STOCK TITAN

[Form 4] Johnson Controls International plc Insider Trading Activity

Filing Impact
(Moderate)
Filing Sentiment
(Negative)
Form Type
4
Rhea-AI Filing Summary

On 08/01/2025, GATX Corporation (GATX) director Shelley J. Bausch reported the acquisition of 158 restricted stock units (RSUs) under the company’s Amended and Restated Directors’ Voluntary Deferred Fee Plan. The RSUs were credited in lieu of cash board fees and through dividend reinvestment at an effective price of $152.825 per share. Each RSU converts to one share of common stock upon settlement, generally after the director leaves the board.

After the transaction, Bausch’s direct beneficial ownership rises to 3,015 shares. No shares were sold and no derivative securities were involved. Because the award stems from routine deferred-compensation elections rather than an open-market purchase, the immediate market impact is expected to be minimal.

Il 08/01/2025, la direttrice di GATX Corporation (GATX), Shelley J. Bausch, ha comunicato l’acquisizione di 158 unità di azioni vincolate (RSU) nell’ambito del Piano Volontario di Compensazione Differita per Direttori, modificato e aggiornato dall’azienda. Le RSU sono state accreditate in sostituzione delle commissioni di consiglio in contanti e tramite il reinvestimento dei dividendi, a un prezzo effettivo di 152,825 $ per azione. Ogni RSU si converte in una azione ordinaria al momento della liquidazione, generalmente dopo che la direttrice lascia il consiglio.

Dopo la transazione, la proprietà diretta effettiva di Bausch sale a 3.015 azioni. Non sono state vendute azioni né coinvolti strumenti derivati. Poiché il premio deriva da elezioni di compensazione differita di routine e non da un acquisto sul mercato aperto, l’impatto immediato sul mercato è previsto essere minimo.

El 08/01/2025, la directora de GATX Corporation (GATX), Shelley J. Bausch, informó la adquisición de 158 unidades de acciones restringidas (RSU) bajo el Plan Voluntario Modificado y Reformulado de Honorarios Diferidos para Directores de la empresa. Las RSU se acreditaron en lugar de las tarifas en efectivo del consejo y mediante la reinversión de dividendos a un precio efectivo de 152,825 $ por acción. Cada RSU se convierte en una acción común al momento de la liquidación, generalmente después de que la directora abandona el consejo.

Después de la transacción, la propiedad directa beneficiaria de Bausch aumenta a 3,015 acciones. No se vendieron acciones ni se involucraron valores derivados. Debido a que la concesión proviene de elecciones rutinarias de compensación diferida y no de una compra en el mercado abierto, se espera que el impacto inmediato en el mercado sea mínimo.

2025년 1월 8일, GATX 코퍼레이션(GATX) 이사 Shelley J. Bausch가 회사의 개정 및 재작성된 이사 자발적 이연 수수료 계획에 따라 158개의 제한 주식 단위(RSU)를 취득했다고 보고했습니다. RSU는 현금 이사회 수수료 대신 및 배당 재투자를 통해 주당 152.825달러의 실질 가격으로 적립되었습니다. 각 RSU는 일반적으로 이사가 이사회에서 물러난 후 결제 시 보통주 한 주로 전환됩니다.

거래 후 Bausch의 직접 실질 소유 주식 수는 3,015주로 증가했습니다. 주식 매도나 파생상품은 없었습니다. 이 수상은 공개 시장 구매가 아닌 일상적인 이연 보상 선택에서 비롯된 것이므로 즉각적인 시장 영향은 최소한일 것으로 예상됩니다.

Le 08/01/2025, la directrice de GATX Corporation (GATX), Shelley J. Bausch, a déclaré l’acquisition de 158 unités d’actions restreintes (RSU) dans le cadre du Plan modifié et révisé de rémunération différée volontaire pour les administrateurs de la société. Les RSU ont été créditées en lieu et place des honoraires en espèces du conseil d’administration et par réinvestissement des dividendes à un prix effectif de 152,825 $ par action. Chaque RSU se convertit en une action ordinaire lors du règlement, généralement après que la directrice quitte le conseil.

