STOCK TITAN

Johnson Controls (NYSE: JCI) CFO reports 19,760-share tax withholding

(Very High)
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Johnson Controls International plc EVP and CFO Marc Vandiepenbeeck reported a disposition related to tax or option exercise obligations, with 19,760 Ordinary Shares delivered or withheld on 2026-08-02 at $146.66 per share. Following this transaction, he directly holds 125,860.76 Ordinary Shares.

Positive

  • None.

Negative

  • None.

Insights

Analyzing...

Insider Vandiepenbeeck Marc
Role EVP and CFO
Type Security Shares Price Value
Exercise Price or Tax Liability Ordinary Shares 19,760 $146.66 $2.90M
Holdings After Transaction: Ordinary Shares — 125,860.76 shares (Direct)
Shares delivered or withheld 19,760 Ordinary Shares Shares used to satisfy exercise price or tax obligations on 2026-08-02
Per-share value $146.66 Value per Ordinary Share for the tax or exercise-related disposition
Direct holdings after transaction 125,860.76 Ordinary Shares Directly owned by Marc Vandiepenbeeck after the reported transaction
Ordinary Shares financial
"Security title reported as Ordinary Shares in the transaction."
Ordinary shares are a type of ownership stake in a company, giving shareholders a right to participate in the company’s profits and decision-making through voting. They are similar to owning a piece of a business, and their value can rise or fall based on the company's performance. Investors buy ordinary shares to potentially earn dividends and benefit from the company's growth over time.
Payment of exercise price or tax liability by delivering or withholding securities financial
"Code F as payment of exercise price or tax liability by delivering or withholding securities."
direct or indirect financial
"Ownership type captured as direct_or_indirect with code D for direct ownership."

AI-generated analysis. How Rhea-AI works. Not financial advice.

See more from StockTitan in Google Search and AI answers. Adds StockTitan as a preferred source · opens Google
Add on Google
Learn about SEC filing dates

FAQ

What insider transaction did JCI's CFO Marc Vandiepenbeeck report?

Marc Vandiepenbeeck reported a transaction where 19,760 Ordinary Shares of Johnson Controls International plc were delivered or withheld to cover tax or option exercise obligations at $146.66 per share, leaving him with 125,860.76 shares directly held.

Was the recent JCI Form 4 a market sale of shares?

No, the Form 4 for JCI shows no open-market sale. The 19,760 Ordinary Shares were delivered or withheld to satisfy exercise price or tax liabilities, rather than being sold in the market, and are coded as a tax or exercise-related disposition.

How many Johnson Controls (JCI) shares does the CFO hold after this transaction?

After the reported disposition, EVP and CFO Marc Vandiepenbeeck directly holds 125,860.76 Ordinary Shares of Johnson Controls International plc. This figure reflects his position immediately following the 19,760-share tax or exercise-related transaction on 2026-08-02.

At what price were the JCI shares valued in the CFO's Form 4 transaction?

The shares involved in Marc Vandiepenbeeck’s JCI transaction were valued at $146.66 per Ordinary Share. This per-share value applies to the 19,760 shares delivered or withheld to satisfy exercise price or tax liabilities on 2026-08-02.

What does transaction code F mean in the JCI CFO’s Form 4?

Transaction code F indicates “Payment of exercise price or tax liability by delivering or withholding securities.” For JCI, this means 19,760 Ordinary Shares were used to cover obligations from equity compensation, not sold as an ordinary market transaction.
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Vandiepenbeeck Marc

(Last)(First)(Middle)
5757 N GREEN BAY AVE

(Street)
MILWAUKEE WISCONSIN 53209

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
Johnson Controls International plc [ JCI ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director10% Owner
XOfficer (give title below)Other (specify below)
EVP and CFO
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
08/02/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Ordinary Shares08/02/2026F19,760D$146.66125,860.76D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
/s/ Olga Brankov, attorney-in-fact08/04/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)