JPMorgan (Common Stock) Form 144: Brokered Sale Notice

JPMorgan Chase & Co. submitted a Form 144 notifying the proposed sale of Common Stock that was acquired as awards on 01/13/2026.

Accepted by SEC EDGAR 03/23/2026 - 05:22 PM EDT Learn about SEC filing dates

Rhea-AI Filing Summary

JPMorgan Chase & Co. submitted a Form 144 notifying the proposed sale of Common Stock that was acquired as awards on 01/13/2026. The filing identifies J.P. Morgan Securities LLC as the broker and lists a prior sale by Robin Leopold on 02/19/2026.

The notice documents an equity‑compensation origin for the shares and records recent activity by an affiliated holder; specific offer quantities and proceeds are shown in the filing tables.

Insights

Securities Compliance Analyst

Rule 144 notice for sale of award‑derived common stock; brokered through J.P. Morgan Securities.

The filing lists Common Stock acquired on 01/13/2026 as resulting from equity awards and names J.P. Morgan Securities LLC as the executing broker. It also records a prior sale dated 02/19/2026 by Robin Leopold.

Timing, exact registered share counts, and cash‑flow recipients are presented in table rows of the excerpt; review the full Form 144 for precise quantities and any transfer restrictions or legend removal statements.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What does JPM's Form 144 say about the shares being sold?

The filing states the shares are Common Stock acquired as a result of awards on 01/13/2026. It identifies the broker as J.P. Morgan Securities LLC and lists recent holder activity in the tables.

Who is listed as the broker on the Form 144 for JPM?

The broker is listed as J.P. Morgan Securities LLC, with an address at 270 Park Avenue, New York. The filing connects the broker to the planned resale of the common shares.

Does the filing show any recent sales related to these shares?

Yes. The filing records a sale dated 02/19/2026 by Robin Leopold. The table entry lists that transaction alongside the proposed sale notice.

Were the shares in this Form 144 received as compensation?

Yes. The excerpt explicitly states the shares were acquired as a result of awards granted by Issuer on 01/13/2026, indicating an equity compensation origin.

Where can I find exact quantities and proceeds for the sale?

Exact share counts and numeric amounts are presented in the filing tables. Refer to the full Form 144 tables for the precise registered quantities and reported dollar figures.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK	0001726825
Filer CCC	XXXXXXXX
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer	JPMORGAN CHASE & CO.
SEC File Number	001-05805
Address of Issuer	270 Park Avenue New York NEW YORK 10017
Phone	2122702978
Name of Person for Whose Account the Securities are To Be Sold	Robin Leopold
See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.
Relationship to Issuer	Head of Human Resources

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common Stock	J.P. Morgan Securities LLC 270 Park Avenue New York NY 10017-2014	433	127760.98	2696272576	03/23/2026	NYSE

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common Stock. $1 Par Value	01/13/2026	Acquired as a result of awards granted by Issuer	Issuer			433	01/13/2026	Equity Compensation

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Name and Address of Seller	Title of Securities Sold	Date of Sale	Amount of Securities Sold	Gross Proceeds
Robin Leopold c/o J.P. Morgan Securities LLC 270 Park Avenue New York NY 10017-2014	Common Stock. $1 Par Value	02/19/2026	432	132684.23

144: Remarks and Signature

Remarks
Date of Notice	03/23/2026
Date of Plan Adoption or Giving of Instruction, If Relying on Rule 10b5-1	11/14/2025
ATTENTION:
The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.
Signature	Holly Youngwood under POA on behalf of Robin Leopold
ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)