STOCK TITAN

[Form 4] JANUS HENDERSON GROUP PLC Insider Trading Activity

Filing Impact
(High)
Filing Sentiment
(Negative)
Form Type
4

Roger M.J. Thompson, Chief Financial Officer of Janus Henderson Group plc, reported an insider sale on this Form 4. The filing shows a disposition of 27,490.532 shares of the issuer's common stock on 09/11/2025 at a reported price of $45.259 per share, leaving beneficial ownership of 113,097.1236 shares held directly. The form notes the remaining total includes shares purchased under the issuer's Buy As You Earn plan. The filing was signed by an authorized representative under power of attorney on 09/15/2025.

Roger M.J. Thompson, Chief Financial Officer di Janus Henderson Group plc, ha riferito una vendita interna su questo Form 4. La comunicazione indica una disposizione di 27.490,532 azioni delle azioni ordinarie dell'emittente il 11/09/2025 a un prezzo riportato di 45,259 USD per azione, lasciando una titolarità beneficiante diretta di 113.097,1236 azioni. Il modulo segnala che il totale rimanente include azioni acquistate nell'ambito del piano Buy As You Earn dell'emittente. La dichiarazione è stata firmata da un rappresentante autorizzato con procura il 15/09/2025.

Roger M.J. Thompson, Director de Finanzas de Janus Henderson Group plc, informó una venta de insider en este Formulario 4. La presentación muestra una disposición de 27.490,532 acciones de las acciones ordinarias del emisor el 11/09/2025 a un precio reportado de 45,259 USD por acción, dejando una propiedad beneficiaria directa de 113.097,1236 acciones. El formulario señala que el total restante incluye acciones adquiridas bajo el plan Buy As You Earn del emisor. El formulario fue firmado por un representante autorizado bajo poder notarial el 15/09/2025.

Roger M.J. Thompson, Janus Henderson Group plc의 최고재무책임자(CFO)가 이 Form 4에서 내부자 매도를 보고했습니다. 공시는 2025년 9월 11일에 발행사의 보통주 27,490.532주를 처분했고 주당 보고가 45.259 USD로 표시되며, 직접 보유한 수혜적 소유 주식이 113,097.1236주로 남습니다. 잔여 총액에는 발행사의 Buy As You Earn 계획 하에 매입된 주식이 포함되어 있습니다. 서명은 2025년 9월 15일에 위임장을 가진 authorized representative가 했습니다.

Roger M.J. Thompson, Directeur financier de Janus Henderson Group plc, a déclaré une vente d’initié sur ce formulaire 4. La formalité indique une cession de 27 490,532 actions des actions ordinaires de l’émetteur le 11/09/2025 à un prix déclaré de 45,259 USD par action, laissant une propriété bénéficiaire directe de 113 097,1236 actions. Le formulaire note que le total restant inclut des actions achetées dans le cadre du plan Buy As You Earn de l’émetteur. Le formulaire a été signé par un représentant autorisé sous pouvoir le 15/09/2025.

Roger M.J. Thompson, Chief Financial Officer der Janus Henderson Group plc, meldete einen Insider-Verkauf auf diesem Formular 4. Die Einreichung zeigt eine Veräußerung von 27.490,532 Aktien der Stammaktien des Emittenten am 11.09.2025 zu einem angegebenen Preis von 45,259 USD pro Aktie, wodurch das wirtschaftliche Eigentum an direkt gehaltenen 113 097,1236 Aktien verbleibt. Das Formular vermerkt, dass der verbleibende Gesamtbetrag Aktien einschließt, die im Rahmen des Buy As You Earn-Plans des Emittenten erworben wurden. Das Formular wurde von einem bevollmächtigten Vertreter unter Vollmacht am 15.09.2025 unterschrieben.

أفاد روجر م.ج. تومسون، المدير المالي لشركة Janus Henderson Group plc، ببيع داخلي في هذا النموذج 4. يظهر البلاغ تصرفاً في 27,490.532 سهماً من أسهم الشركة العادية في 11/09/2025 بسعر مُبلغ عنه 45.259 دولاراً للسهم، مما ترك ملكية مستفيدة مباشرة قدرها 113,097.1236 سهماً. يشير النموذج إلى أن الإجمالي المتبقي يشمل أسهماً مُشتراة بموجب خطة Buy As You Earn الخاصة بالجهة المُصدرة. وقّع على البلاغ ممثل مخول بموجب توكيل في 15/09/2025.

罗杰・M・J・汤普森,Janus Henderson Group plc 的首席财务官,在本表格4上报告了内部人出售。 该备案显示在2025年9月11日处置了27,490.532股发行人普通股,报告价格为每股45.259美元,直接持有的受益所有权股数为113,097.1236股。表格注明,剩余总额包括在发行人的 Buy As You Earn 计划下购买的股票。该备案由一位授权代表于2025年9月15日签署。

Positive
  • None.
Negative
  • Insider sale of 27,490.532 shares by the CFO disclosed (09/11/2025) which reduces direct holdings.
  • No 10b5-1 or plan box was checked to indicate the transaction was executed under an affirmative defense plan on the face of the form.

Insights

TL;DR: Insider sale of 27,490.532 shares by the CFO is a routine disclosure but warrants monitoring for pattern changes.

