Welcome to our dedicated page for Jefferies Financial Group SEC filings (Ticker: JEF), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Jefferies Financial Group Inc. filings document the regulatory record of a full-service investment banking and capital markets firm with common stock and senior note securities listed on the New York Stock Exchange. Its 8-K reports include quarterly financial results, Regulation FD communications, material-event disclosures and completed senior note offerings under shelf registration statements.
Jefferies proxy and governance filings cover director elections, executive compensation, auditor ratification, shareholder voting matters and amendments to its certificate of incorporation, including authorized non-voting common stock. Capital-structure disclosures describe common stock, non-voting stock authorization, senior notes, indenture terms and related exhibits, while selected filings address board-nomination materials, strategic-alliance governance and dispute-related public statements.
Jefferies Financial Group Inc. priced a primary offering of Senior Fixed Rate 20 Year Step-Up Callable Notes due April 30, 2046 with an aggregate principal of $949,000. The Notes pay 6.00% interest through April 30, 2031 and 7.00% thereafter until maturity, are redeemable at issuer option on annual Optional Redemption Dates beginning April 30, 2031, and are unsecured senior obligations. The issue price is $1,000 per Note; proceeds to the issuer before expenses were $934,765. The offering is subject to FINRA Rule 5121 conflict provisions and will not be listed.
Jefferies Financial Group Inc. is offering $7,448,000 aggregate principal amount of Senior Autocallable Contingent Coupon Barrier Notes due April 30, 2032. The Notes pay contingent monthly coupons of $8.33 when the worst-performing of the Dow Jones Industrial Average®, Nasdaq-100® and Russell 2000® is at or above its monthly coupon barrier and are autocallable beginning approximately six months after issuance.
The Notes repay the $1,000 stated principal at maturity only if the worst-performing underlying is at or above its 60% threshold; otherwise investors suffer 1:1 downside to the worst-performing underlying (up to 100% loss). Estimated value on the pricing date was $959.00 per Note and proceeds to Jefferies before expenses are $7,183,596.
Jefferies Financial Group Inc. is offering senior, unsecured Senior Barrier Digital Return Notes due November 19, 2027 linked to the worst-performing of the S&P 500® and Russell 2000®. Each Note has a $1,000 stated principal amount and will pay no interest.
At maturity you receive a $1,179.00 digital payment if the worst-performing underlying’s final value is at least 80% of its initial value; otherwise you incur a dollar-for-dollar loss equal to the underlying decline, potentially losing up to 100% of principal. All payments are subject to Jefferies' credit risk. Pricing date: May 15, 2026; expected issue date: May 20, 2026; valuation date: November 16, 2027.
Jefferies Financial Group Inc. priced a preliminary offering of Senior Barrier Digital Return Notes due May 19, 2028 linked to the worst-performing of the S&P 500® and Russell 2000® indices.
The notes have a Stated Principal Amount of $1,000 per note and pay no interest. At maturity you will receive a Digital Payment of $1,208.00 if the Final Value of the Worst-Performing Underlying is at least 80% of its Initial Value; otherwise the payment falls pari passu with the underlying loss (1% loss of principal per 1% decline), exposing holders to up to a 100% loss. Key dates include a Pricing Date of May 15, 2026, Original Issue Date of May 20, 2026, Valuation Date of May 16, 2028 (subject to postponement), and Maturity Date of May 19, 2028. All payments are subject to Jefferies’ credit risk and the notes are senior unsecured obligations.
Jefferies Financial Group Inc. is offering Senior Autocallable Leveraged Barrier Notes due May 18, 2029 linked to the worst-performing of the S&P 500® Index and the SPDR® S&P® MidCap 400® ETF (MDY). The Notes have a $1,000 stated principal amount, issue price of $1,000 and pay no interest. The Notes are automatically called if both underlyings are at or above their call values on the Call Observation Date (May 17, 2027), in which case holders receive a Call Payment of $1,172.50. At maturity, holders receive the stated principal plus 125.00% participation in upside of the Worst-Performing Underlying if it appreciated; if the Worst-Performing Underlying is below its Threshold Value (70% of initial), holders suffer dollar-for-dollar losses (up to 100%). All payments are unsecured and subject to Jefferies credit risk. The pricing-date estimated value was approximately $974.60 per Note; use of proceeds is general corporate purposes.
Jefferies Financial Group Inc. is offering Senior Autocallable Leveraged Barrier Notes due May 18, 2029, linked to the worst-performing of the S&P 500® Index and the State Street® SPDR® S&P® MidCap 400® ETF Trust. The Issue Price and Stated Principal Amount are $1,000 per Note. The Notes pay no interest, carry issuer credit risk, and may be automatically called if both underlyings meet their Call Values on the Call Observation Date (May 17, 2027), in which case investors would receive the Call Payment of $1,137.00 per Note. At maturity the Notes pay either the Stated Principal, an upside at a 125.00% Participation Rate if the Worst-Performing Underlying appreciated, or a dollar-for-dollar loss if the Worst-Performing Underlying falls below its Threshold Value (70% of Initial Value), exposing investors to up to 100% principal loss. Estimated value on pricing date: approximately $955.00 per Note. All payments are unsecured and subject to Jefferies’ credit risk.
Jefferies Financial Group Inc. priced senior autocallable contingent‑coupon barrier notes due May 4, 2032. The notes link to the worst‑performing common stock of BANC, FHN and HBAN, pay quarterly contingent coupons of $41.88 per note (with memory) if the worst‑performing underlying is at or above a 70% coupon barrier, are autocallable when the worst performer is at or above 100% of its initial value, and return principal at maturity only if the worst performer is at or above 60% of its initial value. Issue price is $1,000 per note; estimated initial value was approximately $930.60. All payments are subject to Jefferies’ credit risk; notes are senior unsecured and not listed.
Jefferies Financial Group Inc. reported an insider transaction involving its strategic partner Sumitomo Mitsui Financial Group, Inc. via its subsidiary Sumitomo Mitsui Banking Corporation (SMBC). SMBC exercised its contractual exchange right to receive 9,247,081 shares of non-voting common stock.
The filing also shows a corresponding change in SMBC’s indirect common stock position, with 9,247,081 shares of common stock reported with zero shares outstanding after the transaction, reflecting the exchange mechanics under the Amended and Restated Exchange Agreement.
SMBC’s exchange right, linked to a business alliance, covers up to an aggregate 14,132,500 shares of common stock and is scheduled to expire on September 19, 2026 (subject to extension by mutual agreement). The securities are held directly by SMBC, and the reporting person disclaims beneficial ownership except for its pecuniary interest.
Jefferies Financial Group Inc. has issued and sold $1,100,000,000 aggregate principal amount of 5.125% Senior Notes due 2031. The notes were sold to underwriters led by Jefferies LLC and SMBC Nikko Securities America under an existing shelf registration on Form S-3.
The transaction closed on April 28, 2026, with the notes issued under an existing indenture and a new supplemental indenture. Jefferies estimates net proceeds of approximately $1,087,053,000 after underwriting discounts and expenses and plans to use these funds for general corporate purposes.
Jefferies Financial Group Inc. is offering $1,100,000,000 aggregate principal amount of 5.125% Senior Notes due April 28, 2031. The Notes bear interest at 5.125% per year, payable semi‑annually beginning October 28, 2026, and are senior unsecured obligations ranking equally with other senior unsecured debt. The issuer expects to apply to list the Notes on the NYSE and intends to use net proceeds for general corporate purposes. The offering price was 99.223% with an underwriting discount of 0.350%, estimated net proceeds of approximately $1,087,053,000, and settlement on a T+3 basis.