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Johnson Controls (JCI) director gets RSU grant and disposes shares for taxes

Filing Impact
(Moderate)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Johnson Controls International plc director Timothy Archer reported routine equity compensation activity involving the company’s ordinary shares. On March 4, 2026, he acquired 1,285 ordinary shares through a grant of restricted share units, which accrue dividend equivalents and convert to ordinary shares when they vest.

On the same date, Archer disposed of 1,115 ordinary shares in a tax-withholding disposition, where shares were delivered to cover tax liabilities rather than sold in the open market. After these transactions, he held 4,459.79 ordinary shares directly.

Positive

  • None.

Negative

  • None.
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
ARCHER TIMOTHY

(Last) (First) (Middle)
5757 N GREEN BAY AVE

(Street)
MILWAUKEE WI 53209

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
Johnson Controls International plc [ JCI ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
Officer (give title below) Other (specify below)
3. Date of Earliest Transaction (Month/Day/Year)
03/06/2026
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Ordinary Shares(1) 03/04/2026 A(1) 1,285 A $0 5,574.79 D
Ordinary Shares 03/04/2026 F 1,115 D $140 4,459.79 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. Reflects grant of restricted share units. Restricted share units accrue dividend equivalent units and convert to ordinary shares upon vesting.
/s/ Richard Dancy, attorney-in-fact 03/06/2026
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What insider transactions did Timothy Archer report at Johnson Controls (JCI)?

Timothy Archer reported a grant of 1,285 restricted share units and a tax-withholding disposition of 1,115 ordinary shares. These are routine director compensation and tax-settlement transactions, not open-market purchases or sales, and reflect standard equity-based pay practices at Johnson Controls.

Did Timothy Archer buy or sell Johnson Controls (JCI) shares on the open market?

The filing does not show open-market buying or selling. Archer received 1,285 ordinary shares via a restricted share unit grant and delivered 1,115 shares to satisfy tax liabilities, a non-market disposition typically processed by the company or its agent, rather than through public trading.

What are the details of Timothy Archer’s restricted share unit grant at JCI?

Archer received 1,285 restricted share units that accrue dividend equivalent units and convert into ordinary shares upon vesting. This means he will receive additional share equivalents for dividends and the units will settle in Johnson Controls ordinary shares once vesting conditions are met.

How many Johnson Controls (JCI) shares does Timothy Archer hold after these transactions?

After the reported transactions, Archer directly holds 4,459.79 ordinary shares of Johnson Controls. This figure reflects the impact of the restricted share unit grant and the tax-withholding share disposition reported in the Form 4 for the March 4, 2026 transaction date.

What does a tax-withholding disposition of JCI shares mean in Archer’s Form 4?

A tax-withholding disposition means 1,115 shares were delivered to cover tax liabilities arising from equity awards, rather than sold for investment purposes. It is a standard administrative transaction often triggered automatically when restricted share units vest or similar awards settle.

Is the Form 4 for Johnson Controls (JCI) a sign of changing insider sentiment?

This Form 4 mainly reflects routine compensation and tax-settlement mechanics: a restricted share unit grant and a related tax-withholding share disposition. Such transactions typically indicate standard equity pay administration rather than a discretionary change in insider sentiment toward Johnson Controls stock.
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