Jefferies Financial Group SEC Filings

Jefferies Financial Group (JEF) disclosed insider activity as its Director and CEO filed a Form 4 reporting Code G transactions on 11/05/2025. The filing lists gifts and internal transfers among entities affiliated with the reporting person, all recorded at $0 per share.

The explanation states the shares were gifted from an LLC managed by the reporting person to its member trusts as part of tax planning and that these movements result in no increases or decreases to the reporting person’s beneficial holdings. Post-transaction positions remain held across direct ownership and multiple trusts/LLCs.

Jefferies Financial Group (JEF) reported an insider equity award: its EVP and CFO received 96,711 shares of common stock as a restricted stock grant on 10/17/2025 at a price of $0 under the company’s equity compensation plan.

The award will cliff vest in five years. Following the transaction, the reporting person beneficially owned 96,711 shares, held directly.

Jefferies Financial Group (JEF) reported a Form 4 showing its EVP and General Counsel acquired 96,711 shares of common stock on October 17, 2025 through a restricted stock grant at $0 per share. The award was made under the company’s equity compensation plan and is exempt under Rule 16b-3(d), and it will cliff vest in five years.

Following the grant, the officer’s beneficial ownership stands at 165,368 shares, held directly. This reflects standard executive equity compensation rather than an open-market purchase.

Jefferies Financial Group Inc. filed a preliminary 424(b)(2) pricing supplement for Senior Autocallable Contingent Coupon (With Memory) Barrier Notes due October 25, 2027, linked to the worst-performing of lululemon athletica inc. (LULU) and United Parcel Service, Inc. Class B (UPS).

Each Note has a $1,000 stated principal amount and pays a quarterly $49.50 contingent coupon (with memory) if, on the observation date, the worst-performing underlying is at or above its Coupon Barrier (60% of Initial Value). The Notes are autocallable quarterly starting around one year after pricing if the worst-performing underlying is at or above its Call Value (100% of Initial Value).

At maturity, if not called, holders receive the principal back if the worst-performing underlying is at or above its Threshold Value (60% of Initial Value); otherwise, repayment is reduced 1-to-1 with the decline from Initial Value, up to total loss. The estimated value on the pricing date is approximately $985.20 per Note. Use of proceeds is for general corporate purposes; there is no listing. A conflict of interest applies under FINRA Rule 5121. All payments are subject to Jefferies’ credit risk.

Jefferies Financial Group (JEF) furnished materials from its 2025 Investor Meeting. The company reported that it held the meeting on October 16, 2025, and attached the full transcript as Exhibit 99.1 to this Form 8-K under Item 7.01 (Regulation FD).

The transcript includes ROTE and other non-GAAP financial measures. Jefferies states that reconciliations to the most directly comparable GAAP measures are provided in the presentation materials referred to during the meeting and furnished on October 16, 2025. The company notes the information in Item 7.01 and Exhibit 99.1 is “furnished” and not “filed” under the Exchange Act. The filing also includes a customary forward‑looking statements caution, reminding readers that actual results may differ due to various risks and uncertainties referenced in Jefferies’ SEC reports.

Jefferies Financial Group (JEF) furnished an Investor Presentation for its October 16, 2025 Investor Meeting and made it available on its website. The presentation is attached as Exhibit 99.1 and incorporated by reference.

The materials were provided under Item 7.01 (Regulation FD Disclosure) and are expressly stated as not deemed “filed” for purposes of Section 18 of the Exchange Act.

Jefferies Financial Group Inc. (JEF) launched a preliminary 424(b)(2) for Senior Autocallable Contingent Coupon Barrier Notes due October 17, 2030, linked to the worst-performing of the Utilities Select Sector SPDR (XLU), the EURO STOXX 50 (SX5E) and the S&P 500 (SPX). Each Note is issued at $1,000 and pays a $27.50 contingent quarterly coupon if, on a Coupon Observation Date, the worst underlying is at or above its Coupon Barrier of 70% of its Initial Value.

The Notes are autocallable if, on any Call Observation Date starting July 14, 2026, the worst underlying is at or above 100% of its Initial Value; if called, holders receive the $1,000 principal plus the due coupon. If not called, at maturity investors receive $1,000 if the worst underlying is at or above its 70% Threshold Value; otherwise, repayment is reduced 1-to-1 with the decline from Initial Value, up to full loss. Estimated value on the Pricing Date is approximately $982 per Note. Use of proceeds is for general corporate purposes. The Notes are senior unsecured obligations, not listed, and the distribution is subject to FINRA Rule 5121. All payments are subject to Jefferies’ credit risk.

Jefferies Financial Group (JEF) filed an 8-K noting that it issued a press release, which is attached as Exhibit 99.1 and incorporated by reference. The filing also lists the company’s securities registered on the NYSE, including its common stock and multiple senior notes.

Listed notes include 4.850% Senior Notes due 2027 (JEF 27A), 5.875% due 2028 (JEF 28), 2.750% due 2032 (JEF 32A), and 6.200% due 2034 (JEF 34). The press release was issued on October 12, 2025.

Jefferies Financial Group Inc. is offering senior unsecured contingent coupon notes with a Stated Principal Amount of $1,000 per note that mature on October 17, 2031. The notes pay a quarterly Contingent Coupon Payment of $25.00 if the observation value of the worst-performing underlying on each coupon observation date is at or above its coupon barrier, and may be automatically called beginning about one year after pricing if the call condition is met. At maturity, if the final value of the worst-performing underlying is below its threshold value, investors face 1-to-1 downside exposure, with up to 100.00% of principal at risk. The estimated value on the pricing date was ~$934.20 per note (within $30.00), meaning the issue price equals par while the issuer’s internal valuation is materially lower. Payments depend only on discrete observation dates and are subject to the issuer’s credit risk, limited secondary-market liquidity, model-valuation assumptions, and potential conflicts of interest arising from related-party roles in distribution, calculation and hedging.