Après la transaction, la possession directe bénéficiaire de Bausch s’élève à 3 015 actions. Aucune action n’a été vendue et aucun instrument dérivé n’a été utilisé. Comme cette attribution découle d’élections de rémunération différée de routine plutôt que d’un achat sur le marché libre, l’impact immédiat sur le marché devrait être minime.

Am 08.01.2025 meldete die Direktorin von GATX Corporation (GATX), Shelley J. Bausch, den Erwerb von 158 Restricted Stock Units (RSUs) im Rahmen des geänderten und neu gefassten freiwilligen Vergütungsplans für Direktoren der Gesellschaft. Die RSUs wurden anstelle von Barausschüttungen für Vorstandshonorare und durch Dividenden-Reinvestition zu einem effektiven Preis von 152,825 $ pro Aktie gutgeschrieben. Jede RSU wird bei Ausgleich, in der Regel nach dem Ausscheiden der Direktorin aus dem Vorstand, in eine Stammaktie umgewandelt.

Nach der Transaktion steigt Bauschs direkter wirtschaftlicher Eigentumsanteil auf 3.015 Aktien. Es wurden keine Aktien verkauft und keine Derivate eingesetzt. Da die Zuteilung aus routinemäßigen Wahlmöglichkeiten zur aufgeschobenen Vergütung und nicht aus einem Kauf am offenen Markt stammt, wird die unmittelbare Marktwirkung als gering eingeschätzt.

Positive
  • None.
Negative
  • None.

Insights

TL;DR: Small, routine RSU grant; signals continued alignment but immaterial to valuation.

The filing shows a non-market award of 158 RSUs to director Shelley Bausch via the deferred fee plan, lifting her stake to 3,015 shares. At roughly $24k in notional value, the grant is negligible versus GATX’s market cap and daily volume, so price impact should be insignificant. Nonetheless, ongoing insider accumulation—albeit automatic—maintains board-management alignment with shareholders. No red flags, no dilution, and no change to strategic outlook; overall neutral.

Il 08/01/2025, la direttrice di GATX Corporation (GATX), Shelley J. Bausch, ha comunicato l’acquisizione di 158 unità di azioni vincolate (RSU) nell’ambito del Piano Volontario di Compensazione Differita per Direttori, modificato e aggiornato dall’azienda. Le RSU sono state accreditate in sostituzione delle commissioni di consiglio in contanti e tramite il reinvestimento dei dividendi, a un prezzo effettivo di 152,825 $ per azione. Ogni RSU si converte in una azione ordinaria al momento della liquidazione, generalmente dopo che la direttrice lascia il consiglio.

Dopo la transazione, la proprietà diretta effettiva di Bausch sale a 3.015 azioni. Non sono state vendute azioni né coinvolti strumenti derivati. Poiché il premio deriva da elezioni di compensazione differita di routine e non da un acquisto sul mercato aperto, l’impatto immediato sul mercato è previsto essere minimo.

El 08/01/2025, la directora de GATX Corporation (GATX), Shelley J. Bausch, informó la adquisición de 158 unidades de acciones restringidas (RSU) bajo el Plan Voluntario Modificado y Reformulado de Honorarios Diferidos para Directores de la empresa. Las RSU se acreditaron en lugar de las tarifas en efectivo del consejo y mediante la reinversión de dividendos a un precio efectivo de 152,825 $ por acción. Cada RSU se convierte en una acción común al momento de la liquidación, generalmente después de que la directora abandona el consejo.

Después de la transacción, la propiedad directa beneficiaria de Bausch aumenta a 3,015 acciones. No se vendieron acciones ni se involucraron valores derivados. Debido a que la concesión proviene de elecciones rutinarias de compensación diferida y no de una compra en el mercado abierto, se espera que el impacto inmediato en el mercado sea mínimo.

2025년 1월 8일, GATX 코퍼레이션(GATX) 이사 Shelley J. Bausch가 회사의 개정 및 재작성된 이사 자발적 이연 수수료 계획에 따라 158개의 제한 주식 단위(RSU)를 취득했다고 보고했습니다. RSU는 현금 이사회 수수료 대신 및 배당 재투자를 통해 주당 152.825달러의 실질 가격으로 적립되었습니다. 각 RSU는 일반적으로 이사가 이사회에서 물러난 후 결제 시 보통주 한 주로 전환됩니다.

