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Jefferies Financial Group Inc. SEC Filings

JEF NYSE

Welcome to our dedicated page for Jefferies Financial Group SEC filings (Ticker: JEF), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.

Our SEC filing database is enhanced with expert analysis from Rhea-AI, providing insights into the potential impact of each filing on Jefferies Financial Group's stock performance. Each filing includes a concise AI-generated summary, sentiment and impact scores, and end-of-day stock performance data showing the actual market reaction. Navigate easily through different filing types including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, proxy statements (DEF 14A), and Form 4 insider trading disclosures.

Designed for fundamental investors and regulatory compliance professionals, our page simplifies access to critical SEC filings. By combining real-time EDGAR feed updates, Rhea-AI's analytical insights, and historical stock performance data, we provide comprehensive visibility into Jefferies Financial Group's regulatory disclosures and financial reporting.

Rhea-AI Summary

Jefferies Financial Group Inc. is offering $6,133,000 of Senior Fixed Rate 10 Year Callable Notes due November 25, 2035. The notes pay a fixed 5.50% annual interest rate, accruing from November 25, 2025 with semi-annual payments each May 25 and November 25, starting May 25, 2026.

Jefferies may redeem the notes, in whole or in part, at 100% of principal plus accrued interest on each Optional Redemption Date, which falls on May 25 and November 25 from November 25, 2027 through May 25, 2035. The notes are senior unsecured obligations ranking equally with Jefferies’ other senior unsecured debt and all payments are subject to its credit risk.

The public offering price is $1,000 per note, with a 1.00% underwriting discount. Proceeds to Jefferies before expenses are $6,071,670. The notes will not be listed on any securities exchange, so liquidity may be limited and secondary prices may be below the original issue price, especially given embedded commissions, hedging costs and a temporary initial valuation adjustment. Jefferies LLC, an affiliate, acts as Agent, creating a conflict of interest under FINRA Rule 5121.

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Rhea-AI Summary

Jefferies Financial Group Inc. filed a Form 13F Holdings Report. The filing lists a Form 13F Information Table Value Total of $21,189,029,700 across 1,424 reportable entries. The report includes 6 other included managers. It was signed by Joanna Jia, Associate General Counsel, in New York, NY on 11-12-2025.

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Rhea-AI Summary

Jefferies Financial Group Inc. is offering senior unsecured autocallable contingent coupon barrier notes due November 25, 2031, linked to the worst-performing of the Dow Jones Industrial Average, Nasdaq-100 Index and Russell 2000 Index. Each note has a stated principal amount of $1,000 and pays a monthly contingent coupon of $7.9167 only when the worst-performing index on a coupon observation date is at or above 75% of its initial level.

Beginning about one year after pricing, the notes are automatically called if the worst-performing index is at or above 100% of its initial value on a call observation date, returning principal plus any due coupon. If the notes are not called and, at maturity, the worst-performing index is at or above 75% of its initial value, investors receive full principal back (plus any final coupon). If it is below 75%, repayment is reduced 1-to-1 with the index decline, up to a total loss of principal.

The notes are subject to Jefferies’ credit risk, are not listed on an exchange, and may have limited secondary liquidity. The estimated value on the pricing date is approximately $945 per $1,000 note, reflecting structuring and hedging costs. The filing highlights complex tax treatment, valuation model risks and potential conflicts of interest from Jefferies affiliates acting as distributor, hedging counterparties and calculation agent.

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Jefferies Financial Group (JEF) disclosed insider activity as its Director and CEO filed a Form 4 reporting Code G transactions on 11/05/2025. The filing lists gifts and internal transfers among entities affiliated with the reporting person, all recorded at $0 per share.

The explanation states the shares were gifted from an LLC managed by the reporting person to its member trusts as part of tax planning and that these movements result in no increases or decreases to the reporting person’s beneficial holdings. Post-transaction positions remain held across direct ownership and multiple trusts/LLCs.

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Jefferies Financial Group (JEF) reported an insider equity award: its EVP and CFO received 96,711 shares of common stock as a restricted stock grant on 10/17/2025 at a price of $0 under the company’s equity compensation plan.

The award will cliff vest in five years. Following the transaction, the reporting person beneficially owned 96,711 shares, held directly.

