Nuveen JPC insider Joseph Castro files Form 3

Nuveen Preferred & Income Opportunities Fund executive Joseph Castro, EVP and Chief Risk & Compliance, filed an initial Form 3 insider ownership report.

Rhea-AI Filing Summary

Nuveen Preferred & Income Opportunities Fund executive Joseph Castro, EVP and Chief Risk & Compliance, filed an initial Form 3 insider ownership report. The filing lists him as an officer of the fund and shows no reported buy, sell, acquire, or dispose transactions in its transaction summary.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What does Nuveen Preferred & Income Opportunities Fund (JPC) Form 3 for Joseph Castro show?

The Form 3 shows Joseph Castro, EVP and Chief Risk & Compliance, as an officer insider of the fund. The transaction summary reports zero buy, sell, acquire, dispose, or other transactions and no share amounts in any category.

Did Joseph Castro buy or sell Nuveen Preferred & Income Opportunities Fund (JPC) shares in this Form 3?

No. The transaction summary for Joseph Castro’s Form 3 shows zero buy transactions and zero sell transactions, with net buy/sell shares equal to 0 and a neutral net buy/sell direction reported in the filing data.

What insider role does Joseph Castro hold at Nuveen Preferred & Income Opportunities Fund (JPC)?

Joseph Castro is identified as an officer of Nuveen Preferred & Income Opportunities Fund, with the title “EVP, Chief Risk & Compliance.” The filing indicates he is not a director and not a ten percent owner of the fund’s shares.

Does the Joseph Castro Form 3 for Nuveen Preferred & Income Opportunities Fund (JPC) include any share totals?

The structured data for this Form 3 shows no transaction share amounts. Buy, sell, acquire, dispose, and other share counts are all listed as 0, and net buy/sell shares are also 0, indicating no reported share activity in this filing.

What is the net buy/sell direction in Joseph Castro’s Form 3 for Nuveen Preferred & Income Opportunities Fund (JPC)?

The transaction summary reports a net buy/sell direction of “neutral.” This corresponds to zero buy shares, zero sell shares, and net buy/sell shares of 0, indicating no insider trading activity disclosed in this initial statement.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Accepted by SEC EDGAR 02/23/2026 - 01:51 PM Learn about SEC filing dates

SEC Form 3

FORM 3

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0104
Estimated average burden
hours per response:			0.5

1. Name and Address of Reporting Person^*

Castro Joseph

(Last) (First) (Middle)

333 W. WACKER DRIVE

SUITE 2900

(Street)

CHICAGO IL 60606

(City) (State) (Zip)

2. Date of Event Requiring Statement (Month/Day/Year)
10/16/2025

3. Issuer Name and Ticker or Trading Symbol
Nuveen Preferred & Income Opportunities Fund [ JPC ]

4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	EVP, Chief Risk & Compliance

5. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4)	2. Amount of Securities Beneficially Owned (Instr. 4)	3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	4. Nature of Indirect Beneficial Ownership (Instr. 5)

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4)	2. Date Exercisable and Expiration Date (Month/Day/Year)		3. Title and Amount of Securities Underlying Derivative Security (Instr. 4)		4. Conversion or Exercise Price of Derivative Security	5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)
	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

Remarks:

castropoa.txt

No securities are beneficially owned.

	Mark L. Winget/ Signed Under Power of Attorney	10/16/2025
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.