Janus Henderson terminates SEC registration on 2034 notes
Rhea-AI Filing Summary
Janus Henderson Group Ltd. filed a certification to terminate the registration of specific debt-related securities and suspend related reporting duties. The action covers Janus Henderson Group Ltd. common stock with par value $1.50 per share, the 5.450% Senior Notes due 2034 issued by its wholly owned subsidiary Janus Henderson US (Holdings) Inc., and the Company’s guarantee of those notes.
The notes and guarantee had been registered under the Securities Act via a Form S-4 exchange offer registration. As of the fiscal year beginning on July 1, 2026, the notes and guarantee were held of record by fewer than 300 persons, which, under Section 15(d) of the Exchange Act, suspended the Company’s duty to file reports for these securities, effective that date. Janus US is described as exempt from Section 15(d) reporting under Exchange Act Rule 12h-5, and the filing states it is not an admission that Janus US was previously subject to those reporting requirements.
At the certification date, there was 1 holder of record of the common stock, and 38 holders of record each of the notes and the related guarantee. The certification is signed on behalf of Janus Henderson Group Ltd. by Chief Financial Officer Sukh Grewal on July 13, 2026.
Positive
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Negative
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Filing Explained
Exchange Act reporting is suspended for the 38-holder Notes and guarantee; the filing discloses no common-stock transaction.
The July 13 Form 15 states that Janus Henderson Group Ltd.’s duty to file Exchange Act reports for the 5.450% Senior Notes due 2034 and their guarantee was suspended effective
The filing reports 38 record holders for both the Notes and the Guarantee and one holder of the common stock as of the certification or notice date.
The stated consequence is a reporting-obligation change for the debt securities and guarantee; the filing does not describe a transaction in the common stock.
It also states that Janus Henderson US (Holdings) Inc. is exempt from the Section 15(d) reporting requirements under Exchange Act Rule 12h-5.
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