Johnson Controls ex-officer proposes $8.8M share sale

Morgan Stanley Smith Barney LLC is listed as the broker, and NYSE is listed as the exchange for the proposed sale.

Rhea-AI Filing Summary

Johnson Controls International plc (JCI) former officer Lei Schlitz reported a proposed sale of 55,863 common shares, with an aggregate market value of $8,804,198.73 and an approximate sale date of October 9, 2026. The notice also lists a sale of 23,417 common shares on August 4, 2026, with an aggregate value of $3,584,285.64.

Key Figures

Proposed shares to be sold: 55,863 common shares Aggregate market value: $8,804,198.73 Shares sold: 23,417 common shares +2 more

5 metrics

Proposed shares to be sold 55,863 common shares Approximate sale date October 9, 2026

Aggregate market value $8,804,198.73 Proposed sale

Shares sold 23,417 common shares August 4, 2026; prior three-month sales

Aggregate value of shares sold $3,584,285.64 August 4, 2026; prior three-month sales

Common shares outstanding 605,741,470 shares Issuer share-count figure in the securities information

Key Terms

Rule 144, Exercise of Options Under a Registered Plan, Restricted Stock Vesting Under a Registered Plan

3 terms

Rule 144 regulatory

"paragraph (a) of Rule 144"

Rule 144 is a U.S. securities regulation that sets conditions under which restricted or insider-held shares can be legally resold to the public, such as required holding periods, availability of public information, limits on how much can be sold at once, and certain filing requirements. For investors it matters because it determines when previously locked-up shares can enter the market — like a release valve that can increase supply, affect share price, and signal insider intent.

Exercise of Options Under a Registered Plan technical

"Exercise of Options Under a Registered Plan"

Restricted Stock Vesting Under a Registered Plan technical

"Restricted Stock Vesting Under a Registered Plan"

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

How many JCI shares does former officer Lei Schlitz propose to sell?

Lei Schlitz reported a proposed sale of 55,863 common shares, with an aggregate market value of $8,804,198.73 and an approximate sale date of October 9, 2026.

How many JCI shares did Lei Schlitz sell during the prior three months?

The notice lists a sale of 23,417 common shares on August 4, 2026, with an aggregate value of $3,584,285.64.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Available on EDGAR 10/09/2026 - 04:11 PM Accepted by SEC EDGAR 10/09/2026 - 04:10 PM Learn about SEC filing dates

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK	0001652579
Filer CCC	XXXXXXXX
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer	JOHNSON CONTROLS INTERNATIONAL PLC
SEC File Number	001-13836
Address of Issuer	ONE ALBERT QUAY ALBERT QUAY CORK IRELAND 00000
Phone	414-524-1200
Name of Person for Whose Account the Securities are To Be Sold	LEI SCHLITZ
See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.
Relationship to Issuer	Former Officer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Morgan Stanley Smith Barney LLC Executive Financial Services 1 New York Plaza 8th Floor New York NY 10004	55863	8804198.73	605741470	10/09/2026	NYSE

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	10/09/2026	Exercise of Options Under a Registered Plan	Issuer			43269	10/09/2026	Cash
Common	10/02/2026	Restricted Stock Vesting Under a Registered Plan	Issuer			12492	10/02/2026	Services Rendered
Common	12/08/2024	Restricted Stock Vesting Under a Registered Plan	Issuer			102	12/08/2024	Services Rendered

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Name and Address of Seller	Title of Securities Sold	Date of Sale	Amount of Securities Sold	Gross Proceeds
LEI SCHLITZ 5757 N. Green Bay Avenue Milwaukee WI 53201	Common	08/04/2026	23417	3584285.64

144: Remarks and Signature

Remarks
Date of Notice	10/09/2026
ATTENTION:
The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.
Signature	/s/ Lei Schlitz
ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)