The Form 4 documents a direct sale of 27,490.532 shares at $45.259 on 09/11/2025, leaving 113,097.1236 shares beneficially owned. The filing explicitly states remaining holdings include purchases under the company's Buy As You Earn plan, indicating some continued participation in the company's equity programs. This is a single transaction disclosure without accompanying commentary on motives or plans; its standalone informational value is limited but relevant for tracking insider activity over time.

TL;DR: The filing is compliant and properly executed under power of attorney; it provides required transparency on insider transactions.

The Form 4 is completed with issuer, reporting person, relationship (CFO), transaction date, amount sold, price, and post-transaction holdings. The explanatory note clarifies inclusion of shares from the Buy As You Earn plan. Signature by an authorized agent on 09/15/2025 is present. There are no indications of amendments or plan-based 10b5-1 markings on the face of the form. This meets standard Section 16 disclosure requirements.

Roger M.J. Thompson, Chief Financial Officer di Janus Henderson Group plc, ha riferito una vendita interna su questo Form 4. La comunicazione indica una disposizione di 27.490,532 azioni delle azioni ordinarie dell'emittente il 11/09/2025 a un prezzo riportato di 45,259 USD per azione, lasciando una titolarità beneficiante diretta di 113.097,1236 azioni. Il modulo segnala che il totale rimanente include azioni acquistate nell'ambito del piano Buy As You Earn dell'emittente. La dichiarazione è stata firmata da un rappresentante autorizzato con procura il 15/09/2025.

Roger M.J. Thompson, Director de Finanzas de Janus Henderson Group plc, informó una venta de insider en este Formulario 4. La presentación muestra una disposición de 27.490,532 acciones de las acciones ordinarias del emisor el 11/09/2025 a un precio reportado de 45,259 USD por acción, dejando una propiedad beneficiaria directa de 113.097,1236 acciones. El formulario señala que el total restante incluye acciones adquiridas bajo el plan Buy As You Earn del emisor. El formulario fue firmado por un representante autorizado bajo poder notarial el 15/09/2025.

Roger M.J. Thompson, Janus Henderson Group plc의 최고재무책임자(CFO)가 이 Form 4에서 내부자 매도를 보고했습니다. 공시는 2025년 9월 11일에 발행사의 보통주 27,490.532주를 처분했고 주당 보고가 45.259 USD로 표시되며, 직접 보유한 수혜적 소유 주식이 113,097.1236주로 남습니다. 잔여 총액에는 발행사의 Buy As You Earn 계획 하에 매입된 주식이 포함되어 있습니다. 서명은 2025년 9월 15일에 위임장을 가진 authorized representative가 했습니다.

Roger M.J. Thompson, Directeur financier de Janus Henderson Group plc, a déclaré une vente d’initié sur ce formulaire 4. La formalité indique une cession de 27 490,532 actions des actions ordinaires de l’émetteur le 11/09/2025 à un prix déclaré de 45,259 USD par action, laissant une propriété bénéficiaire directe de 113 097,1236 actions. Le formulaire note que le total restant inclut des actions achetées dans le cadre du plan Buy As You Earn de l’émetteur. Le formulaire a été signé par un représentant autorisé sous pouvoir le 15/09/2025.

Roger M.J. Thompson, Chief Financial Officer der Janus Henderson Group plc, meldete einen Insider-Verkauf auf diesem Formular 4. Die Einreichung zeigt eine Veräußerung von 27.490,532 Aktien der Stammaktien des Emittenten am 11.09.2025 zu einem angegebenen Preis von 45,259 USD pro Aktie, wodurch das wirtschaftliche Eigentum an direkt gehaltenen 113 097,1236 Aktien verbleibt. Das Formular vermerkt, dass der verbleibende Gesamtbetrag Aktien einschließt, die im Rahmen des Buy As You Earn-Plans des Emittenten erworben wurden. Das Formular wurde von einem bevollmächtigten Vertreter unter Vollmacht am 15.09.2025 unterschrieben.

SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
THOMPSON ROGER MJ

(Last) (First) (Middle)
201 BISHOPGATE

(Street)
LONDON X0 EC2M 3AE

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
JANUS HENDERSON GROUP PLC [ JHG ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
CHIEF FINANCIAL OFFICER
3. Date of Earliest Transaction (Month/Day/Year)
09/11/2025
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 09/11/2025 S 27,490.532 D $45.259 113,097.1236(1) D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. Includes shares purchased under the Issuer's Buy As You Earn plan.
/s/ Lisa Kish, by Power of Attorney for Roger Thompson 09/15/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What insider transaction did Roger Thompson (JHG) report on this Form 4?

The filing reports a sale of 27,490.532 shares of Janus Henderson Group plc common stock on 09/11/2025 at $45.259 per share.

How many JHG shares does the reporting person own after the transaction?

Following the reported sale, the filing shows beneficial ownership of 113,097.1236 shares held directly.

Did the Form 4 indicate the shares came from an employee plan?

Yes. The explanation states the post-transaction holdings include shares purchased under the issuer's Buy As You Earn plan.

Who signed the Form 4 and when was it signed?

The form was signed by Lisa Kish, by Power of Attorney for Roger Thompson on 09/15/2025.

Was the transaction reported as part of a 10b5-1 trading plan?

No box indicating a transaction pursuant to a 10b5-1 plan is checked in the provided content.
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