Welcome to our dedicated page for Jefferies Financial Group SEC filings (Ticker: JEF), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Jefferies Financial Group Inc. filings document the regulatory record of a full-service investment banking and capital markets firm with common stock and senior note securities listed on the New York Stock Exchange. Its 8-K reports include quarterly financial results, Regulation FD communications, material-event disclosures and completed senior note offerings under shelf registration statements.
Jefferies proxy and governance filings cover director elections, executive compensation, auditor ratification, shareholder voting matters and amendments to its certificate of incorporation, including authorized non-voting common stock. Capital-structure disclosures describe common stock, non-voting stock authorization, senior notes, indenture terms and related exhibits, while selected filings address board-nomination materials, strategic-alliance governance and dispute-related public statements.
Jefferies Financial Group Inc. priced a primary offering of Senior Leveraged Barrier Notes linked to the worst-performing of the iShares4 MSCI Emerging Markets ETF and the EURO STOXX 50 AE Index with an Aggregate Principal Amount of $1,283,000 as part of its Series A Global Medium-Term Notes program. The Notes have a Stated Principal Amount of $1,000 per Note, pay no interest and mature on July 3, 2031. At maturity, if the Worst-Performing Underlying appreciates, holders receive the Stated Principal Amount plus a Participation Rate of 302.00% of upside; if the Worst-Performing Underlying falls below its Threshold Value (70% of Initial Value), holders lose 1% of principal for each 1% decline, potentially losing up to 100% of principal. The Issue Price is $1,000 per Note and the estimated value on the Pricing Date was $938.10 per Note; proceeds are for general corporate purposes.
Jefferies Financial Group Inc. is offering medium-term, equity index linked notes tied to the EURO STOXX 50® Index due January 7, 2030. Each security has a $1,000 face amount and an original offering price of $1,000. The securities pay no periodic interest and provide leveraged upside: a 155.20% upside participation rate if the ending level exceeds the starting level. If the ending level is at or above 75% of the starting level (threshold 4,746.0675), holders receive the face amount; if the ending level is below that threshold, holders suffer full 1-to-1 downside exposure and may lose up to 100% of principal. Jefferies estimates an initial value of $945.80 per security and the securities are senior unsecured obligations subject to Jefferies’ credit risk.
Jefferies Financial Group Inc. is offering Senior Autocallable Contingent Coupon Barrier Notes due August 2, 2032 linked to the worst-performing of the Nasdaq-100, Russell 2000 and EURO STOXX 50 indices. Each Note has a $1,000 stated principal amount and an Issue Price of $1,000. The Notes pay a contingent monthly coupon of $9.58 when the worst-performing underlying is at or above its 75% Coupon Barrier on a Coupon Observation Date, are autocallable beginning on the first Call Observation Date, and return principal at maturity only if the worst-performing underlying is at or above its 75% Threshold Value on the Valuation Date; otherwise holders suffer 1:1 downside to the worst-performing underlying. Estimated value on the Pricing Date is about $951.30 per Note. Proceeds are for general corporate purposes. All payments are subject to Jefferies’ credit risk.
Jefferies Financial Group Inc. priced Senior Autocallable Contingent Coupon Barrier Notes linked to the worst-performing of the Nasdaq-100, Russell 2000 and S&P 500. The Notes have a $1,000 stated principal per Note, an Issue Price of $1,000, a Pricing Date of July 10, 2026, an Original Issue Date of July 15, 2026, a Valuation Date of July 10, 2028 and a Maturity Date of July 13, 2028. The Notes pay contingent monthly coupons (at least $10.50 per Note as set on the pricing date) when the worst-performing underlying is at or above an 80% coupon barrier, are autocallable if the worst-performing underlying is at or above its call value (100% of initial value) on call observation dates, and at maturity provide either full principal or 1:1 downside exposure to the worst-performing underlying against an 80% threshold. Estimated value on the Pricing Date was approximately $969.00 per Note (within $30.00). All payments are subject to Jefferies' credit risk.
