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Jefferies Financial Group (JEF) SEC Filings, Nov-Dec 2025

JEF NYSE

Jefferies Financial Group Inc. filings document the regulatory record of a full-service investment banking and capital markets firm with common stock and senior note securities listed on the New York Stock Exchange. Its 8-K reports include quarterly financial results, Regulation FD communications, material-event disclosures and completed senior note offerings under shelf registration statements.

Jefferies proxy and governance filings cover director elections, executive compensation, auditor ratification, shareholder voting matters and amendments to its certificate of incorporation, including authorized non-voting common stock. Capital-structure disclosures describe common stock, non-voting stock authorization, senior notes, indenture terms and related exhibits, while selected filings address board-nomination materials, strategic-alliance governance and dispute-related public statements.

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Jefferies Financial Group Inc. reported insider equity award activity by its President and director on 12/10/2025. The filing shows the forfeiture of 22,613 shares of common stock tied to previously granted performance stock units at a price of $0, reflecting awards that did not meet performance targets. On the same date, the insider received a grant of 121,300 performance-based restricted stock units and a separate grant of 121,300 restricted stock units at a reference price of $61.83 per share under the company’s Equity Compensation Plan.

After these transactions, the insider directly beneficially owned 2,744,078 shares of Jefferies common stock, with additional indirect holdings of 1,163,898 shares through trusts, 496,780 shares through a family limited partnership, and 45,304 shares as trustee of a profit sharing plan. The filing notes that the insider disclaims beneficial ownership of any shares in the limited partnership above his proportionate economic interest, and confirms the grants and forfeiture are exempt under Rule 16b-3 of the Exchange Act.

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Jefferies Financial Group Inc. is offering Senior Autocallable Contingent Coupon (With Memory) Barrier Notes due December 19, 2030, issued as unsecured senior obligations under its Series A global medium-term notes program. Each Note has a $1,000 Stated Principal Amount and is linked to the worst-performing of five U.S. bank stocks: Fifth Third Bancorp, Comerica, Regions Financial, Banc of California and The PNC Financial Services Group.

Investors can receive a quarterly Contingent Coupon of $30.00 per Note (3% of principal) if, on a Coupon Observation Date, the worst-performing underlying is at or above 70% of its Initial Value. Missed coupons can be made up later under the “memory” feature when the condition is next met. Starting June 17, 2026, the Notes are automatically called if the worst-performing stock is at or above 100% of its Initial Value, returning principal plus any due coupon.

If the Notes are not called, at maturity investors receive full principal back only if the worst-performing underlying is at or above 60% of its Initial Value; below that level, repayment falls one-for-one with the decline, up to a total loss of principal. The Notes are not listed, all payments depend on Jefferies’ creditworthiness, and the estimated value on the pricing date is approximately $923.00 per Note, lower than the $1,000 issue price due to fees, hedging costs and funding assumptions.

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Jefferies Financial Group Inc. is offering senior unsecured autocallable contingent coupon barrier notes maturing on January 3, 2031, linked to the worst-performing of the S&P 500 Index, Russell 2000 Index and Dow Jones Industrial Average. Each note has a $1,000 stated principal amount and is issued at 100% of that amount.

Investors can receive quarterly contingent coupons of $18.75 per note if, on each observation date, the worst-performing index is at or above 70% of its initial level. Starting about one year after pricing, the notes are automatically called if the worst-performing index is at or above 100% of its initial level, returning principal plus any due coupon.

If the notes are not called and, at maturity, the worst-performing index is below 55% of its initial level, repayment is reduced 1-for-1 with the decline, up to a total loss of principal. The indicative estimated value is approximately $957 per note, reflecting structuring and hedging costs. The notes are unsecured, not listed on any exchange, and carry complex risk and tax characteristics.

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Jefferies Financial Group Inc. is offering $3,090,000 of senior unsecured autocallable contingent coupon barrier notes due December 13, 2029, linked to the worst-performing of the Russell 2000 and S&P 500 indices. Each $1,000 note pays a quarterly contingent coupon of $23.75 only if the worst index on that date is at or above 70% of its initial level. The notes may be automatically called starting in December 2026 if the worst index is at or above 100% of its initial value, returning principal plus the applicable coupon. If the notes are not called and the worst index finishes below 70% of its initial level at maturity, repayment of principal is reduced one-for-one with the index decline, up to a total loss of the $1,000. The notes are not listed, have limited liquidity, and all payments depend on Jefferies’ credit.

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Jefferies Financial Group Inc. is offering senior autocallable contingent coupon barrier notes due December 29, 2031, linked to the worst-performing of the S&P 500 Index, Russell 2000 Index and Dow Jones Industrial Average. Each $1,000 note may pay a $26 quarterly coupon if, on a coupon observation date, the worst index is at or above 75% of its initial level.

The notes can be automatically called beginning in December 2026 if the worst index is at or above 100% of its initial level on a call observation date, in which case holders receive $1,000 plus any due coupon and the notes terminate early. If the notes are not called and on the final valuation date the worst index is below 75% of its initial level, repayment of principal is reduced one-for-one with the index decline, up to a complete loss of the $1,000.

