Welcome to our dedicated page for Nuveen Mortgage and Income Fund SEC filings (Ticker: JLS), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
nuveen is one of the world's largest asset managers, serving institutions, financial intermediaries and individual investors in more than 30 countries, providing investment expertise across the capital structure. in partnership with advisors and consultants, we create outcome-focused solutions that help investors achieve a more secure financial future. recognized as a leader in income generation, alternative investments and responsible investing, nuveen has award-winning capabilities that span both public and private asset classes. our investment approach is fueled by diversity of thought and a network of specialized investment teams with independent processes and best-in-class expertise.as the investment manager of tiaa, we honor a 100-plus year legacy of service and innovation based on enduring principles established by john nuveen and andrew carnegie. inspired by their vision, backed by size and scale, and empowered by private ownership, we are uniquely positioned to contribute meaNuveen Mortgage & Income Fund portfolio manager Stephen Virgilio bought additional shares of the fund’s common stock in an open-market trade. On this transaction date, he purchased 250 shares at $18.05 per share. After the purchase, he directly owned a total of 1,487 common shares.
Nuveen Mortgage and Income Fund (JLS) files its annual certified shareholder report and discloses a 12-month total return at common share NAV of 9.27% for the period ended December 31, 2025. The report is audited by PricewaterhouseCoopers LLP (opinion dated February 27, 2026) and shows effective leverage of 22.44% and a portfolio concentrated in mortgage-backed and asset-backed securities.
The filing includes performance, holdings, leverage disclosures, distribution source tables, repurchase program status, and financial statements with notes. Key contextual items: common share NAV was $19.35 and average premium/(discount) to NAV was (5.99)%, and net assets applicable to common shares were $387,589,923.
Nuveen Mortgage and Income Fund and related Nuveen closed‑end funds are soliciting proxies for their 2026 virtual annual shareholder meetings. The meetings will be held online on April 16, 2026 at 2:00 p.m. Central time, with a record date of February 9, 2026.
Shareholders will vote primarily on electing independent Board Members across multiple funds, including Class I, II and III trustees and, for certain funds, trustees elected only by preferred shareholders. The proxy describes quorum and NYSE broker voting rules, a unitary independent board structure, and updated committee‑based compensation for Independent Board Members.
Nuveen Mortgage & Income Fund/MA/ filed an initial insider ownership report for Joseph Castro, who serves as EVP, Chief Risk & Compliance. This Form 3 establishes his status as an officer and baseline disclosure of his position, and it does not list any insider buy or sell transactions.
Nuveen Mortgage & Income Fund insider activity shows a small open-market purchase of fund shares. A portfolio manager reported buying 100 shares of common stock of Nuveen Mortgage & Income Fund (ticker JLS) on 01/06/2026 at a price of $18.10 per share. After this transaction, the reporting person beneficially owns 4,651 shares, held in direct ownership form. This update reflects routine insider trading disclosure rather than a major change in ownership.
Nuveen Mortgage & Income Fund (JLS) reported an insider ownership update. An officer, serving as VP and Treasurer, filed a Form 3 effective September 10, 2025, stating that no securities are beneficially owned. The filing was submitted by one reporting person under a power of attorney.
Sit Investment Associates, Inc. and its subsidiary Sit Fixed Income Advisors II, LLC reported shared voting and dispositive power over 1,228,685 shares of Nuveen Mortgage and Income Fund common stock, representing 22.4% of the class. The percentage is calculated using 5,476,626 shares outstanding as of June 30, 2025, per the issuer's Form N-CSRS. All securities are owned by client accounts managed by SIA and SFI; both firms state they exercise those powers in their roles as registered investment advisers and disclaim beneficial ownership under Rule 13d-4. The filing is signed by Paul E. Rasmussen, Vice President, on October 2, 2025, and includes a Joint Filing Agreement as Exhibit A.
Reporting person: Virgilio Stephen (Portfolio Manager at Nuveen Investments) reported a sale of common stock of Nuveen Mortgage & Income Fund (ticker JLS). Transaction: On 08/29/2025 he disposed of 150 shares at a price of $18.8137 per share. Holdings after sale: 850 shares beneficially owned. Filing: Form 4 signed under power of attorney by Mark L. Winget.