거래 후 Bausch의 직접 실질 소유 주식 수는 3,015주로 증가했습니다. 주식 매도나 파생상품은 없었습니다. 이 수상은 공개 시장 구매가 아닌 일상적인 이연 보상 선택에서 비롯된 것이므로 즉각적인 시장 영향은 최소한일 것으로 예상됩니다.

Le 08/01/2025, la directrice de GATX Corporation (GATX), Shelley J. Bausch, a déclaré l’acquisition de 158 unités d’actions restreintes (RSU) dans le cadre du Plan modifié et révisé de rémunération différée volontaire pour les administrateurs de la société. Les RSU ont été créditées en lieu et place des honoraires en espèces du conseil d’administration et par réinvestissement des dividendes à un prix effectif de 152,825 $ par action. Chaque RSU se convertit en une action ordinaire lors du règlement, généralement après que la directrice quitte le conseil.

Après la transaction, la possession directe bénéficiaire de Bausch s’élève à 3 015 actions. Aucune action n’a été vendue et aucun instrument dérivé n’a été utilisé. Comme cette attribution découle d’élections de rémunération différée de routine plutôt que d’un achat sur le marché libre, l’impact immédiat sur le marché devrait être minime.

Am 08.01.2025 meldete die Direktorin von GATX Corporation (GATX), Shelley J. Bausch, den Erwerb von 158 Restricted Stock Units (RSUs) im Rahmen des geänderten und neu gefassten freiwilligen Vergütungsplans für Direktoren der Gesellschaft. Die RSUs wurden anstelle von Barausschüttungen für Vorstandshonorare und durch Dividenden-Reinvestition zu einem effektiven Preis von 152,825 $ pro Aktie gutgeschrieben. Jede RSU wird bei Ausgleich, in der Regel nach dem Ausscheiden der Direktorin aus dem Vorstand, in eine Stammaktie umgewandelt.

Nach der Transaktion steigt Bauschs direkter wirtschaftlicher Eigentumsanteil auf 3.015 Aktien. Es wurden keine Aktien verkauft und keine Derivate eingesetzt. Da die Zuteilung aus routinemäßigen Wahlmöglichkeiten zur aufgeschobenen Vergütung und nicht aus einem Kauf am offenen Markt stammt, wird die unmittelbare Marktwirkung als gering eingeschätzt.

SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
X
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
MANNING NATHAN D

(Last) (First) (Middle)
5757 N GREEN BAY AVE

(Street)
MILWAUKEE WI 53209

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
Johnson Controls International plc [ JCI ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
VP and President, Americas
3. Date of Earliest Transaction (Month/Day/Year)
08/01/2025
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Ordinary Shares 08/01/2025 S(1) 1,422 D $103.69 140,880.9 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. Transaction effected pursuant to a Rule 10b5-1 trading plan adopted on September 12, 2024.
/s/ Leanne Michels, attorney-in-fact 08/04/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

How many GATX shares did director Shelley J. Bausch acquire on 08/01/2025?

She acquired 158 restricted stock units representing the right to receive an equal number of common shares.

What was the effective price for the RSUs credited to Shelley J. Bausch?

The RSUs were valued at $152.825 per share under the deferred fee plan.

How many GATX shares does Shelley J. Bausch own after the transaction?

Her direct beneficial ownership increased to 3,015 shares of common stock.

Did the Form 4 include any dispositions or derivative transactions?

No. The filing shows only an acquisition of RSUs; no shares were sold and no derivatives were reported.

What plan facilitated the RSU grant to the GATX director?

The grant was made under the Amended and Restated GATX Corporation Directors’ Voluntary Deferred Fee Plan.
Johnson Ctls Intl Plc

NYSE:JCI

JCI Rankings

JCI Latest News

JCI Latest SEC Filings

JCI Stock Data

70.07B
656.39M
0.23%
93.01%
1.34%
Building Products & Equipment
Air-cond & Warm Air Heatg Equip & Comm & Indl Refrig Equip
Link
Ireland
CORK