The notes are unsecured senior obligations subject to Jefferies’ credit risk. The issue price is $1,000 per note, while the estimated value on the pricing date is approximately $975.80, reflecting selling, structuring, hedging costs and dealer compensation.

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Jefferies Financial Group Inc., through its subsidiary LAM Holdings, entered into a Contribution and Subscription Agreement to invest approximately $340,000,000 in newly issued equity of Hildene Holding Company, LLC, plus equity interests in Hildene Insurance Holdings valued at approximately $75,000,000 and certain revenue-share rights. After closing, Hildene will use Jefferies’ investment to fund a vehicle that will acquire SILAC, Inc., with LAM Holdings also able to invest up to $100,000,000 in convertible preferred equity of the acquisition vehicle.

Governance will be shared, with LAM Holdings and a new BRJ Investor having equal board representation at HHC and certain key actions requiring consent from both groups. Existing revenue-share and incentive arrangements will be restructured into new vehicles and profit-sharing plans for Hildene personnel, aligning compensation with HHC’s future performance.

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Jefferies Financial Group Inc. is offering $9,437,000 of senior unsecured autocallable contingent coupon barrier notes due December 4, 2031, linked to the worst-performing of the Nasdaq-100, Russell 2000 and EURO STOXX 50 indices. Each $1,000 note can pay a monthly contingent coupon of $8.5833 if the worst index stays at or above its coupon barrier, set at 75% of its initial level. Starting about one year after pricing, the notes are automatically called if the worst index is at or above 100% of its initial value, returning principal plus any due coupon. If not called, at maturity investors receive full principal only if the worst index is at or above its 80% threshold; below that, repayment falls one-for-one with the index decline, up to total loss of principal. The notes are unsecured obligations subject to Jefferies’ credit risk, are not listed on any exchange, and have an estimated initial value of $947 per $1,000 note, with $9,101,986.50 in gross proceeds before expenses.

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Jefferies Financial Group Inc. is offering Senior Autocallable Contingent Coupon Buffered Notes maturing on January 2, 2031, linked to the worst-performing of the S&P 500 Index and the Energy Select Sector SPDR Fund (XLE). The notes are unsecured senior debt and all payments depend on Jefferies’ credit.

Investors may receive a $30 contingent quarterly coupon per $1,000 note if, on each observation date, the worst-performing underlying is at or above 85% of its initial level. Starting about one year after pricing, the notes are automatically called if the worst-performing underlying is at or above 100% of its initial level, returning principal plus any due coupon.

If the notes are not called and, at maturity, the worst-performing underlying is below its 85% threshold, repayment of principal is reduced 1-for-1 with the decline below that level, with up to 85% of principal at risk. The notes are not listed, Jefferies’ estimated value on the pricing date is about $937.30 per $1,000 note, and the tax treatment is complex and uncertain.

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Jefferies Financial Group Inc. is offering senior unsecured autocallable contingent coupon barrier notes due December 31, 2031, linked to the worst-performing of the VanEck Semiconductor ETF (SMH) and the S&P 500 Index (SPX). Each note has a $1,000 stated principal amount and an issue price of $1,000, but the estimated value on the pricing date is expected to be about $943.10 per note, reflecting issuance, structuring and hedging costs.

The notes pay a contingent coupon of $28.75 per quarter only if, on a quarterly observation date, the worst-performing underlying is at or above 70% of its initial value. Starting about one year after pricing, the notes are autocallable quarterly if the worst-performing underlying is at or above 100% of its initial value, in which case investors receive principal plus any due coupon and the notes terminate early.

If the notes are not called and, at maturity, the worst-performing underlying is at or above 70% of its initial value, investors receive back the full principal (plus the final coupon if the barrier is met). If it is below 70%, repayment is reduced 1-for-1 with the decline from the initial value, up to a possible 100% loss of principal. All payments are subject to Jefferies’ credit risk, the notes are not listed on any exchange, and extensive risk and U.S. tax disclosures apply.

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Jefferies Financial Group’s CEO and director reported acquiring additional company stock through a dividend reinvestment. On 11/26/2025, the insider acquired 90,024 shares of Jefferies common stock at $57.23 per share in a transaction classified as an acquisition and described as deferred shares received as a dividend reinvestment under an exemption in Rule 16b-3(d) of the Securities Exchange Act of 1934.

Following this transaction, the insider directly owns 13,607,600 shares of Jefferies common stock. The filing also lists substantial indirect holdings through various trusts and LLCs, including 1,000,000 shares held by the Reporting Person's 2025-B Trust and 500,000 shares held by the Reporting Person's 2025-D Trust, reflecting a significant aligned ownership stake.

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FAQ

How many Jefferies Financial Group (JEF) SEC filings are available on StockTitan?

StockTitan tracks 750 SEC filings for Jefferies Financial Group (JEF), including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, and Form 4 insider trading disclosures. Each filing includes AI-generated summaries, impact scoring, and sentiment analysis.

When was the most recent SEC filing for Jefferies Financial Group (JEF)?

The most recent SEC filing for Jefferies Financial Group (JEF) was filed on December 13, 2025.