Welcome to our dedicated page for Jefferies Financial Group SEC filings (Ticker: JEF), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Jefferies Financial Group Inc. filings document the regulatory record of a full-service investment banking and capital markets firm with common stock and senior note securities listed on the New York Stock Exchange. Its 8-K reports include quarterly financial results, Regulation FD communications, material-event disclosures and completed senior note offerings under shelf registration statements.
Jefferies proxy and governance filings cover director elections, executive compensation, auditor ratification, shareholder voting matters and amendments to its certificate of incorporation, including authorized non-voting common stock. Capital-structure disclosures describe common stock, non-voting stock authorization, senior notes, indenture terms and related exhibits, while selected filings address board-nomination materials, strategic-alliance governance and dispute-related public statements.
Jefferies Financial Group Inc. reported an insider transaction involving its strategic partner Sumitomo Mitsui Financial Group, Inc. via its subsidiary Sumitomo Mitsui Banking Corporation (SMBC). SMBC exercised its contractual exchange right to receive 9,247,081 shares of non-voting common stock.
The filing also shows a corresponding change in SMBC’s indirect common stock position, with 9,247,081 shares of common stock reported with zero shares outstanding after the transaction, reflecting the exchange mechanics under the Amended and Restated Exchange Agreement.
SMBC’s exchange right, linked to a business alliance, covers up to an aggregate 14,132,500 shares of common stock and is scheduled to expire on September 19, 2026 (subject to extension by mutual agreement). The securities are held directly by SMBC, and the reporting person disclaims beneficial ownership except for its pecuniary interest.
Jefferies Financial Group Inc. has issued and sold $1,100,000,000 aggregate principal amount of 5.125% Senior Notes due 2031. The notes were sold to underwriters led by Jefferies LLC and SMBC Nikko Securities America under an existing shelf registration on Form S-3.
The transaction closed on April 28, 2026, with the notes issued under an existing indenture and a new supplemental indenture. Jefferies estimates net proceeds of approximately $1,087,053,000 after underwriting discounts and expenses and plans to use these funds for general corporate purposes.
Jefferies Financial Group Inc. is offering $1,100,000,000 aggregate principal amount of 5.125% Senior Notes due April 28, 2031. The Notes bear interest at 5.125% per year, payable semi‑annually beginning October 28, 2026, and are senior unsecured obligations ranking equally with other senior unsecured debt. The issuer expects to apply to list the Notes on the NYSE and intends to use net proceeds for general corporate purposes. The offering price was 99.223% with an underwriting discount of 0.350%, estimated net proceeds of approximately $1,087,053,000, and settlement on a T+3 basis.
Jefferies Financial Group Inc. has priced a public offering of $1.1 billion aggregate principal amount of 5.125% Senior Notes due 2031. The Notes carry an effective yield of 5.304% and are scheduled to mature on April 28, 2031.
The offering is expected to settle on April 28, 2026, subject to customary closing conditions. Jefferies intends to use the net proceeds from this debt issuance for general corporate purposes. The Notes are being offered under an effective shelf registration statement with a related prospectus supplement.
Jefferies Financial Group Inc. is offering Senior Autocallable Contingent Coupon Barrier Notes due May 17, 2032 linked to the worst-performing of the Dow Jones Industrial Average, the Russell 2000 and the S&P 500. Each Note has a Stated Principal Amount $1,000 and an Issue Price $1,000. The Notes pay a quarterly Contingent Coupon Payment of $26.50 when the Worst-Performing Underlying’s Observation Value on a Coupon Observation Date is at or above its Coupon Barrier (70% of Initial Value). The Notes are autocallable if the Worst-Performing Underlying is at or above its Call Value (100% of Initial Value) on any Call Observation Date; called Notes pay the Stated Principal plus any Contingent Coupon then due. At maturity, if the Worst-Performing Underlying’s Final Value is below its Threshold Value (70% of Initial Value), investors suffer 1-for-1 downside to that decline. Jefferies estimates the value on the Pricing Date at approximately $971.50 per Note. All payments are subject to Jefferies’ credit risk and the offering is subject to FINRA Rule 5121 conflict provisions.
Jefferies Financial Group Inc. is offering Senior Autocallable Contingent Coupon Barrier Notes with an Aggregate Principal Amount of $750,000 due April 25, 2029. The Notes are linked to the worst-performing of the Dow Jones Industrial Average®, Russell 2000® Index and the State Street® Technology Select Sector SPDR® ETF (XLK) and pay a monthly contingent coupon of $10.83 when the worst-performing underlying is at or above its coupon barrier on a Coupon Observation Date. The Issue Price is $1,000 per Note (Stated Principal Amount $1,000), the estimated value on the Pricing Date was $980.20 per Note, and proceeds to the issuer before expenses are $748,125 after a 0.25% underwriting commission. The Notes are senior unsecured obligations and expose holders to 1-to-1 downside on the worst-performing underlying with Threshold Values set at $92.81 (XLK), 29,489.63 (INDU) and 1,658.982 (RTY).
Jefferies Financial Group Inc. is offering senior unsecured notes (the "Notes") under a preliminary prospectus supplement. The Notes will be issued in registered form, bear cash interest payable semi-annually, and include optional redemption features including a make-whole redemption prior to the Par Call Date. The Notes will rank equally with existing senior unsecured indebtedness and will be effectively subordinated to liabilities of Jefferies’ subsidiaries. The issuer intends to apply to list the Notes on the New York Stock Exchange and expects initial trading within 30 days after the original issue date. Settlement is expected on a T+3 basis. Net proceeds are intended for general corporate purposes.
Jefferies Financial Group Inc. is offering medium-term, equity index-linked notes with a $1,000 face amount per security that are auto-callable and linked to the lowest performing of the S&P 500®, Russell 2000® and the Dow Jones Industrial Average®. The notes pay no periodic interest, may be automatically called on scheduled call dates for a fixed call premium (first-call premium at least 12.20%), and mature on May 3, 2030. If not called, maturity payment depends on the ending level of the lowest performing index versus a 75% threshold; holders may lose more than 25% of principal and possibly all principal if the lowest performing index finishes below its threshold. Original offering price is $1,000 with proceeds to issuer per security of $974.25; estimated value on the pricing date is approximately $956.00 (± $30.00). The securities are senior unsecured obligations of Jefferies and subject to its credit risk.
Jefferies Financial Group Inc. priced $7,000,000 of Senior Autocallable Contingent Coupon Barrier Notes due April 22, 2032. The notes pay a contingent monthly coupon of $17.83 if the worst-performing underlying meets its monthly coupon barrier, are autocallable beginning about six months after pricing, and return principal at maturity only if the worst-performing underlying is at or above its threshold value.
Jefferies Financial Group Inc. is offering $1,478,000 aggregate principal of Senior Autocallable Barrier Notes due April 22, 2031, linked to the worst-performing of the iShares® MSCI Emerging Markets ETF (EEM) and the EURO STOXX 50® Index (SX5E). The notes pay a Call Premium (described as ~15.50% per annum) on specified semi‑annual Call Observation Dates; if called you receive Stated Principal plus the applicable Call Premium. If not called, maturity payoff depends on the Final Value of the Worst‑Performing Underlying relative to its Threshold Value, exposing holders to 1‑for‑1 downside below the Initial Value with up to 100% principal at risk.