filer reports no sales in the prior three months, and includes the standard representation that no material undisclosed information is known to the seller.

Corporate Governance Expert

TL;DR: Disclosure appears complete for a Form 144 filing; vesting origins and broker details are provided, with routine seller representations.

The filing lists acquisition dates and the nature of acquisition as restricted stock vesting under a registered plan with specified share counts and payment described as employee stock unit award(s). Broker identification and the approximate sale date are provided, and the filer certifies absence of undisclosed material adverse information. The notice contains the required caution about intentional misstatements but shows no reported sales in the last three months.

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Morgan Stanley Smith Barney LLC Executive Financial Services 1 New York Plaza 8th Floor New York NY 10004	100144	10558001.66	662185383	08/11/2025	NYSE

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	12/15/2023	Restricted stock vesting under a registered plan	Issuer			51722	12/15/2023	Employee stock unit award(s)
Common	12/07/2020	Restricted stock vesting under a registered plan	Issuer			5000	12/07/2020	Employee stock unit award(s)
Common	09/26/2014	Restricted stock vesting under a registered plan	Issuer			19813	09/26/2014	Employee stock unit award(s)
Common	12/05/2020	Restricted stock vesting under a registered plan	Issuer			10331	12/05/2020	Employee stock unit award(s)
Common	12/06/2020	Restricted stock vesting under a registered plan	Issuer			13278	12/06/2020	Employee stock unit award(s)

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Nothing to Report

144: Remarks and Signature

Remarks

Date of Notice

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)

FAQ

What securities does the Form 144 for Johnson Controls (JCI) report?

The filing reports a proposed sale of 100,144 shares of Johnson Controls common stock.

What is the aggregate market value of the JCI shares proposed for sale?

The aggregate market value is listed as $10,558,001.66.

When is the approximate sale date listed in the Form 144 for JCI?

The approximate date of sale is listed as 08/11/2025.

Who is the broker handling the proposed JCI share sale?

The broker is Morgan Stanley Smith Barney LLC (Executive Financial Services, 1 New York Plaza, 8th Floor, New York, NY 10004).

Were any Johnson Controls securities sold by the filer in the past three months?

The filing states Nothing to Report under securities sold during the past three months.