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Director John D. Young logs JCI (NYSE: JCI) RSU grant and tax-related share disposal

Filing Impact
(Moderate)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Johnson Controls International plc director John D. Young reported equity compensation transactions involving the company’s ordinary shares. On March 4, 2026, he acquired 1,285 ordinary shares through a grant of restricted share units that accrue dividend equivalents and convert to ordinary shares upon vesting.

On the same date, 1,115 ordinary shares were disposed of in a tax-withholding transaction at $140.00 per share, reflecting shares delivered to cover tax liabilities related to the award. After these transactions, Young directly owned 17,156.58 ordinary shares.

Positive

  • None.

Negative

  • None.
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
YOUNG JOHN D

(Last) (First) (Middle)
5757 N GREEN BAY AVENUE

(Street)
MILWAUKEE WI 53209

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
Johnson Controls International plc [ JCI ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
Officer (give title below) Other (specify below)
3. Date of Earliest Transaction (Month/Day/Year)
03/04/2026
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Ordinary Shares(1) 03/04/2026 A(1) 1,285 A $0 18,271.58 D
Ordinary Shares 03/04/2026 F 1,115 D $140 17,156.58 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. Reflects grant of restricted share units. Restricted share units accrue dividend equivalent units and convert to ordinary shares upon vesting.
/s/ Richard Dancy, attorney-in-fact 03/06/2026
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What insider transactions did JCI director John D. Young report on this Form 4?

John D. Young reported an equity award and a related tax-withholding disposition in Johnson Controls International ordinary shares. He received 1,285 shares via a restricted share unit grant and 1,115 shares were disposed of to satisfy tax obligations tied to that award.

How many Johnson Controls (JCI) shares did John D. Young acquire in the latest filing?

John D. Young acquired 1,285 Johnson Controls International ordinary shares through a grant of restricted share units. These units accrue dividend equivalents and convert into ordinary shares upon vesting, representing stock-based compensation rather than an open-market purchase transaction.

Why were 1,115 JCI shares disposed of in John D. Young’s Form 4?

The 1,115 Johnson Controls International ordinary shares were disposed of to cover tax liabilities associated with the equity award. The filing labels this as a tax-withholding disposition, using shares valued at $140.00 each to satisfy the reporting person’s tax obligations.

What is John D. Young’s Johnson Controls (JCI) share ownership after these transactions?

Following the reported equity grant and tax-withholding disposition, John D. Young directly owns 17,156.58 Johnson Controls International ordinary shares. This total reflects his updated direct holdings after both the restricted share unit award and the related share disposition.

How are the restricted share units in the JCI Form 4 described?

The restricted share units are described as accruing dividend equivalent units and converting to ordinary shares upon vesting. This means the award grows with dividends and ultimately settles in Johnson Controls International ordinary shares when vesting conditions are met.
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