Welcome to our dedicated page for Nuveen Mortgage and Income Fund SEC filings (Ticker: JLS), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Our SEC filing database is enhanced with expert analysis from Rhea-AI, providing insights into the potential impact of each filing on Nuveen Mortgage and Income Fund's stock performance. Each filing includes a concise AI-generated summary, sentiment and impact scores, and end-of-day stock performance data showing the actual market reaction. Navigate easily through different filing types including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, proxy statements (DEF 14A), and Form 4 insider trading disclosures.
Designed for fundamental investors and regulatory compliance professionals, our page simplifies access to critical SEC filings. By combining real-time EDGAR feed updates, Rhea-AI's analytical insights, and historical stock performance data, we provide comprehensive visibility into Nuveen Mortgage and Income Fund's regulatory disclosures and financial reporting.
Nuveen Mortgage and Income Fund is registering one or more continuous or delayed offerings of Common Shares, Preferred Shares and/or subscription Rights to purchase Common Shares. The prospectus describes the Fund’s objective to generate high current income through opportunistic securitized credit investments and discloses leverage, distribution, and governance features.
The Fund uses borrowings and reverse repurchase agreements for leverage, pays monthly distributions that may include return of capital, and notes risks including leverage effects, tax qualification as a RIC, and potential discount trading to NAV. Prospectus supplements will state offering terms, distribution sources and use of proceeds.
Ameriprise Financial, Inc. and Ameriprise Financial Services, LLC filed a Schedule 13G reporting beneficial ownership in Nuveen Mortgage and Income Fund common stock. The filing shows 296,505 shares with shared dispositive power, representing 5.4% of the class as reported.
The report states AFI is the parent of AFS and incorporates cover-page rows for voting/dispositive powers; both entities disclaim beneficial ownership in the shares reported.
Nuveen Mortgage & Income Fund ownership filing: Sit Investment Associates, Inc. and Sit Fixed Income Advisors II, LLC report shared beneficial ownership of 918,869 shares representing 16.8% of the outstanding common stock. Shares outstanding were 5,476,626 as of December 31, 2025. The filing states the reporting advisers possess shared voting and dispositive power over the securities held by client accounts but disclaim beneficial ownership pursuant to Rule 13d-4.
Nuveen Mortgage and Income Fund ownership filing shows that First Trust Portfolios L.P., First Trust Advisors L.P. and The Charger Corporation report beneficial ownership of 255,236 shares of Common Stock, representing 4.66% of the class as of 03/31/2026. The filing states shared voting power of 35,876 shares and shared dispositive power over the full 255,236 shares. The three entities jointly filed under Rule 13d-1(k)(1) and disclaim beneficial ownership of shares held in certain unit investment trusts and other accounts.
Nuveen Mortgage & Income Fund portfolio manager Stephen Virgilio bought additional shares of the fund’s common stock in an open-market trade. On this transaction date, he purchased 250 shares at $18.05 per share. After the purchase, he directly owned a total of 1,487 common shares.
Nuveen Mortgage and Income Fund (JLS) files its annual certified shareholder report and discloses a 12-month total return at common share NAV of 9.27% for the period ended December 31, 2025. The report is audited by PricewaterhouseCoopers LLP (opinion dated February 27, 2026) and shows effective leverage of 22.44% and a portfolio concentrated in mortgage-backed and asset-backed securities.
The filing includes performance, holdings, leverage disclosures, distribution source tables, repurchase program status, and financial statements with notes. Key contextual items: common share NAV was $19.35 and average premium/(discount) to NAV was (5.99)%, and net assets applicable to common shares were $387,589,923.
Nuveen Mortgage and Income Fund and related Nuveen closed‑end funds are soliciting proxies for their 2026 virtual annual shareholder meetings. The meetings will be held online on April 16, 2026 at 2:00 p.m. Central time, with a record date of February 9, 2026.
Shareholders will vote primarily on electing independent Board Members across multiple funds, including Class I, II and III trustees and, for certain funds, trustees elected only by preferred shareholders. The proxy describes quorum and NYSE broker voting rules, a unitary independent board structure, and updated committee‑based compensation for Independent Board Members.
Nuveen Mortgage & Income Fund/MA/ filed an initial insider ownership report for Joseph Castro, who serves as EVP, Chief Risk & Compliance. This Form 3 establishes his status as an officer and baseline disclosure of his position, and it does not list any insider buy or sell transactions.
Nuveen Mortgage & Income Fund insider activity shows a small open-market purchase of fund shares. A portfolio manager reported buying 100 shares of common stock of Nuveen Mortgage & Income Fund (ticker JLS) on 01/06/2026 at a price of $18.10 per share. After this transaction, the reporting person beneficially owns 4,651 shares, held in direct ownership form. This update reflects routine insider trading disclosure rather than a major change in ownership.