Johnson Controls International plc SEC Filings

A shareholder of JCI filed a notice of proposed sale of restricted stock. The filer may sell up to 23,417 common shares through Morgan Stanley Smith Barney LLC Executive Financial Services, with an indicated value of $3,584,285.64, relating to restricted stock vesting under a registered plan on 08/02/2026.

The notice also lists prior sales during the past three months, including a transaction on 05/08/2026 for 88,809 common shares with aggregate proceeds of $12,521,243.08.

Johnson Controls International plc EVP and CFO Marc Vandiepenbeeck reported a disposition related to tax or option exercise obligations, with 19,760 Ordinary Shares delivered or withheld on 2026-08-02 at $146.66 per share. Following this transaction, he directly holds 125,860.76 Ordinary Shares.

Lei Zhang Schlitz, VP & Pres, GP & Solutions of Johnson Controls International, reported a Form 4 transaction on 2026-08-02. 18,625.0000 Ordinary Shares were disposed of through share withholding to pay an exercise price or tax liability at a reference value of 146.6600 per share, leaving 38,434.1200 Ordinary Shares held directly.

Johnson Controls International plc delivered stronger results for the quarter ended June 30, 2026. Consolidated net sales from continuing operations rose to $6,614 million from $6,052 million a year earlier, with Products and Systems at $4,596 million and Services at $2,018 million. Income from continuing operations increased to $752 million versus $618 million, and diluted earnings per share from continuing operations were $1.23 compared with $0.94. For the first nine months of fiscal 2026, net sales reached $18,553 million and income from continuing operations was $1,920 million, both above the prior year.

Operating cash flow from continuing operations for the nine months improved to $2,572 million from $1,586 million, while cash and cash equivalents increased to $641 million and total assets to $38,759 million. The company closed acquisitions of Alloy Enterprises and Nantum AI for about $291 million, adding $193 million of goodwill and $127 million of definite-lived intangibles, and continued its portfolio simplification with security business divestitures and final adjustments on the R&LC HVAC sale. A multi‑year restructuring program is under way, with $224 million of restructuring and impairment costs recorded year‑to‑date toward an expected $400 million total. Johnson Controls also detailed ongoing environmental, PFAS/AFFF and asbestos-related obligations, partly offset by $148 million of insurance recoveries recorded in the period.

Johnson Controls International reported fiscal Q3 2026 net sales of $6.6 billion, up 9% with 10% organic growth. GAAP diluted EPS from continuing operations was $1.23 and adjusted EPS was $1.42. GAAP net income from continuing operations attributable to Johnson Controls was $749 million, with adjusted net income of $868 million. Orders grew 27% organically and backlog reached $21.0 billion, up 32% organically year-over-year. Q3 cash provided by operating activities from continuing operations was $1,289 million, free cash flow was $1,194 million, and adjusted free cash flow was $1,179 million.

By segment, Americas sales rose 11% to $4.5 billion with adjusted Segment EBITA margin of 21.1%. EMEA sales were approximately $1.3 billion, down 1%, but adjusted Segment EBITA margin improved to 14.3%. APAC sales increased 15% to $846 million with adjusted Segment EBITA margin of 21.2%. For the last twelve months, adjusted EBITDA was $4.553 billion and net debt was $8.834 billion, implying net debt to adjusted EBITDA of 1.9x.

Management initiated Q4 2026 guidance for organic sales growth of 9%–10%, operating leverage of 45%–50% and adjusted EPS of approximately $1.55. Full-year fiscal 2026 guidance was raised to ~8% organic sales growth (from ~6%) and adjusted EPS of approximately $5.05 (from ~$4.85), with adjusted free cash flow conversion targeted at about 100%.

BlackRock, Inc. filed Amendment No. 11 reporting beneficial ownership of 47,354,681 shares of Johnson Controls International plc common stock, representing 7.8% of the class. BlackRock reports sole voting power over 43,083,623 shares and sole dispositive power over 47,354,681 shares, with no shared voting or dispositive power.

The filing explains that various underlying clients and accounts have the right to receive dividends or sale proceeds from these shares, but no single such person has an interest in more than five percent of Johnson Controls’ outstanding common shares. The stake is reported on behalf of specified BlackRock business units and excludes disaggregated units.

Johnson Controls International plc EVP and CHRO Christopher M. Scalia reported two F-code tax-withholding dispositions covering 3,901 Ordinary Shares on 2026-07-14, both valued at $145.24 per share. The shares were delivered to satisfy tax obligations on equity compensation, and Scalia continues to hold JCI ordinary shares directly.

Johnson Controls International plc executive Todd M. Grabowski, VP and President, Americas, reported an open-market sale of 1,800 Ordinary Shares at a weighted average price of $146.20 per share. The shares were sold in multiple trades between $146.08 and $146.43 per share.

After the sale, Grabowski directly holds 26,215.42 Ordinary Shares and indirectly holds 1,365 Ordinary Shares through a 401k plan trustee, according to the filing.

Johnson Controls International plc director Irene M. Esteves received an equity award of 937 ordinary shares. The shares were granted on June 8, 2026 at a stated price of $0.0000 per share, indicating a compensation-related grant rather than a market purchase.

The award is in the form of restricted share units that accrue dividend equivalent units and convert into ordinary shares upon vesting. After this grant, Esteves holds 937 ordinary shares directly, reflecting her initial reported ownership position in the company from this filing.