JPMorgan Chase & Co. filings document a bank holding company with worldwide financial services operations and multiple classes of exchange-listed securities. Periodic reports describe investment banking, consumer and small-business financial services, commercial banking, transaction processing and asset management, along with capital, assets and stockholders’ equity disclosures.
The company’s 8-K filings record material events and identify registered securities including JPM common stock, depositary shares representing fractional interests in non-cumulative preferred stock, and guarantees of notes and exchange-traded notes issued by JPMorgan Chase Financial Company LLC. Proxy materials cover board matters, executive compensation, equity awards, shareholder voting items and other governance disclosures.
JPMorgan Chase & Co. director Phebe N. Novakovic acquired 121 shares of common stock on September 30, 2026, through deferral of a quarterly retainer, payable in common stock following termination of service as director. The reported price was $330.83 per share; her direct holdings following the transaction were 13,762 shares. She also reported 45 shares held indirectly by her spouse.
JPMorgan Chase & Co. (JPM) director Virginia M. Rometty acquired 121 shares of common stock on September 30, 2026, at a reported price of 330.8300 per share. Her directly held position after the transaction was 15,219 shares. The shares relate to deferral of a quarterly retainer, payable in common stock following termination of service as director.
JPMorgan Chase & Co. director Mellody L. Hobson reported acquiring 136 shares of common stock on September 30, 2026, at a reported price of $330.83 per share. The acquisition relates to the deferral of a quarterly retainer, payable in common stock following termination of service as director. Her direct holdings following the transaction were 30,211 shares. A separate holding lists 124,155 shares indirectly through The GWL Living Trust.
JPMorgan Chase & Co. director Stephen B. Burke reported an acquisition of 170 shares of common stock on September 30, 2026. The shares relate to deferral of a quarterly retainer, payable in common stock following termination of service as director.
JPMORGAN CHASE & CO (JPM) reported that Robin Leopold, Head of Human Resources, sold 2,500 shares of common stock on September 10, 2026 at $352.8106 per share in an open-market or private transaction under a Rule 10b5-1 trading plan, leaving 71,047 shares held directly plus 9,201 shares held indirectly through GRAT structures.
JPMORGAN CHASE & CO (JPM) received a Rule 144 notice covering a planned sale of common stock for the account of executive Robin Leopold, Head of Human Resources. The notice reports a proposed sale of 2,500 shares of JPM common stock through J.P. Morgan Securities LLC, with an aggregate market value of $882,026.40 as of the filing details.
The shares to be sold were acquired on January 13, 2026 as a result of awards granted by the issuer under equity compensation arrangements. The filing also discloses that during the prior three months, 2,500 JPM shares were sold on August 11, 2026 for aggregate proceeds of $903,517.97. JPM common stock is listed on the NYSE. As context, JPM reports 2,658,186,195 shares of common stock outstanding.
JPMORGAN CHASE & CO (JPM), through JPMorgan Chase Financial Company LLC, is offering Trigger Performance Leveraged Upside Securities (“Trigger PLUS”) linked to the S&P 500® Index, maturing on October 5, 2032, under its Series A medium-term note shelf program. Each note has a $1,000 stated principal amount, pays no interest and is unsecured, unsubordinated debt of JPMorgan Chase Financial Company LLC, fully and unconditionally guaranteed by JPMorgan Chase & Co.
At maturity, if the index is above its initial level, holders receive $1,000 plus a leveraged gain of at least 137.20% of the index percent increase, capped at a maximum payment of $1,850 per note. If the index is at or below the initial level but at or above 85% of that level (the trigger), investors receive only their $1,000 principal. If the index closes below the trigger, repayment is fully exposed to index losses on a 1-for-1 basis, and investors can lose a significant portion or all of their investment.
The issue price is $1,000 per note, including selling commissions and a structuring fee, with issuer proceeds of $965 per note plus an additional $5 per note in structuring fee to Morgan Stanley Wealth Management. If priced on the reference date, the estimated value would be about $956.90 per $1,000, and will not be less than $930.00 on the pricing date. The notes will not be listed on any exchange, may have limited liquidity, and their value and payments are subject to the credit risk of both JPMorgan Chase Financial Company LLC and JPMorgan Chase & Co.
JPMORGAN CHASE & CO (JPM), via JPMorgan Chase Financial Company LLC and guaranteed by JPMorgan Chase & Co., is offering callable range accrual notes linked to the 10-Year CMT Rate, maturing on August 31, 2036.
The notes pay a fixed 10.50% per annum during the initial interest periods from issuance through August 31, 2027, with monthly interest payments. After that, interest becomes variable and accrues only on days when the 10-Year CMT Rate is at or below 5.00%, with a maximum rate of 10.50% and a minimum of 0.00% per annum. The notes are callable at the issuer’s option on the last calendar day of each month, from August 31, 2027 to maturity, at 100% of principal plus accrued interest if redeemed.
The offering size is $4,800,000 (denomination $1,000 per note), with selling commissions of $40.00 per $1,000 and net proceeds of $960.00 per $1,000 (total $4,608,000). The estimated value at pricing is $919.60 per $1,000. Payments depend on the 10-Year CMT Rate and the calculation agent may determine or replace this rate under specified conditions.
JPMorgan Chase & Co. (JPM), through JPMorgan Chase Financial Company LLC, is offering unsecured Auto Callable Contingent Interest Notes linked to the MerQube US Gold Vol Advantage Index, maturing September 7, 2029 and fully and unconditionally guaranteed by JPMorgan Chase & Co.
The notes pay a monthly Contingent Interest Payment only if the Index is at or above 65% of its Initial Value (the Interest Barrier) on the relevant Review Date, with previously missed coupons paid when the barrier is next met. The notes may be automatically called as early as September 7, 2027 if the Index is at or above the Call Value (90% of Initial Value in the hypotheticals), in which case principal plus applicable interest (including unpaid coupons) is repaid early. If the notes are not called and the Final Index Value is below the Trigger Value (65% of Initial Value), investors receive $1,000 plus $1,000 times the Index Return and can lose a significant portion or all of principal.
The Index provides leveraged, rules-based exposure (0%–500%) to gold futures while targeting 35% implied volatility and is reduced by a 6.0% per annum daily deduction, which creates a performance drag versus an identical index without such a fee. The preliminary estimated value is about $950 per $1,000 note and will not be less than $930 at pricing. The notes are not bank deposits, are not FDIC insured, and are subject to the credit risk of both JPMorgan Financial and JPMorgan Chase & Co.
JPMORGAN CHASE & CO (symbol: JPM) is the issuer of record for a Form 424B2 filing submitted to the SEC.