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Jefferies Financial Group (JEF) reported a Form 4 showing its EVP and General Counsel acquired 96,711 shares of common stock on October 17, 2025 through a restricted stock grant at $0 per share. The award was made under the company’s equity compensation plan and is exempt under Rule 16b-3(d), and it will cliff vest in five years.

Following the grant, the officer’s beneficial ownership stands at 165,368 shares, held directly. This reflects standard executive equity compensation rather than an open-market purchase.

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Jefferies Financial Group Inc. filed a preliminary 424(b)(2) pricing supplement for Senior Autocallable Contingent Coupon (With Memory) Barrier Notes due October 25, 2027, linked to the worst-performing of lululemon athletica inc. (LULU) and United Parcel Service, Inc. Class B (UPS).

Each Note has a $1,000 stated principal amount and pays a quarterly $49.50 contingent coupon (with memory) if, on the observation date, the worst-performing underlying is at or above its Coupon Barrier (60% of Initial Value). The Notes are autocallable quarterly starting around one year after pricing if the worst-performing underlying is at or above its Call Value (100% of Initial Value).

At maturity, if not called, holders receive the principal back if the worst-performing underlying is at or above its Threshold Value (60% of Initial Value); otherwise, repayment is reduced 1-to-1 with the decline from Initial Value, up to total loss. The estimated value on the pricing date is approximately $985.20 per Note. Use of proceeds is for general corporate purposes; there is no listing. A conflict of interest applies under FINRA Rule 5121. All payments are subject to Jefferies’ credit risk.

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Jefferies Financial Group (JEF) furnished materials from its 2025 Investor Meeting. The company reported that it held the meeting on October 16, 2025, and attached the full transcript as Exhibit 99.1 to this Form 8-K under Item 7.01 (Regulation FD).

The transcript includes ROTE and other non-GAAP financial measures. Jefferies states that reconciliations to the most directly comparable GAAP measures are provided in the presentation materials referred to during the meeting and furnished on October 16, 2025. The company notes the information in Item 7.01 and Exhibit 99.1 is “furnished” and not “filed” under the Exchange Act. The filing also includes a customary forward‑looking statements caution, reminding readers that actual results may differ due to various risks and uncertainties referenced in Jefferies’ SEC reports.

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Jefferies Financial Group (JEF) furnished an Investor Presentation for its October 16, 2025 Investor Meeting and made it available on its website. The presentation is attached as Exhibit 99.1 and incorporated by reference.

The materials were provided under Item 7.01 (Regulation FD Disclosure) and are expressly stated as not deemed “filed” for purposes of Section 18 of the Exchange Act.

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Rhea-AI Summary

Jefferies Financial Group Inc. (JEF) launched a preliminary 424(b)(2) for Senior Autocallable Contingent Coupon Barrier Notes due October 17, 2030, linked to the worst-performing of the Utilities Select Sector SPDR (XLU), the EURO STOXX 50 (SX5E) and the S&P 500 (SPX). Each Note is issued at $1,000 and pays a $27.50 contingent quarterly coupon if, on a Coupon Observation Date, the worst underlying is at or above its Coupon Barrier of 70% of its Initial Value.

The Notes are autocallable if, on any Call Observation Date starting July 14, 2026, the worst underlying is at or above 100% of its Initial Value; if called, holders receive the $1,000 principal plus the due coupon. If not called, at maturity investors receive $1,000 if the worst underlying is at or above its 70% Threshold Value; otherwise, repayment is reduced 1-to-1 with the decline from Initial Value, up to full loss. Estimated value on the Pricing Date is approximately $982 per Note. Use of proceeds is for general corporate purposes. The Notes are senior unsecured obligations, not listed, and the distribution is subject to FINRA Rule 5121. All payments are subject to Jefferies’ credit risk.

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FAQ

How many Jefferies Financial Group (JEF) SEC filings are available on StockTitan?

StockTitan tracks 733 SEC filings for Jefferies Financial Group (JEF), including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, and Form 4 insider trading disclosures. Each filing includes AI-generated summaries, impact scoring, and sentiment analysis.

When was the most recent SEC filing for Jefferies Financial Group (JEF)?

The most recent SEC filing for Jefferies Financial Group (JEF) was filed on November 24, 2025.