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Nuveen JPC VP Parth Doshi listed as insider

Nuveen Preferred & Income Opportunities Fund (JPC) has a new insider disclosure.

(Neutral)
(Neutral)
Form Type
3

Rhea-AI Filing Summary

Nuveen Preferred & Income Opportunities Fund (JPC) has a new insider disclosure. Parth Doshi, who serves as a Vice President, filed an initial Form 3 reporting his status as an officer of the fund. The filing does not report any ownership positions or transactions in JPC shares.

Positive

  • None.

Negative

  • None.

FAQ

What does the new Form 3 filing for JPC disclose?

The Form 3 discloses that Parth Doshi is an officer of Nuveen Preferred & Income Opportunities Fund (JPC), serving as Vice President. The filing is an initial statement of insider status and does not include any reported transactions or holdings.

Who is the reporting person in Nuveen Preferred & Income Opportunities Fund (JPC)'s Form 3?

The reporting person is Parth Doshi, identified as a Vice President of Nuveen Preferred & Income Opportunities Fund (JPC). He is not listed as a director or a ten percent owner in this filing.

Does the JPC Form 3 show any insider share transactions?

No. The Form 3 for Nuveen Preferred & Income Opportunities Fund (JPC) reports no transactions. The transaction summary shows zero buys, sells, acquisitions, dispositions, exercises, gifts, or restructurings, and no holding entries are listed.

Does Parth Doshi report any JPC share ownership on this Form 3?

No specific ownership positions are shown. The filing’s summaries indicate zero holding entries and no derivative positions reported, so there are no quantified JPC share or option holdings disclosed in this Form 3.

Is there any Rule 10b5-1 trading plan disclosure in JPC's Form 3?

No. The Form 3 has the document-level Rule 10b5-1 indicator as null, meaning it does not state that trades are under a Rule 10b5-1 plan, and there are no transaction-level footnotes describing such a plan.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Learn about SEC filing dates
SEC Form 3
FORM 3UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0104
Estimated average burden
hours per response:0.5
1. Name and Address of Reporting Person*
Doshi Parth

(Last)(First)(Middle)
333 W. WACKER DRIVE
SUITE 2900

(Street)
CHICAGO ILLINOIS 60606

(City)(State)(Zip)

UNITED STATES

(Country)
2. Date of Event Requiring Statement (Month/Day/Year)
08/26/2026
3. Issuer Name and Ticker or Trading Symbol
Nuveen Preferred & Income Opportunities Fund [ JPC ]
3a. Foreign Trading Symbol
5. If Amendment, Date of Original Filed (Month/Day/Year)
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director10% Owner
XOfficer (give title below)Other (specify below)
Vice President
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year)3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
Remarks:
doshipoa.txt
No securities are beneficially owned.
Mark L. Winget/ Signed Under Power of Attorney08/26/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 3: SEC 1473 (03-26)