Jefferies Financial Group Inc. reported an insider transaction involving the automatic conversion of preferred stock held through an affiliated entity. On June 30, 2026, SMBC, a wholly-owned subsidiary of Sumitomo Mitsui Financial Group, Inc., converted 55,125 Series B Non-Voting Convertible Preferred Shares into 27,562,500 shares of Non-Voting Common Stock for no cash consideration, consistent with the issuer’s charter terms, at a 500-to-1 conversion ratio.
Following this mandatory conversion, entities associated with Sumitomo Mitsui Financial Group indirectly hold 36,809,581 shares of Jefferies non-voting common stock. The reporting person disclaims beneficial ownership of these securities except to the extent of its pecuniary interest.
Jefferies Financial Group Inc. is offering Senior Autocallable Notes due July 31, 2030 linked to the worst-performing of the Russell 2000® and the S&P 500®. Each Note has a $1,000 stated principal amount and an issue price of $1,000. Call observation dates occur annually beginning July 29, 2027, with sequential call premiums of $100, $200, $300 and $400 leading to call payments of $1,100 through $1,400 per Note if autocall conditions are met. If the Notes are not called, holders are exposed 1-for-1 to downside in the worst-performing underlying and could lose up to the full principal; the pricing supplement estimates an initial value of approximately $961.00 per Note (within $30.00).
Jefferies Financial Group Inc. is offering senior Autocallable Contingent Coupon Barrier Notes due July 15, 2032 linked to the worst-performing of the Nasdaq-100, Russell 2000 and S&P 500 indices. Each Note has a $1,000 stated principal amount and an issue price of 100%. The Notes pay a monthly contingent coupon of $8.33 when the Worst-Performing Underlying on a Coupon Observation Date is at or above its Coupon Barrier (70% of Initial Value). The Notes are autocallable beginning on the first Call Observation Date; if called, holders receive the stated principal plus any applicable contingent coupon.
At maturity the Payment at Maturity will equal the Stated Principal Amount if the Final Value of the Worst-Performing Underlying is at or above its Threshold Value (70% of Initial Value); otherwise holders suffer 1-to-1 downside exposure to declines in that Worst-Performing Underlying. All payments are subject to Jefferies’ credit risk. Estimated value on the Pricing Date is approximately $962.00 per Note (± $30.00).
Jefferies Financial Group Inc. offers Senior Autocallable Contingent Coupon Barrier Notes due August 2, 2032, linked to the worst-performing of the Dow Jones Industrial Average, the Nasdaq-100 and the Russell 2000. Each Note has a $1,000 stated principal amount and an Issue Price of 100%.
Notes pay a monthly contingent coupon of $7.50 when the worst-performing underlying is at or above a Coupon Barrier (70% of Initial Value), are autocallable beginning approximately six months after pricing, and at maturity expose holders 1-for-1 to declines below a Threshold Value (60% of Initial Value). All payments are subject to Jefferies' credit risk.
Jefferies Financial Group Inc. is offering Senior Autocallable Contingent Coupon Barrier Notes due August 2, 2032. The Notes have a Stated Principal Amount of $1,000 per Note and an estimated initial value of approximately $951.90 per Note as of the Pricing Date. The Notes pay quarterly Contingent Coupon Payments of $26.88 when the Worst-Performing Underlying meets a 75% Coupon Barrier and are autocallable beginning on the first Call Observation Date. Payments and secondary‑market value are subject to Jefferies’ credit risk, model assumptions and limited liquidity; the offering is described in a preliminary pricing supplement dated July 1, 2026.
Jefferies Financial Group Inc. priced a preliminary offering of Senior Autocallable Barrier Notes due July 31, 2031 linked to the worst-performing of the Dow Jones Industrial Average®, the Nasdaq-100® and the Russell 2000®. The Notes have a $1,000 Stated Principal Amount and an Issue Price of $1,000 per Note, with an estimated value on the Pricing Date of approximately $936.50 per Note. The Notes are senior unsecured obligations and pay semicannual autocall opportunities beginning with a first Call Observation Date about one year after pricing; if called they pay the Stated Principal plus a Call Premium (scheduled Call Premiums range from $125.00 to $625.00 per Note). At maturity holders either receive the Stated Principal if the Worst-Performing Underlying is at or above 70% of its Initial Value, or suffer 1-to-1 downside below the Initial Value (up to full loss of principal).