Welcome to our dedicated page for Nuveen Mortgage and Income Fund SEC filings (Ticker: JLS), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
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Nuveen Mortgage & Income Fund (JLS) reported an insider ownership update. An officer, serving as VP and Treasurer, filed a Form 3 effective September 10, 2025, stating that no securities are beneficially owned. The filing was submitted by one reporting person under a power of attorney.
Sit Investment Associates, Inc. and its subsidiary Sit Fixed Income Advisors II, LLC reported shared voting and dispositive power over 1,228,685 shares of Nuveen Mortgage and Income Fund common stock, representing 22.4% of the class. The percentage is calculated using 5,476,626 shares outstanding as of June 30, 2025, per the issuer's Form N-CSRS. All securities are owned by client accounts managed by SIA and SFI; both firms state they exercise those powers in their roles as registered investment advisers and disclaim beneficial ownership under Rule 13d-4. The filing is signed by Paul E. Rasmussen, Vice President, on October 2, 2025, and includes a Joint Filing Agreement as Exhibit A.
Reporting person: Virgilio Stephen (Portfolio Manager at Nuveen Investments) reported a sale of common stock of Nuveen Mortgage & Income Fund (ticker JLS). Transaction: On 08/29/2025 he disposed of 150 shares at a price of $18.8137 per share. Holdings after sale: 850 shares beneficially owned. Filing: Form 4 signed under power of attorney by Mark L. Winget.