Jefferies CEO files Form 4 reporting gift transfers (Code G)
Filing Impact
Filing Sentiment
Form Type
4
Rhea-AI Filing Summary
Jefferies Financial Group (JEF) disclosed insider activity as its Director and CEO filed a Form 4 reporting Code G transactions on 11/05/2025. The filing lists gifts and internal transfers among entities affiliated with the reporting person, all recorded at $0 per share.
The explanation states the shares were gifted from an LLC managed by the reporting person to its member trusts as part of tax planning and that these movements result in no increases or decreases to the reporting person’s beneficial holdings. Post-transaction positions remain held across direct ownership and multiple trusts/LLCs.
Positive
- None.
Negative
- None.
Insider Trade Summary
468,296 shares gifted
Mixed
13 txns
Insider
HANDLER RICHARD B
Role
CEO
| Type | Security | Shares | Price | Value |
|---|---|---|---|---|
| Gift | Common Stock | 2,880 | $0.00 | -- |
| Gift | Common Stock | 2,880 | $0.00 | -- |
| Gift | Common Stock | 231,268 | $0.00 | -- |
| Gift | Common Stock | 231,268 | $0.00 | -- |
| holding | Common Stock | -- | -- | -- |
| holding | Common Stock | -- | -- | -- |
| holding | Common Stock | -- | -- | -- |
| holding | Common Stock | -- | -- | -- |
| holding | Common Stock | -- | -- | -- |
| holding | Common Stock | -- | -- | -- |
| holding | Common Stock | -- | -- | -- |
| holding | Common Stock | -- | -- | -- |
| holding | Common Stock | -- | -- | -- |
Holdings After Transaction:
Common Stock — 231,268 shares (Indirect, By Reporting Person's 2021 LLC);
Common Stock — 13,517,576 shares (Direct)
Footnotes (1)
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FAQ
What did JEF disclose in this Form 4?
The Director and CEO reported Code G transactions on 11/05/2025 reflecting gifts and internal transfers among affiliated entities at $0 per share.
What does Code G signify in this context?
The filing describes Code G as shares gifted from an LLC to its member trusts, tied to tax planning.
Did the transactions change the insider’s total beneficial ownership?
No. The explanation states the transfers result in no increases or decreases to beneficial holdings.
Who is the reporting person’s relationship to Jefferies (JEF)?
The reporting person is a Director and Officer (CEO) of Jefferies Financial Group Inc.
Were these transactions exempt under SEC rules?
The filing notes they may be exempt under Rule 16a-13.