Johnson Controls (JCI) VP Susan McKee receives new stock options and RSU awards

Rhea-AI Filing Summary

Johnson Controls International executive Susan McKee, VP and President, APAC, reported multiple equity awards dated January 26, 2026. She received 12,456 employee stock options with an exercise price of $115.07 per share, half becoming exercisable on December 7, 2027 and half on December 7, 2028.

She also received restricted share unit grants that convert into ordinary shares upon vesting. These awards cover 3,421 shares vesting in three equal installments on December 7, 2026, December 7, 2027, and December 7, 2028; 13,904 shares vesting 75% on the first and 25% on the second anniversary of the grant date; and 5,865 shares vesting on the fifth anniversary of the grant date. All RSUs include dividend equivalent units and are reported as directly owned.

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Hughes Susan Mckee

(Last) (First) (Middle)

5757 NORTH GREEN BAY AVENUE

(Street)

GLENDALE WI 53209

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
Johnson Controls International plc [ JCI ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	VP and President, APAC

3. Date of Earliest Transaction (Month/Day/Year)
01/26/2026

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Ordinary Shares	01/26/2026		A(1)		3,421	A	$0	3,421	D
Ordinary Shares	01/26/2026		A(2)		13,904	A	$0	17,325	D
Ordinary Shares	01/26/2026		A(3)		5,865	A	$0	23,190	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares
Employee Stock Option (Right to Buy)	$115.07	01/26/2026		A		12,456		12/07/2027(4)	12/07/2035	Ordinary Shares	12,456	$0	12,456	D

Explanation of Responses:

1. Reflects grant of restricted share units that, subject to certain acceleration and forfeiture provisions, vest in three equal installments on each of December 7, 2026, December 7, 2027 and December 7, 2028. Restricted share units accrue dividend equivalent units and convert to ordinary shares upon vesting.

2. Reflects grant of restricted share units that, subject to certain acceleration and forfeiture provisions, vest 75% on the first anniversary of the grant date and 25% on the second anniversary of the grant date. Restricted share units accrue dividend equivalent units and convert to ordinary shares upon vesting.

3. Reflects grant of restricted share units that, subject to certain acceleration and forfeiture provisions, vest on the fifth anniversary of the grant date. Restricted share units accrue dividend equivalent units and convert to ordinary shares upon vesting.

4. Subject to certain acceleration and forfeiture provisions, fifty percent of the options become exercisable on December 7, 2027 and the remaining fifty percent become exercisable on December 7, 2028.

	/s/ Richard Dancy, attorney in fact	01/27/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
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FAQ

What equity awards did JCI executive Susan McKee report on this Form 4?

Susan McKee reported new stock options and restricted share units. She received 12,456 employee stock options at an exercise price of $115.07, plus three restricted share unit grants for 3,421, 13,904, and 5,865 ordinary shares, each with different vesting schedules.

How do the restricted share units reported by JCI’s Susan McKee vest?

One RSU grant for 3,421 shares vests in three equal installments in December 2026, 2027, and 2028. A 13,904-share grant vests 75% on the first anniversary and 25% on the second. A 5,865-share grant vests entirely on the fifth anniversary.

What are the terms of the stock options granted to JCI executive Susan McKee?

She received 12,456 employee stock options with a $115.07 exercise price. Half the options become exercisable on December 7, 2027, and the remaining half on December 7, 2028, subject to acceleration and forfeiture provisions described in the award terms.

Does Susan McKee’s Form 4 for JCI involve open-market stock purchases or sales?

The Form 4 reports equity awards, not open-market trades. All listed transactions are coded as acquisitions at a price of $0, reflecting grants of restricted share units and employee stock options rather than discretionary buying or selling of Johnson Controls International shares.

Do the restricted share units in Susan McKee’s JCI filing earn dividends?

Yes. The restricted share units accrue dividend equivalent units. These dividend equivalents are added to the RSU balance over time, and the units convert into ordinary shares of Johnson Controls International when the underlying restricted share units vest.