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Nuveen Mortgage & Income Fund (JLS) portfolio manager reports 100-share purchase

Filing Impact
(Low)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Nuveen Mortgage & Income Fund insider activity shows a small open-market purchase of fund shares. A portfolio manager reported buying 100 shares of common stock of Nuveen Mortgage & Income Fund (ticker JLS) on 01/06/2026 at a price of $18.10 per share. After this transaction, the reporting person beneficially owns 4,651 shares, held in direct ownership form. This update reflects routine insider trading disclosure rather than a major change in ownership.

Positive

  • None.

Negative

  • None.
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Parekh Aashh

(Last) (First) (Middle)
C/O NUVEEN INVESTMENTS
333 W. WACKER DRIVE

(Street)
CHICAGO IL 60606

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
Nuveen Mortgage & Income Fund/MA/ [ JLS ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
Officer (give title below) X Other (specify below)
Portfolio Manager
3. Date of Earliest Transaction (Month/Day/Year)
01/06/2026
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 01/06/2026 P 100 A $18.1 4,651 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
Remarks:
parekhpoa.txt
Mark L. Winget/ Signed Under POA 01/07/2026
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What insider transaction did Nuveen Mortgage & Income Fund (JLS) report?

The filing reports that a portfolio manager purchased 100 shares of common stock of Nuveen Mortgage & Income Fund on 01/06/2026.

At what price were the Nuveen Mortgage & Income Fund (JLS) shares bought?

The 100 shares of Nuveen Mortgage & Income Fund common stock were purchased at a price of $18.10 per share.

How many Nuveen Mortgage & Income Fund (JLS) shares does the insider own after the transaction?

Following the reported transaction, the portfolio manager beneficially owns 4,651 shares of Nuveen Mortgage & Income Fund common stock.

What is the relationship of the reporting person to Nuveen Mortgage & Income Fund (JLS)?

The reporting person is listed as an Other related party with the specific role of Portfolio Manager for Nuveen Mortgage & Income Fund.

Was this Nuveen Mortgage & Income Fund (JLS) transaction a purchase or a sale?

The Form 4 shows a transaction code of P, indicating an open-market or private purchase of 100 shares of common stock.

Does the Form 4 for Nuveen Mortgage & Income Fund (JLS) report any derivative securities?

The section for derivative securities lists column headers only and does not report any specific derivative transactions for this filing.

Nuveen Mortgage and Income Fund

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